FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

1,853,352

0.13%

4,219,828

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,574,975

0.11%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,555,900

0.17%

1,021,700

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,984,227

0.40%

5,241,528

0.35%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

80.8000 USD

Purchase

35

81.4600 USD

Purchase

100

80.6600 USD

Purchase

100

81.5550 USD

Purchase

100

82.0300 USD

Purchase

100

81.8400 USD

Purchase

100

81.8100 USD

Purchase

100

80.9700 USD

Purchase

100

80.9100 USD

Purchase

130

80.5969 USD

Purchase

132

81.7224 USD

Purchase

134

81.9161 USD

Purchase

158

81.1445 USD

Purchase

158

81.7200 USD

Purchase

200

81.3350 USD

Purchase

200

81.8000 USD

Purchase

200

81.9350 USD

Purchase

200

80.6300 USD

Purchase

297

82.1400 USD

Purchase

300

81.5133 USD

Purchase

300

80.9466 USD

Purchase

300

81.7700 USD

Purchase

351

81.9844 USD

Purchase

357

81.9017 USD

Purchase

360

80.9511 USD

Purchase

382

81.2378 USD

Purchase

500

81.4350 USD

Purchase

500

80.8700 USD

Purchase

600

81.5150 USD

Purchase

600

80.8383 USD

Purchase

700

82.1350 USD

Purchase

772

80.8648 USD

Purchase

773

80.9240 USD

Purchase

800

81.4287 USD

Purchase

800

80.7125 USD

Purchase

827

80.8345 USD

Purchase

901

81.2421 USD

Purchase

910

80.9074 USD

Purchase

961

81.8915 USD

Purchase

1,000

80.8260 USD

Purchase

1,000

81.2545 USD

Purchase

1,000

81.0276 USD

Purchase

1,000

80.7830 USD

Purchase

1,074

81.1961 USD

Purchase

1,200

81.4720 USD

Purchase

1,267

81.2097 USD

Purchase

1,310

81.2329 USD

Purchase

1,330

80.9745 USD

Purchase

2,100

81.2357 USD

Purchase

2,154

81.9363 USD

Purchase

2,217

81.3556 USD

Purchase

2,280

80.8990 USD

Purchase

2,520

81.1382 USD

Purchase

2,539

81.0912 USD

Purchase

2,568

80.8824 USD

Purchase

3,400

81.8620 USD

Purchase

3,865

81.4237 USD

Purchase

4,316

81.7873 USD

Purchase

4,400

80.7035 USD

Purchase

4,498

81.9580 USD

Purchase

6,344

81.1935 USD

Purchase

6,900

81.8850 USD

Purchase

10,600

80.8653 USD

Purchase

11,400

81.2417 USD

Purchase

11,899

81.0598 USD

Purchase

12,200

81.2858 USD

Purchase

13,241

81.0118 USD

Purchase

14,923

81.5608 USD

Purchase

17,537

80.9801 USD

Purchase

28,000

81.1549 USD

Purchase

35,036

81.9405 USD

Purchase

47,974

81.0558 USD

Purchase

49,689

80.9771 USD

Purchase

57,802

81.0715 USD

Purchase

60,837

82.0800 USD

Purchase

272,614

81.7921 USD

Purchase

295,309

81.6668 USD

Sale

10

80.8000 USD

Sale

35

81.4600 USD

Sale

100

80.9650 USD

Sale

100

81.7800 USD

Sale

100

82.1300 USD

Sale

113

81.7100 USD

Sale

118

81.8000 USD

Sale

139

81.5779 USD

Sale

200

80.6425 USD

Sale

200

82.0925 USD

Sale

200

81.8175 USD

Sale

300

81.4083 USD

Sale

300

80.9533 USD

Sale

300

81.5850 USD

Sale

300

81.1833 USD

Sale

350

81.7042 USD

Sale

381

80.8328 USD

Sale

399

81.4245 USD

Sale

400

81.8400 USD

Sale

400

81.5450 USD

Sale

400

81.3987 USD

Sale

436

81.6922 USD

Sale

480

81.0977 USD

Sale

500

81.1500 USD

Sale

500

81.6050 USD

Sale

600

81.4833 USD

Sale

631

81.3937 USD

Sale

634

81.4604 USD

Sale

700

81.5092 USD

Sale

832

81.2292 USD

Sale

961

81.1354 USD

Sale

1,041

81.3985 USD

Sale

1,133

81.1166 USD

Sale

1,200

81.6616 USD

Sale

1,300

81.7569 USD

Sale

1,400

81.9002 USD

Sale

1,600

80.8996 USD

Sale

1,615

81.1100 USD

Sale

1,888

81.5081 USD

Sale

1,900

81.1976 USD

Sale

2,676

81.5771 USD

Sale

2,800

81.6367 USD

Sale

2,900

81.0046 USD

Sale

3,301

81.5836 USD

Sale

3,571

81.3430 USD

Sale

3,741

81.3190 USD

Sale

4,052

81.4800 USD

Sale

4,100

81.8102 USD

Sale

4,724

82.0377 USD

Sale

5,000

80.8681 USD

Sale

5,076

81.4350 USD

Sale

5,187

81.0110 USD

Sale

9,700

81.3195 USD

Sale

11,400

81.2417 USD

Sale

11,423

81.3356 USD

Sale

11,470

81.3635 USD

Sale

11,968

81.6579 USD

Sale

13,096

81.3389 USD

Sale

13,500

81.7661 USD

Sale

13,768

80.9205 USD

Sale

13,831

81.3196 USD

Sale

13,993

81.6176 USD

Sale

17,763

81.8064 USD

Sale

20,464

81.3735 USD

Sale

20,699

81.8844 USD

Sale

20,837

80.7399 USD

Sale

22,100

81.0037 USD

Sale

23,500

81.2949 USD

Sale

27,580

81.0505 USD

Sale

59,667

82.0800 USD

Sale

62,465

81.4289 USD

Sale

94,353

81.4084 USD

Sale

127,951

81.9471 USD

Sale

144,099

81.0454 USD

Sale

182,250

82.0352 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

unit

SWAP

Long

503

80.5980 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

79 USD

American

8 Nov 2019

3.2000 USD

Call Option

Purchasing

100

81 USD

American

15 Nov 2019

1.0300 USD

Call Option

Purchasing

5,800

82 USD

American

8 Nov 2019

0.4232 USD

Call Option

Purchasing

2,800

82 USD

American

8 Nov 2019

0.5957 USD

Call Option

Purchasing

100

83 USD

American

22 Nov 2019

0.6600 USD

Call Option

Purchasing

300

85 USD

American

6 Dec 2019

0.4500 USD

Call Option

Purchasing

700

85 USD

American

20 Dec 2019

0.9814 USD

Call Option

Selling

1,500

79 USD

American

8 Nov 2019

2.0500 USD

Call Option

Selling

300

80 USD

American

17 Jan 2020

3.5500 USD

Call Option

Selling

500

80 USD

American

15 May 2020

5.4800 USD

Call Option

Selling

600

88 USD

American

20 Dec 2019

0.4666 USD

Call Option

Selling

400

90 USD

American

17 Jan 2020

0.6300 USD

Call Option

Selling

100

90 USD

American

15 May 2020

1.9000 USD

Call Option

Selling

100

105 USD

American

15 Jan 2021

1.6000 USD

Call Option

Selling

1,800

120 USD

American

15 Jan 2021

0.6300 USD

Put Option

Purchasing

200

48 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

1,000

73 USD

American

20 Dec 2019

0.4300 USD

Put Option

Purchasing

100

75 USD

American

13 Dec 2019

0.5600 USD

Put Option

Purchasing

100

75 USD

American

20 Dec 2019

0.7300 USD

Put Option

Purchasing

200

77 USD

American

22 Nov 2019

0.3700 USD

Put Option

Purchasing

100

77 USD

American

29 Nov 2019

0.4900 USD

Put Option

Purchasing

100

77 USD

American

13 Dec 2019

0.8500 USD

Put Option

Purchasing

5,100

78 USD

American

13 Dec 2019

1.0398 USD

Put Option

Purchasing

4,400

78 USD

American

13 Dec 2019

1.0693 USD

Put Option

Purchasing

400

78 USD

American

20 Dec 2019

1.2650 USD

Put Option

Purchasing

900

79 USD

American

15 Nov 2019

0.1500 USD

Put Option

Purchasing

800

80 USD

American

8 Nov 2019

0.4637 USD

Put Option

Purchasing

100

80 USD

American

6 Dec 2019

1.0500 USD

Put Option

Purchasing

300

80 USD

American

20 Dec 2019

1.8700 USD

Put Option

Purchasing

1,600

81 USD

American

8 Nov 2019

0.7356 USD

Put Option

Purchasing

100

81 USD

American

6 Dec 2019

1.3600 USD

Put Option

Purchasing

400

82 USD

American

8 Nov 2019

0.9975 USD

Put Option

Purchasing

100

82 USD

American

8 Nov 2019

1.4100 USD

Put Option

Purchasing

100

82 USD

American

15 Nov 2019

1.6300 USD

Put Option

Purchasing

100

84 USD

American

8 Nov 2019

2.6600 USD

Put Option

Purchasing

200

85 USD

American

15 Nov 2019

4.5000 USD

Put Option

Purchasing

100

85 USD

American

22 Nov 2019

4.6000 USD

Put Option

Purchasing

500

88 USD

American

20 Dec 2019

6.8400 USD

Put Option

Selling

500

38 USD

American

21 Jan 2022

1.4000 USD

Put Option

Selling

100

40 USD

American

15 Jan 2021

0.7000 USD

Put Option

Selling

200

40 USD

American

21 Jan 2022

1.8400 USD

Put Option

Selling

1,500

48 USD

American

17 Jan 2020

0.0200 USD

Put Option

Selling

200

50 USD

American

17 Jan 2020

0.0500 USD

Put Option

Selling

1,000

60 USD

American

20 Dec 2019

0.0600 USD

Put Option

Selling

100

63 USD

American

17 Jan 2020

0.2000 USD

Put Option

Selling

300

73 USD

American

20 Dec 2019

0.4600 USD

Put Option

Selling

100

74 USD

American

29 Nov 2019

0.1900 USD

Put Option

Selling

300

75 USD

American

19 Jun 2020

4.5000 USD

Put Option

Selling

100

78 USD

American

19 Jun 2020

4.9500 USD

Put Option

Selling

100

79 USD

American

8 Nov 2019

0.1400 USD

Put Option

Selling

100

80 USD

American

19 Jun 2020

6.1000 USD

Put Option

Selling

100

82 USD

American

6 Dec 2019

1.8000 USD

Put Option

Selling

100

83 USD

American

6 Dec 2019

2.2700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

7 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Written

3,600

75.0000

American

Feb 21, 2020
Put Options

Written

100,300

60.0000

American

Jun 19, 2020
Put Options

Written

800

79.5000

American

Nov 8, 2019
Call Options

Purchased

1,100

81.0000

American

Nov 15, 2019
Put Options

Written

800

82.5000

American

Jan 17, 2020
Call Options

Purchased

7,900

80.0000

American

Dec 20, 2019
Put Options

Written

1,100

85.0000

American

Jun 19, 2020
Put Options

Written

800

37.5000

American

Jan 21, 2022
Put Options

Written

100

71.0000

American

Dec 6, 2019
Call Options

Purchased

100

87.0000

American

Dec 13, 2019
Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020
Call Options

Purchased

700

50.0000

American

Jan 15, 2021
Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019
Put Options

Written

5,300

77.5000

American

Jan 17, 2020
Call Options

Purchased

5,000

82.5000

American

Nov 22, 2019
Put Options

Written

100

77.5000

American

Nov 22, 2019
Put Options

Written

3,000

50.0000

American

Nov 15, 2019
Put Options

Written

350,300

65.0000

American

Jan 17, 2020
Put Options

Written

2,800

75.0000

American

Jun 19, 2020
Call Options

Purchased

200

55.0000

American

Sep 18, 2020
Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Call Options

Purchased

5,400

85.0000

American

Nov 8, 2019
Call Options

Purchased

8,500

82.5000

American

Nov 15, 2019
Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019
Call Options

Purchased

800

78.0000

American

Nov 15, 2019
Call Options

Purchased

500

70.0000

American

Dec 20, 2019
Call Options

Purchased

200

75.0000

American

May 15, 2020
Put Options

Written

1,000

82.5000

American

Jan 15, 2021
Call Options

Written

-8,300

70.0000

American

Feb 21, 2020
Put Options

Purchased

-100

79.0000

American

Nov 22, 2019
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Call Options

Written

-300

92.5000

American

Sep 18, 2020
Call Options

Written

-2,100

120.0000

American

Jan 15, 2021
Put Options

Purchased

-500

87.5000

American

Dec 20, 2019
Call Options

Written

-8,800

97.5000

American

Jan 17, 2020
Put Options

Purchased

-400

81.0000

American

Nov 8, 2019
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Call Options

Written

-1,600

130.0000

American

Jan 15, 2021
Put Options

Purchased

-2,900

50.0000

American

Jan 15, 2021
Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options

Written

-19,400

90.0000

American

Jun 19, 2020
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options

Purchased

-100

95.0000

American

May 15, 2020
Put Options

Purchased

-600

82.5000

American

Feb 21, 2020
Put Options

Purchased

-6,900

73.0000

American

Nov 15, 2019
Put Options

Written

50,000

57.5000

American

Jan 17, 2020
Put Options

Written

15,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020
Call Options

Purchased

1,100

72.5000

American

Jun 19, 2020
Put Options

Written

500

77.5000

American

Nov 15, 2019
Call Options

Purchased

286,900

80.0000

American

Jan 17, 2020
Call Options

Purchased

2,900

85.0000

American

Feb 21, 2020
Call Options

Purchased

800

67.5000

American

Feb 21, 2020
Put Options

Written

3,900

50.0000

American

Jan 17, 2020
Put Options

Written

1,400

82.5000

American

Sep 18, 2020
Put Options

Written

3,500

47.5000

American

Jan 17, 2020
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options

Purchased

100

82.0000

American

Dec 13, 2019
Put Options

Written

900

81.5000

American

Nov 8, 2019
Call Options

Purchased

2,400

81.5000

American

Nov 8, 2019
Call Options

Purchased

100

82.0000

American

Dec 6, 2019
Put Options

Written

73,000

70.0000

American

Jan 17, 2020
Put Options

Written

1,600

72.5000

American

Feb 21, 2020
Call Options

Purchased

500

95.0000

American

May 15, 2020
Call Options

Purchased

100

77.5000

American

May 15, 2020
Put Options

Written

4,200

45.0000

American

Jan 17, 2020
Put Options

Written

2,000

57.5000

American

Jan 15, 2021
Call Options

Purchased

500

72.5000

American

May 15, 2020
Put Options

Written

600

62.5000

American

Sep 18, 2020
Put Options

Written

302,400

60.0000

American

Jan 15, 2021
Put Options

Written

49,600

95.0000

American

Jan 17, 2020
Put Options

Written

6,000

75.0000

American

Nov 15, 2019
Call Options

Written

-100

78.0000

American

Nov 29, 2019
Put Options

Purchased

-100

74.5000

American

Nov 8, 2019
Put Options

Purchased

-300

74.0000

American

Nov 15, 2019
Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019
Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021
Call Options

Written

-10,000

110.0000

American

Jan 17, 2020
Put Options

Purchased

-100

120.0000

American

Jan 17, 2020
Put Options

Purchased

-11,400

82.5000

American

Nov 15, 2019
Put Options

Purchased

-100

95.0000

American

Jun 19, 2020
Put Options

Purchased

-1,100

82.0000

American

Nov 15, 2019
Put Options

Purchased

-200

81.0000

American

Dec 6, 2019
Put Options

Purchased

-4,400

78.0000

American

Dec 13, 2019
Put Options

Purchased

-100

65.0000

American

Nov 29, 2019
Put Options

Purchased

-400

95.0000

American

Sep 18, 2020
Put Options

Purchased

-800

72.5000

American

Dec 20, 2019
Put Options

Purchased

-13,200

55.0000

American

Jan 17, 2020
Call Options

Written

-18,200

110.0000

American

Jan 15, 2021
Put Options

Purchased

-400

83.5000

American

Nov 8, 2019
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options

Written

-11,600

130.0000

American

Jan 17, 2020
Put Options

Purchased

-700

77.5000

American

Dec 20, 2019
Put Options

Purchased

-5,100

77.5000

American

Dec 13, 2019
Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020
Call Options

Purchased

1,100

78.0000

American

Nov 8, 2019
Call Options

Purchased

500

70.0000

American

Jun 19, 2020
Put Options

Written

100

79.0000

American

Nov 8, 2019
Call Options

Purchased

300

79.0000

American

Nov 8, 2019
Call Options

Purchased

2,000

86.0000

American

Nov 22, 2019
Call Options

Purchased

100

105.0000

American

Jun 19, 2020
Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020
Put Options

Written

1,500

60.0000

American

Dec 20, 2019
Call Options

Purchased

1,000

83.0000

American

Nov 29, 2019
Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020
Put Options

Written

7,000

62.5000

American

Jan 17, 2020
Call Options

Purchased

2,200

85.0000

American

Dec 20, 2019
Call Options

Purchased

1,100

83.5000

American

Nov 8, 2019
Put Options

Written

900

75.0000

American

May 15, 2020
Call Options

Purchased

500

62.5000

American

May 15, 2020
Call Options

Purchased

100

78.0000

American

Dec 13, 2019
Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020
Put Options

Written

100

79.0000

American

Nov 15, 2019
Put Options

Written

500

57.5000

American

Feb 21, 2020
Put Options

Written

300

77.0000

American

Nov 8, 2019
Put Options

Written

100

72.0000

American

Nov 8, 2019
Call Options

Purchased

5,500

84.0000

American

Nov 8, 2019
Put Options

Purchased

-600

76.5000

American

Nov 8, 2019
Call Options

Written

-800

125.0000

American

Jan 17, 2020
Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options

Written

-500

95.0000

American

Sep 18, 2020
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-1,200

85.0000

American

Sep 18, 2020
Call Options

Written

-1,600

80.0000

American

Nov 8, 2019
Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020
Call Options

Written

-3,800

95.0000

American

Feb 21, 2020
Put Options

Purchased

-24,900

60.0000

American

Jan 17, 2020
Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020
Put Options

Purchased

-200

87.0000

American

Nov 15, 2019
Call Options

Written

-400

110.0000

American

Jun 19, 2020
Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020
Call Options

Written

-2,600

105.0000

American

Nov 15, 2019
Call Options

Written

-1,500

92.5000

American

Nov 15, 2019
Call Options

Written

-11,900

95.0000

American

Jan 17, 2020
Put Options

Purchased

-100

85.0000

American

Nov 22, 2019
Put Options

Purchased

-300

80.0000

American

May 15, 2020
Put Options

Purchased

-200

85.0000

American

Nov 15, 2019
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Put Options

Purchased

-100

77.0000

American

Dec 13, 2019
Call Options

Written

-4,500

85.0000

American

Jun 19, 2020
Call Options

Written

-14,700

87.5000

American

Nov 15, 2019
Put Options

Purchased

-5,300

40.0000

American

Jan 21, 2022
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Call Options

Written

-3,100

75.0000

American

Jan 15, 2021
Call Options

Written

-100

67.5000

American

Sep 18, 2020
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Put Options

Written

400

80.0000

American

Jun 19, 2020
Call Options

Purchased

800

155.0000

American

Jan 17, 2020
Put Options

Written

100

37.5000

American

Jan 15, 2021
Call Options

Purchased

700

87.5000

American

Feb 21, 2020
Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020
Call Options

Purchased

1,000

90.0000

American

Sep 18, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Call Options

Purchased

900

82.0000

American

Nov 8, 2019
Put Options

Written

200

76.5000

American

Nov 22, 2019
Call Options

Purchased

100

67.5000

American

Nov 15, 2019
Put Options

Written

400

32.5000

American

Sep 18, 2020
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options

Purchased

110,700

77.5000

American

Nov 15, 2019
Put Options

Written

37,300

57.5000

American

Jun 19, 2020
Call Options

Purchased

600

65.0000

American

Jan 17, 2020
Put Options

Written

155,500

65.0000

American

Jun 19, 2020
Put Options

Written

125,000

80.0000

American

Jan 15, 2021
Put Options

Written

100

77.5000

American

Jan 15, 2021
Call Options

Purchased

1,600

85.0000

American

Nov 29, 2019
Call Options

Purchased

200

67.5000

American

Jan 15, 2021
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Call Options

Purchased

1,100

82.5000

American

Feb 21, 2020
Call Options

Purchased

7,600

82.0000

American

Nov 15, 2019
Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019
Put Options

Written

3,500

62.5000

American

Feb 21, 2020
Call Options

Written

-400

67.5000

American

Jun 19, 2020
Put Options

Purchased

-3,600

82.0000

American

Nov 8, 2019
Put Options

Purchased

-100

72.5000

American

Sep 18, 2020
Call Options

Written

-300

110.0000

American

Sep 18, 2020
Call Options

Written

-6,900

105.0000

American

Jan 17, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options

Purchased

-100

73.5000

American

Nov 29, 2019
Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020
Call Options

Written

-4,100

115.0000

American

Jan 17, 2020
Call Options

Written

-87,200

70.0000

American

Jan 15, 2021
Call Options

Written

-17,200

85.0000

American

Nov 15, 2019
Put Options

Purchased

-100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options

Written

-5,200

85.0000

American

Jan 15, 2021
Call Options

Written

-13,200

100.0000

American

Jan 15, 2021
Call Options

Written

-100

75.0000

American

Jun 19, 2020
Call Options

Written

-400

80.0000

American

Nov 22, 2019
Call Options

Written

-2,500

100.0000

American

Feb 21, 2020
Call Options

Written

-800

92.5000

American

Jan 15, 2021
Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021
Put Options

Purchased

-100

80.0000

American

Dec 6, 2019
Call Options

Written

-100

82.5000

American

Jun 19, 2020
Call Options

Written

-200

70.0000

American

Jan 21, 2022
Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020
Call Options

Written

-500

82.5000

American

Nov 29, 2019
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Call Options

Purchased

400

85.0000

American

Dec 6, 2019
Call Options

Purchased

200

76.5000

American

Nov 22, 2019
Call Options

Purchased

100

62.5000

American

Sep 18, 2020
Put Options

Written

1,200

74.5000

American

Nov 15, 2019
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Put Options

Written

900

55.0000

American

Feb 21, 2020
Call Options

Purchased

100

73.0000

American

Nov 8, 2019
Put Options

Written

200

75.0000

American

Nov 8, 2019
Put Options

Written

700

67.5000

American

Jan 17, 2020
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020
Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020
Put Options

Written

500

70.0000

American

Feb 21, 2020
Put Options

Written

300

77.5000

American

Sep 18, 2020
Call Options

Purchased

23,500

80.0000

American

Nov 15, 2019
Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020
Put Options

Written

3,100

85.0000

American

Jan 17, 2020
Call Options

Purchased

200

110.0000

American

Jan 21, 2022
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Call Options

Purchased

200

65.0000

American

May 15, 2020
Call Options

Purchased

12,200

90.0000

American

Feb 21, 2020
Call Options

Purchased

600

77.5000

American

Sep 18, 2020
Put Options

Purchased

-100

80.0000

American

Nov 29, 2019
Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021
Put Options

Purchased

-100

77.0000

American

Nov 22, 2019
Call Options

Written

-300

130.0000

American

Jun 19, 2020
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Put Options

Purchased

-500

77.0000

American

Nov 15, 2019
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Call Options

Written

-300

80.0000

American

May 15, 2020
Put Options

Purchased

-4,800

55.0000

American

May 15, 2020
Put Options

Purchased

-700

80.0000

American

Jan 15, 2021
Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020
Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019
Call Options

Written

-100,100

120.0000

American

Jan 17, 2020
Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021
Call Options

Written

-2,300

115.0000

American

Jun 19, 2020
Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020
Put Options

Purchased

-1,900

80.0000

American

Nov 8, 2019
Call Options

Written

-2,500

185.0000

American

Jan 17, 2020
Call Options

Written

-3,300

145.0000

American

Jan 17, 2020
Call Options

Written

-1,300

92.5000

American

Jun 19, 2020
Put Options

Purchased

-6,200

75.0000

American

Jan 17, 2020
Call Options

Written

-300

84.0000

American

Nov 15, 2019
Put Options

Purchased

-800

50.0000

American

Feb 21, 2020
Put Options

Written

1,400

55.0000

American

Jun 19, 2020
Call Options

Purchased

17,600

80.0000

American

Feb 21, 2020
Put Options

Written

100

57.5000

American

Sep 18, 2020
Call Options

Purchased

4,400

75.0000

American

Feb 21, 2020
Put Options

Written

28,000

70.0000

American

Jun 19, 2020
Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020
Put Options

Written

1,100

75.0000

American

Jan 15, 2021
Put Options

Written

1,500

45.0000

American

Nov 15, 2019
Put Options

Written

14,300

75.0000

American

Dec 20, 2019
Call Options

Purchased

24,500

75.0000

American

Nov 15, 2019
Put Options

Written

90,000

50.0000

American

Jun 19, 2020
Put Options

Written

2,400

80.0000

American

Jan 17, 2020
Call Options

Purchased

1,300

85.0000

American

Nov 22, 2019
Put Options

Written

100

76.0000

American

Nov 29, 2019
Put Options

Written

200

55.0000

American

Nov 15, 2019
Put Options

Written

300

35.0000

American

Sep 18, 2020
Call Options

Written

-100

81.0000

American

Nov 8, 2019
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Call Options

Written

-52,900

82.5000

American

Jan 17, 2020
Put Options

Purchased

-100

78.0000

American

Nov 29, 2019
Call Options

Written

-100

90.0000

American

Jan 15, 2021
Put Options

Purchased

-1,100

78.5000

American

Nov 15, 2019
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Call Options

Written

-200

95.0000

American

Dec 20, 2019
Call Options

Written

-200

75.0000

American

Nov 22, 2019
Call Options

Written

-300

78.5000

American

Nov 15, 2019
Put Options

Purchased

-300

42.5000

American

Nov 15, 2019
Call Options

Written

-2,000

150.0000

American

Jan 17, 2020
Call Options

Written

-100

180.0000

American

Jan 17, 2020
Call Options

Written

-100

90.0000

American

May 15, 2020
Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020
Call Options

Written

-18,100

95.0000

American

Jun 19, 2020
Call Options

Written

-1,100

77.0000

American

Nov 8, 2019
Put Options

Purchased

-2,000

40.0000

American

Jan 15, 2021
Put Options

Purchased

-100

75.0000

American

Dec 13, 2019
Call Options

Written

-500

87.5000

American

Jun 19, 2020
Put Options

Purchased

-400

83.0000

American

Nov 8, 2019
Put Options

Purchased

-800

92.5000

American

Jun 19, 2020
Call Options

Written

-200

62.5000

American

Jun 19, 2020
Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021
Call Options

Written

-2,200

62.5000

American

Feb 21, 2020
Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020
Put Options

Written

100

74.0000

American

Nov 29, 2019
Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020
Call Options

Purchased

400

57.5000

American

Sep 18, 2020
Call Options

Purchased

300

90.0000

American

Dec 20, 2019
Call Options

Purchased

200

72.5000

American

Dec 20, 2019
Put Options

Written

275,000

70.0000

American

Jan 15, 2021
Put Options

Written

6,000

105.0000

American

Jan 17, 2020
Put Options

Written

3,500

87.5000

American

Jun 19, 2020
Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020
Put Options

Written

900

77.5000

American

Jun 19, 2020
Put Options

Written

500

45.0000

American

Jan 21, 2022
Put Options

Written

15,800

72.5000

American

Nov 15, 2019
Call Options

Purchased

500

85.0000

American

May 15, 2020
Call Options

Purchased

300

79.0000

American

Nov 22, 2019
Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020
Put Options

Written

200

65.0000

American

Jan 15, 2021
Put Options

Written

14,700

67.5000

American

Jun 19, 2020
Call Options

Purchased

100

90.0000

American

Dec 6, 2019
Call Options

Purchased

600

83.0000

American

Nov 15, 2019
Put Options

Written

100

78.0000

American

Nov 15, 2019
Call Options

Purchased

2,800

82.5000

American

Dec 20, 2019
Put Options

Written

100

65.0000

American

Sep 18, 2020
Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019
Call Options

Written

-10,400

87.5000

American

Jan 17, 2020
Put Options

Purchased

-100

76.0000

American

Nov 15, 2019
Call Options

Written

-69,400

100.0000

American

Jan 17, 2020
Call Options

Written

-6,700

105.0000

American

Jan 15, 2021
Call Options

Written

-10,500

100.0000

American

Jun 19, 2020
Call Options

Written

-1,100

62.5000

American

Jan 17, 2020
Call Options

Written

-11,600

85.0000

American

Jan 17, 2020
Call Options

Written

-13,800

90.0000

American

Nov 15, 2019
Call Options

Written

-200

105.0000

American

Sep 18, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Call Options

Written

-400

87.5000

American

Dec 20, 2019
Put Options

Purchased

-400

80.0000

American

Dec 20, 2019
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Call Options

Written

-1,000

100.0000

American

Nov 15, 2019
Call Options

Written

-2,800

77.5000

American

Dec 20, 2019
Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019
Call Options

Purchased

900

77.5000

American

Nov 8, 2019
Put Options

Written

100

82.0000

American

Dec 6, 2019
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Put Options

Written

700

77.5000

American

Nov 8, 2019
Call Options

Purchased

5,600

77.5000

American

Jan 15, 2021
Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020
Put Options

Written

400

72.5000

American

May 15, 2020
Put Options

Written

1,900

78.0000

American

Nov 8, 2019
Call Options

Purchased

1,700

77.5000

American

Feb 21, 2020
Put Options

Written

900

80.0000

American

Feb 21, 2020
Put Options

Written

100

83.0000

American

Dec 6, 2019
Put Options

Written

5,900

82.5000

American

Nov 8, 2019
Put Options

Written

1,300

70.0000

American

Dec 20, 2019
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Written

200

73.0000

American

Nov 22, 2019
Call Options

Purchased

5,200

75.0000

American

Jan 17, 2020
Call Options

Purchased

14,800

77.5000

American

Jan 17, 2020
Call Options

Purchased

400

100.0000

American

May 15, 2020
Put Options

Written

8,400

65.0000

American

Feb 21, 2020
Put Options

Written

2,000

47.5000

American

Nov 15, 2019
Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Call Options

Purchased

400

83.0000

American

Nov 22, 2019
Call Options

Purchased

100

85.0000

American

Jan 21, 2022
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Call Options

Written

-3,100

135.0000

American

Jan 17, 2020
Call Options

Written

-400

78.5000

American

Nov 8, 2019
Call Options

Written

-12,400

90.0000

American

Jan 17, 2020
Call Options

Written

-5,000

100.0000

American

Sep 18, 2020
Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020
Put Options

Purchased

-300

77.5000

American

Feb 21, 2020
Put Options

Purchased

-700

81.5000

American

Nov 22, 2019
Put Options

Purchased

-200

79.5000

American

Nov 15, 2019
Call Options

Written

-400

80.0000

American

Jan 15, 2021
Call Options

Written

-6,500

95.0000

American

Nov 15, 2019
Put Options

Purchased

-12,700

70.0000

American

Nov 15, 2019
Call Options

Written

-1,000

87.5000

American

Jan 15, 2021
Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019
Call Options

Written

-100

86.0000

American

Nov 8, 2019
Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020
Put Options

Purchased

-1,700

72.5000

American

Jan 17, 2020
Call Options

Written

-3,100

95.0000

American

Jan 15, 2021
Call Options

Written

-5,900

92.5000

American

Jan 17, 2020
Put Options

Purchased

-1,000

75.0000

American

Dec 6, 2019
Call Options

Written

-2,200

82.5000

American

Jan 15, 2021
Put Options

Purchased

-100

84.0000

American

Nov 8, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679908
Time of Receipt (offset from UTC): 20191107T122016+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC