FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,857,366

1.18%

2,260,811

0.69%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,991,200

0.61%

1,968,389

0.60%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

881,500

0.27%

563,200

0.17%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,730,066

2.05%

4,792,400

1.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

3

178.3150 USD
Purchase

6

178.4700 USD
Purchase

11

178.1300 USD
Purchase

60

178.5900 USD
Purchase

81

177.3200 USD
Purchase

100

177.9800 USD
Purchase

100

177.4450 USD
Purchase

100

178.2450 USD
Purchase

104

178.3061 USD
Purchase

105

177.4465 USD
Purchase

200

178.4813 USD
Purchase

200

178.6800 USD
Purchase

300

177.8100 USD
Purchase

300

177.3433 USD
Purchase

300

178.1850 USD
Purchase

300

177.7883 USD
Purchase

300

178.1633 USD
Purchase

374

177.7558 USD
Purchase

389

177.9860 USD
Purchase

500

177.3040 USD
Purchase

800

177.8037 USD
Purchase

1,243

177.8685 USD
Purchase

1,600

177.6756 USD
Purchase

1,680

177.7851 USD
Purchase

1,695

177.6613 USD
Purchase

1,869

177.6393 USD
Purchase

1,937

177.8888 USD
Purchase

2,300

177.5282 USD
Purchase

2,690

177.7529 USD
Purchase

2,807

177.6123 USD
Purchase

2,864

177.5126 USD
Purchase

3,000

177.8146 USD
Purchase

3,000

178.0718 USD
Purchase

3,074

177.5466 USD
Purchase

3,282

177.9828 USD
Purchase

3,300

177.4616 USD
Purchase

3,448

178.4608 USD
Purchase

3,827

177.6751 USD
Purchase

4,536

177.5388 USD
Purchase

5,449

177.7880 USD
Purchase

6,567

177.7701 USD
Purchase

8,812

177.8904 USD
Purchase

10,000

177.7163 USD
Purchase

12,400

177.8249 USD
Purchase

14,728

178.2184 USD
Purchase

19,985

177.5080 USD
Purchase

24,792

177.9448 USD
Purchase

29,793

178.1386 USD
Purchase

29,871

178.4310 USD
Purchase

30,664

177.6272 USD
Purchase

40,937

178.5500 USD
Sale

2

177.1200 USD
Sale

12

177.1600 USD
Sale

17

178.5000 USD
Sale

31

177.1400 USD
Sale

45

178.4300 USD
Sale

50

177.4000 USD
Sale

55

178.4350 USD
Sale

84

177.7400 USD
Sale

100

177.2700 USD
Sale

100

177.3900 USD
Sale

100

177.4300 USD
Sale

100

177.8400 USD
Sale

100

177.8700 USD
Sale

100

177.9400 USD
Sale

100

177.9900 USD
Sale

100

178.5300 USD
Sale

100

178.5700 USD
Sale

100

178.6700 USD
Sale

100

178.6800 USD
Sale

124

178.1129 USD
Sale

171

177.4290 USD
Sale

200

178.6150 USD
Sale

200

177.2950 USD
Sale

200

178.4750 USD
Sale

200

178.3400 USD
Sale

200

177.8723 USD
Sale

200

177.6550 USD
Sale

200

177.5025 USD
Sale

200

177.4650 USD
Sale

227

177.4567 USD
Sale

250

177.7380 USD
Sale

300

177.3200 USD
Sale

300

177.9500 USD
Sale

300

178.4100 USD
Sale

300

177.8650 USD
Sale

321

177.2499 USD
Sale

581

177.3062 USD
Sale

663

178.1602 USD
Sale

700

178.3438 USD
Sale

800

178.1200 USD
Sale

867

177.3388 USD
Sale

915

177.4049 USD
Sale

1,100

178.6027 USD
Sale

1,500

177.8146 USD
Sale

1,832

178.2619 USD
Sale

1,895

177.9093 USD
Sale

2,511

177.5189 USD
Sale

2,958

177.8984 USD
Sale

3,000

177.4758 USD
Sale

3,931

178.2457 USD
Sale

4,809

178.0520 USD
Sale

6,000

177.4939 USD
Sale

6,010

178.3837 USD
Sale

9,600

177.9096 USD
Sale

10,053

178.1705 USD
Sale

26,272

178.5064 USD
Sale

38,130

177.5595 USD
Sale

43,157

178.5500 USD
Sale

114,910

177.8408 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

1,000

175 USD

American

8 Nov 2019

2.6900 USD

Call Option

Selling

1,000

185 USD

American

15 Nov 2019

0.0700 USD

Put Option

Purchasing

1,000

170 USD

American

8 Nov 2019

0.1300 USD

Put Option

Selling

400

95 USD

American

17 Jan 2020

0.0700 USD

Put Option

Selling

1,000

175 USD

American

8 Nov 2019

0.7100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

7 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

1,000

175.0000

American

Nov 8, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

15,800

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

1,000

175.0000

American

Nov 8, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Written

12,700

150.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

7,000

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options

Written

300

145.0000

American

Nov 15, 2019

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-2,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,000

185.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options

Purchased

-500

175.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

170.0000

American

Nov 8, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

5,300

185.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

12,200

170.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-900

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

500

172.5000

American

Nov 8, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options

Written

9,800

160.0000

American

Mar 20, 2020

Put Options

Written

12,700

160.0000

American

Feb 21, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-18,800

185.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-600

175.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

180.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

7,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Purchased

200

182.5000

American

Nov 8, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

100

182.5000

American

Nov 8, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-1,200

177.5000

American

Nov 8, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-19,300

95.0000

American

Jan 17, 2020

Call Options

Written

-300

190.0000

American

Nov 8, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Call Options

Purchased

700

180.0000

American

Feb 21, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

400

165.0000

American

Nov 8, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Written

-100

192.5000

American

Nov 8, 2019

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Call Options

Written

-200

187.5000

American

Nov 8, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679907
Time of Receipt (offset from UTC): 20191107T121506+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC