Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

1,880,801

0.13%

4,275,356

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,574,975

0.11%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,568,300

0.17%

1,028,300

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,024,076

0.41%

5,303,656

0.36%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

8

82.0587 USD

Purchase

17

81.9617 USD

Purchase

40

81.9187 USD

Purchase

81

81.9900 USD

Purchase

96

81.9600 USD

Purchase

100

82.2700 USD

Purchase

100

82.3600 USD

Purchase

100

82.0850 USD

Purchase

104

82.0300 USD

Purchase

133

82.0000 USD

Purchase

200

82.0400 USD

Purchase

214

82.0800 USD

Purchase

228

82.1745 USD

Purchase

281

82.2640 USD

Purchase

300

82.5000 USD

Purchase

300

82.3100 USD

Purchase

300

82.2966 USD

Purchase

300

81.9800 USD

Purchase

331

81.6082 USD

Purchase

400

81.8575 USD

Purchase

400

81.9700 USD

Purchase

434

82.0234 USD

Purchase

448

81.6519 USD

Purchase

473

82.2308 USD

Purchase

493

82.0700 USD

Purchase

500

81.9920 USD

Purchase

500

82.0040 USD

Purchase

600

81.9200 USD

Purchase

718

82.0861 USD

Purchase

728

82.1500 USD

Purchase

835

81.8713 USD

Purchase

933

82.2457 USD

Purchase

1,600

82.3531 USD

Purchase

2,001

82.0423 USD

Purchase

3,464

82.3647 USD

Purchase

3,800

81.6411 USD

Purchase

4,791

81.7734 USD

Purchase

4,977

81.9422 USD

Purchase

5,466

82.3245 USD

Purchase

6,555

82.3422 USD

Purchase

6,728

82.3411 USD

Purchase

7,642

82.3339 USD

Purchase

8,074

82.3360 USD

Purchase

9,100

81.9234 USD

Purchase

9,895

82.3949 USD

Purchase

11,276

82.3425 USD

Purchase

11,910

82.0059 USD

Purchase

12,200

81.7899 USD

Purchase

12,257

82.3301 USD

Purchase

17,399

82.0341 USD

Purchase

19,741

82.3506 USD

Purchase

20,706

82.0100 USD

Purchase

22,946

82.0229 USD

Purchase

24,508

82.0148 USD

Purchase

26,702

82.3482 USD

Purchase

31,905

81.8279 USD

Purchase

49,863

81.7105 USD

Purchase

56,207

81.9985 USD

Purchase

95,157

82.0298 USD

Sale

36

82.0200 USD

Sale

75

82.5000 USD

Sale

100

81.5500 USD

Sale

100

81.8000 USD

Sale

100

81.8850 USD

Sale

100

81.9750 USD

Sale

100

82.0300 USD

Sale

114

82.0800 USD

Sale

160

81.9756 USD

Sale

200

81.8100 USD

Sale

200

82.0700 USD

Sale

200

82.2900 USD

Sale

200

87.0000 USD

Sale

221

81.9900 USD

Sale

300

82.5200 USD

Sale

300

81.9466 USD

Sale

347

81.9544 USD

Sale

364

82.1500 USD

Sale

400

81.8050 USD

Sale

400

81.8625 USD

Sale

400

81.9112 USD

Sale

400

82.3000 USD

Sale

500

82.0222 USD

Sale

500

81.7610 USD

Sale

500

81.9950 USD

Sale

522

81.7412 USD

Sale

588

81.9913 USD

Sale

600

81.7850 USD

Sale

800

81.8137 USD

Sale

882

81.8609 USD

Sale

900

82.0266 USD

Sale

912

81.9585 USD

Sale

1,043

82.0243 USD

Sale

1,056

81.8446 USD

Sale

1,111

81.8601 USD

Sale

1,250

81.9801 USD

Sale

1,250

81.9790 USD

Sale

1,400

82.0037 USD

Sale

1,560

81.9451 USD

Sale

1,597

81.8819 USD

Sale

1,600

82.0268 USD

Sale

2,100

82.0223 USD

Sale

2,500

82.0020 USD

Sale

2,600

82.0949 USD

Sale

2,900

81.8941 USD

Sale

3,226

82.0011 USD

Sale

3,315

82.1229 USD

Sale

3,341

82.5251 USD

Sale

4,012

81.9185 USD

Sale

4,700

82.0511 USD

Sale

4,769

81.7657 USD

Sale

4,900

81.8033 USD

Sale

5,196

82.0379 USD

Sale

5,772

81.8414 USD

Sale

5,774

81.9892 USD

Sale

5,916

81.7989 USD

Sale

7,371

82.0809 USD

Sale

8,400

81.8626 USD

Sale

8,810

81.8528 USD

Sale

9,900

81.7364 USD

Sale

13,104

82.0100 USD

Sale

14,595

81.9758 USD

Sale

22,008

82.0163 USD

Sale

25,351

82.0992 USD

Sale

31,778

82.0638 USD

Sale

57,006

81.9218 USD

Sale

105,396

81.8706 USD

Sale

120,000

82.3474 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

300

79 USD

American

8 Nov 2019

3.2000 USD

Call Option Purchasing

2,000

82 USD

American

8 Nov 2019

0.2700 USD

Call Option Purchasing

300

85 USD

American

20 Dec 2019

1.0700 USD

Call Option Purchasing

4,300

95 USD

American

15 May 2020

1.2100 USD

Call Option Selling

100

80 USD

American

20 Dec 2019

3.2400 USD

Call Option Selling

1,000

82 USD

American

8 Nov 2019

0.5000 USD

Call Option Selling

300

88 USD

American

20 Dec 2019

0.4700 USD

Call Option Selling

100

130 USD

American

15 Jan 2021

0.2900 USD

Put Option Purchasing

100

50 USD

American

21 Jan 2022

3.1000 USD

Put Option Purchasing

2,000

79 USD

American

6 Dec 2019

0.7400 USD

Put Option Purchasing

100

81 USD

American

15 Nov 2019

0.6600 USD

Put Option Purchasing

100

83 USD

American

20 Dec 2019

2.6600 USD

Put Option Purchasing

7,100

84 USD

American

8 Nov 2019

1.7939 USD

Put Option Selling

100

40 USD

American

21 Jan 2022

3.2000 USD

Put Option Selling

1,000

55 USD

American

17 Jan 2020

0.0700 USD

Put Option Selling

1,000

55 USD

American

21 Feb 2020

0.1600 USD

Put Option Selling

300

58 USD

American

21 Feb 2020

0.2300 USD

Put Option Selling

400

60 USD

American

21 Feb 2020

0.2975 USD

Put Option Selling

300

63 USD

American

17 Jan 2020

0.1866 USD

Put Option Selling

200

70 USD

American

19 Jun 2020

2.6100 USD

Put Option Selling

1,000

75 USD

American

6 Dec 2019

0.2400 USD

Put Option Selling

200

83 USD

American

20 Dec 2019

2.4900 USD

Put Option Selling

5,100

84 USD

American

8 Nov 2019

2.2200 USD

Put Option Selling

200

87 USD

American

15 Nov 2019

4.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

8 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

100,300

60.0000

American

Jun 19, 2020

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options Purchased

5,400

85.0000

American

Nov 8, 2019

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

350,300

65.0000

American

Jan 17, 2020

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

1,100

81.0000

American

Nov 15, 2019

Put Options Written

800

37.5000

American

Jan 21, 2022

Put Options Written

800

79.5000

American

Nov 8, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

500

70.0000

American

Dec 20, 2019

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options Written

100

77.5000

American

Nov 22, 2019

Call Options Purchased

800

78.0000

American

Nov 15, 2019

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Call Options Purchased

100

87.0000

American

Dec 13, 2019

Call Options Purchased

8,500

82.5000

American

Nov 15, 2019

Call Options Purchased

5,000

82.5000

American

Nov 22, 2019

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options Written

2,800

75.0000

American

Jun 19, 2020

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-500

87.5000

American

Dec 20, 2019

Put Options Purchased

-100

79.0000

American

Nov 22, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019

Call Options Written

-19,400

90.0000

American

Jun 19, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-1,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-2,100

120.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-400

81.0000

American

Nov 8, 2019

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options Purchased

-2,900

50.0000

American

Jan 15, 2021

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Put Options Written

900

81.5000

American

Nov 8, 2019

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Call Options Purchased

286,900

80.0000

American

Jan 17, 2020

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

6,000

75.0000

American

Nov 15, 2019

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Call Options Purchased

500

72.5000

American

May 15, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

4,800

95.0000

American

May 15, 2020

Put Options Written

3,900

50.0000

American

Jan 17, 2020

Put Options Written

3,500

47.5000

American

Jan 17, 2020

Put Options Written

500

77.5000

American

Nov 15, 2019

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Call Options Purchased

2,900

85.0000

American

Feb 21, 2020

Call Options Purchased

1,400

81.5000

American

Nov 8, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,100

72.5000

American

Jun 19, 2020

Call Options Purchased

100

77.5000

American

May 15, 2020

Put Options Purchased

-7,500

83.5000

American

Nov 8, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019

Put Options Purchased

-2,000

79.0000

American

Dec 6, 2019

Put Options Purchased

-800

72.5000

American

Dec 20, 2019

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options Written

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-200

81.0000

American

Dec 6, 2019

Put Options Purchased

-700

77.5000

American

Dec 20, 2019

Put Options Purchased

-4,400

78.0000

American

Dec 13, 2019

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-1,100

82.0000

American

Nov 15, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

74.5000

American

Nov 8, 2019

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options Purchased

-300

74.0000

American

Nov 15, 2019

Put Options Purchased

-5,100

77.5000

American

Dec 13, 2019

Put Options Purchased

-12,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Written

7,300

62.5000

American

Jan 17, 2020

Put Options Written

900

75.0000

American

May 15, 2020

Call Options Purchased

300

79.0000

American

Nov 8, 2019

Put Options Written

100

79.0000

American

Nov 8, 2019

Call Options Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

500

62.5000

American

May 15, 2020

Call Options Purchased

1,100

78.0000

American

Nov 8, 2019

Put Options Written

100

72.0000

American

Nov 8, 2019

Put Options Written

1,500

60.0000

American

Dec 20, 2019

Call Options Purchased

1,100

83.5000

American

Nov 8, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Put Options Written

100

79.0000

American

Nov 15, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

2,500

85.0000

American

Dec 20, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

1,000

83.0000

American

Nov 29, 2019

Put Options Written

800

57.5000

American

Feb 21, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

2,000

86.0000

American

Nov 22, 2019

Call Options Purchased

5,500

84.0000

American

Nov 8, 2019

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Put Options Written

300

77.0000

American

Nov 8, 2019

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Put Options Purchased

-100

77.0000

American

Dec 13, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-600

76.5000

American

Nov 8, 2019

Call Options Written

-3,800

95.0000

American

Feb 21, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-4,500

85.0000

American

Jun 19, 2020

Put Options Purchased

-300

80.0000

American

May 15, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-200

85.0000

American

Nov 15, 2019

Call Options Written

-1,600

80.0000

American

Nov 8, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-3,100

75.0000

American

Jan 15, 2021

Put Options Purchased

-24,900

60.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Nov 22, 2019

Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-11,900

95.0000

American

Jan 17, 2020

Put Options Written

155,500

65.0000

American

Jun 19, 2020

Put Options Written

3,500

62.5000

American

Feb 21, 2020

Put Options Written

5,000

84.0000

American

Nov 8, 2019

Call Options Purchased

1,100

82.5000

American

Feb 21, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

7,600

82.0000

American

Nov 15, 2019

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

400

80.0000

American

Jun 19, 2020

Call Options Purchased

1,600

85.0000

American

Nov 29, 2019

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

200

76.5000

American

Nov 22, 2019

Call Options Purchased

700

87.5000

American

Feb 21, 2020

Call Options Purchased

110,700

77.5000

American

Nov 15, 2019

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

2,900

82.0000

American

Nov 8, 2019

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

1,000

90.0000

American

Sep 18, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

100

67.5000

American

Nov 15, 2019

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Purchased

-100

81.0000

American

Nov 15, 2019

Call Options Written

-100

82.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-500

82.5000

American

Nov 29, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-17,200

85.0000

American

Nov 15, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-100

73.5000

American

Nov 29, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-87,200

70.0000

American

Jan 15, 2021

Call Options Written

-13,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

72.5000

American

Sep 18, 2020

Call Options Written

-400

80.0000

American

Nov 22, 2019

Call Options Written

-100

75.0000

American

Jun 19, 2020

Put Options Purchased

-3,600

82.0000

American

Nov 8, 2019

Call Options Written

-2,500

100.0000

American

Feb 21, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Put Options Purchased

-100

80.0000

American

Dec 6, 2019

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options Written

1,200

74.5000

American

Nov 15, 2019

Put Options Written

700

67.5000

American

Jan 17, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

200

75.0000

American

Nov 8, 2019

Put Options Written

3,100

85.0000

American

Jan 17, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

12,200

90.0000

American

Feb 21, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

200

65.0000

American

May 15, 2020

Call Options Purchased

200

76.5000

American

Nov 22, 2019

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Put Options Written

500

70.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

400

85.0000

American

Dec 6, 2019

Call Options Purchased

23,500

80.0000

American

Nov 15, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Call Options Written

-300

84.0000

American

Nov 15, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-500

77.0000

American

Nov 15, 2019

Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-1,900

80.0000

American

Nov 8, 2019

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-300

80.0000

American

May 15, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Put Options Purchased

-100

77.0000

American

Nov 22, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020

Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options Purchased

-100

80.0000

American

Nov 29, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Written

28,200

70.0000

American

Jun 19, 2020

Put Options Written

14,300

75.0000

American

Dec 20, 2019

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Call Options Purchased

17,600

80.0000

American

Feb 21, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

1,300

85.0000

American

Nov 22, 2019

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

4,400

75.0000

American

Feb 21, 2020

Call Options Purchased

24,500

75.0000

American

Nov 15, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

2,400

80.0000

American

Jan 17, 2020

Put Options Written

100

82.5000

American

Dec 20, 2019

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

100

76.0000

American

Nov 29, 2019

Call Options Written

-200

95.0000

American

Dec 20, 2019

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-1,100

77.0000

American

Nov 8, 2019

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Put Options Purchased

-100

75.0000

American

Dec 13, 2019

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-100

81.0000

American

Nov 8, 2019

Call Options Written

-200

75.0000

American

Nov 22, 2019

Call Options Written

-300

78.5000

American

Nov 15, 2019

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

78.5000

American

Nov 15, 2019

Put Options Purchased

-2,000

40.0000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-400

83.0000

American

Nov 8, 2019

Call Options Written

-100

90.0000

American

May 15, 2020

Call Options Purchased

300

79.0000

American

Nov 22, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Call Options Purchased

100

90.0000

American

Dec 6, 2019

Put Options Written

100

78.0000

American

Nov 15, 2019

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Put Options Written

900

77.5000

American

Jun 19, 2020

Call Options Purchased

300

90.0000

American

Dec 20, 2019

Call Options Purchased

500

85.0000

American

May 15, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

200

65.0000

American

Jan 15, 2021

Put Options Written

15,800

72.5000

American

Nov 15, 2019

Call Options Purchased

600

83.0000

American

Nov 15, 2019

Put Options Written

14,700

67.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

2,800

82.5000

American

Dec 20, 2019

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

100

74.0000

American

Nov 29, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Call Options Written

-11,600

85.0000

American

Jan 17, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-700

87.5000

American

Dec 20, 2019

Call Options Written

-10,400

87.5000

American

Jan 17, 2020

Call Options Written

-6,700

105.0000

American

Jan 15, 2021

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-2,800

77.5000

American

Dec 20, 2019

Call Options Written

-10,500

100.0000

American

Jun 19, 2020

Put Options Purchased

-400

80.0000

American

Dec 20, 2019

Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-100

76.0000

American

Nov 15, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

5,600

77.5000

American

Jan 15, 2021

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

100

82.0000

American

Dec 6, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

900

77.5000

American

Nov 8, 2019

Call Options Purchased

5,200

75.0000

American

Jan 17, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

8,400

65.0000

American

Feb 21, 2020

Put Options Written

2,000

47.5000

American

Nov 15, 2019

Put Options Written

1,900

78.0000

American

Nov 8, 2019

Call Options Purchased

14,800

77.5000

American

Jan 17, 2020

Put Options Written

5,900

82.5000

American

Nov 8, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

900

80.0000

American

Feb 21, 2020

Put Options Written

200

73.0000

American

Nov 22, 2019

Put Options Written

700

77.5000

American

Nov 8, 2019

Call Options Purchased

400

83.0000

American

Nov 22, 2019

Call Options Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options Purchased

400

100.0000

American

May 15, 2020

Put Options Written

100

83.0000

American

Dec 6, 2019

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

72.5000

American

Jan 17, 2020

Call Options Written

-100

78.5000

American

Nov 8, 2019

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-200

79.5000

American

Nov 15, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-700

81.5000

American

Nov 22, 2019

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-5,900

92.5000

American

Jan 17, 2020

Call Options Written

-12,400

90.0000

American

Jan 17, 2020

Call Options Written

-400

80.0000

American

Jan 15, 2021

Call Options Written

-100

86.0000

American

Nov 8, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679976
Time of Receipt (offset from UTC): 20191108T121652+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC