Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,864,570

1.18%

2,255,825

0.69%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,991,200

0.61%

1,968,389

0.60%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

882,300

0.27%

567,300

0.17%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,738,070

2.05%

4,791,514

1.46%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

6

178.9100 USD

Purchase

22

178.7400 USD

Purchase

74

179.1200 USD

Purchase

100

178.6400 USD

Purchase

124

178.9346 USD

Purchase

165

178.6939 USD

Purchase

171

178.4117 USD

Purchase

178

178.7189 USD

Purchase

200

178.2000 USD

Purchase

200

178.6600 USD

Purchase

200

179.2625 USD

Purchase

293

178.6665 USD

Purchase

300

179.0700 USD

Purchase

300

178.5866 USD

Purchase

315

178.5476 USD

Purchase

382

178.6075 USD

Purchase

400

178.6650 USD

Purchase

400

178.6275 USD

Purchase

418

178.6701 USD

Purchase

429

178.5403 USD

Purchase

435

178.5887 USD

Purchase

489

178.7226 USD

Purchase

600

178.5642 USD

Purchase

602

178.7050 USD

Purchase

627

178.6620 USD

Purchase

862

178.8807 USD

Purchase

920

178.6872 USD

Purchase

1,680

178.6187 USD

Purchase

1,964

178.6961 USD

Purchase

3,249

178.6800 USD

Purchase

3,261

178.6911 USD

Purchase

3,403

178.5113 USD

Purchase

5,100

178.8592 USD

Purchase

5,400

178.8619 USD

Purchase

7,513

178.6234 USD

Purchase

8,092

178.6416 USD

Purchase

10,760

178.7544 USD

Purchase

13,875

178.5414 USD

Purchase

33,739

178.6974 USD

Sale

21

178.2300 USD

Sale

22

178.5500 USD

Sale

100

178.8300 USD

Sale

100

178.5400 USD

Sale

100

178.8000 USD

Sale

100

178.4200 USD

Sale

100

178.4150 USD

Sale

200

178.3050 USD

Sale

200

178.6150 USD

Sale

200

178.6600 USD

Sale

300

178.6333 USD

Sale

300

178.7833 USD

Sale

323

178.6452 USD

Sale

400

178.5300 USD

Sale

400

178.4125 USD

Sale

500

178.6760 USD

Sale

500

178.7390 USD

Sale

623

178.7438 USD

Sale

700

178.6471 USD

Sale

1,076

178.8094 USD

Sale

1,200

178.8029 USD

Sale

1,200

178.5543 USD

Sale

1,400

178.4721 USD

Sale

1,568

178.6615 USD

Sale

1,600

178.5000 USD

Sale

1,663

178.6726 USD

Sale

2,169

178.7939 USD

Sale

2,500

178.5655 USD

Sale

2,750

178.5071 USD

Sale

3,074

178.7703 USD

Sale

3,700

178.9783 USD

Sale

4,200

178.8788 USD

Sale

5,886

178.8818 USD

Sale

6,450

178.6800 USD

Sale

7,780

178.6816 USD

Sale

8,784

178.6828 USD

Sale

13,295

178.6062 USD

Sale

31,742

178.6457 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

145 USD

American

17 Jan 2020

33.9500 USD

Call Option

Purchasing

300

180 USD

American

15 Jan 2021

11.0300 USD

Call Option

Selling

1,900

175 USD

American

17 Jan 2020

7.3452 USD

Call Option

Selling

300

175 USD

American

19 Jun 2020

11.7300 USD

Put Option

Purchasing

3,000

175 USD

American

8 Nov 2019

0.0100 USD

Put Option

Selling

1,500

178 USD

American

8 Nov 2019

0.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

8 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Call Options Purchased

1,000

190.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

1,000

175.0000

American

Nov 8, 2019

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

15,800

165.0000

American

Nov 15, 2019

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Nov 8, 2019

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-2,300

185.0000

American

Dec 20, 2019

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Written

-100

190.0000

American

Nov 15, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options Written

300

145.0000

American

Nov 15, 2019

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

12,700

150.0000

American

Nov 15, 2019

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options Written

7,000

160.0000

American

Jun 19, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-2,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-500

175.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

170.0000

American

Nov 8, 2019

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

2,300

155.0000

American

Dec 20, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

12,200

170.0000

American

Nov 15, 2019

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

5,300

185.0000

American

Nov 15, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

175.0000

American

Nov 8, 2019

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-200

140.0000

American

Feb 21, 2020

Put Options Purchased

-1,200

170.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-2,800

175.0000

American

Jan 17, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

1,900

180.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Written

9,800

160.0000

American

Mar 20, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Call Options Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

12,700

160.0000

American

Feb 21, 2020

Put Options Written

500

172.5000

American

Nov 8, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Put Options Purchased

-300

170.0000

American

Nov 15, 2019

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

1,400

177.5000

American

Nov 8, 2019

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Call Options Written

-300

165.0000

American

Mar 20, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-18,800

185.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Purchased

100

90.0000

American

Jan 17, 2020

Call Options Purchased

7,900

180.0000

American

Nov 15, 2019

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

7,400

170.0000

American

Feb 21, 2020

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

100

182.5000

American

Nov 8, 2019

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

200

182.5000

American

Nov 8, 2019

Call Options Written

-100

215.0000

American

Jan 17, 2020

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options Written

-300

190.0000

American

Nov 8, 2019

Call Options Written

-1,200

177.5000

American

Nov 8, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Purchased

700

180.0000

American

Feb 21, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Put Options Written

400

165.0000

American

Nov 8, 2019

Call Options Purchased

4,600

145.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Call Options Written

-200

187.5000

American

Nov 8, 2019

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-100

192.5000

American

Nov 8, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679974
Time of Receipt (offset from UTC): 20191108T121646+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC