CINCINNATI--(BUSINESS WIRE)--David W. Ellis III, UBS private wealth advisor and managing director of The Ellis Group, has been named to Forbes’ Top Wealth Advisors List for the fourth year in a row. The prestigious list recognizes the top 250 wealth advisors in the United States.
“Our team is diligent, focused and committed to helping families plan their financial future in order to achieve their goals. This award reflects that,” Ellis said. “I am proud to be recognized among the country’s leading advisors for the collective effort of The Ellis Group.”
For the Top Wealth Advisors list, SHOOK Research selected the advisors from more than 30,000 nominations using both quantitative and qualitative criteria. This vetting included in-person and telephone interviews, as well as reviewing industry experience, compliance records, revenue produced and assets under management.
Earlier this year, Ellis was ranked #2 in Ohio on the Forbes Best-in-State Wealth Advisor List and also received Top Financial Advisor honors from Barron’s. He has been on the Barron’s list since its inception in 2004.
With more than 30 years' experience in the financial services industry, The Ellis Group provides asset management and wealth management services for individuals, families and organizations with substantial wealth. The Ellis Group strives to be an advocate for their clients by utilizing a collaborative process-driven investment management approach to pursue their financial goals. The team currently oversees more than $1.6 billion in client assets. To learn more about The Ellis Group, click here.
UBS provides financial advice and solutions to wealthy, institutional and corporate clients worldwide, as well as private clients in Switzerland. UBS' strategy is centered on our leading global wealth management business and our premier universal bank in Switzerland, enhanced by Asset Management and the Investment Bank. The bank focuses on businesses that have a strong competitive position in their targeted markets, are capital efficient, and have an attractive long-term structural growth or profitability outlook.
UBS is present in all major financial centers worldwide. It has offices in 52 countries, with about 34% of its employees working in the Americas, 34% in Switzerland, 18% in the rest of Europe, the Middle East and Africa and 14% in Asia Pacific. UBS Group AG employs approximately 61,000 people around the world. Its shares are listed on the SIX Swiss Exchange and the New York Stock Exchange (NYSE).
About UBS Global Wealth Management
As one of the world's largest wealth managers, UBS Global Wealth Management provides comprehensive advice, solutions and services to wealthy families and individuals around the world. Clients who work with UBS benefit from a fully integrated set of wealth management capabilities and expertise, including wealth planning, investment management, capital markets, banking, lending and institutional and corporate financial advice.
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Forbes America's Top 250 Next-Generation Wealth Advisors list is comprised of 250 Financial Advisors and uses criteria based on age, quality of practice, industry experience, compliance record, revenue, interviews by SHOOK Research and the full team assets under management. Neither UBS Financial Service Inc. or its employees pay a fee in exchange for these ratings. Past performance is not an indication of future results.
Forbes Best-in-State Wealth Advisors list is comprised of approximately 2,200 financial advisors. It was developed by SHOOK Research and is based on in-person and telephone due diligence meetings to measure factors such as: quality of practice, industry experience, compliance record, assets under management (which vary from state to state) and revenue. Neither UBS Financial Services Inc. or its employees pay a fee in exchange for these ratings. Past performance is not an indication of future results. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC and not indicative of future performance or representative of any one client’s experience.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S. In providing wealth management services to clients, UBS Financial Services Inc. offers both investment advisory and brokerage services which are separate and distinct and differ in material ways. For information, including the different laws and contracts that govern, visit ubs.com/workingwithus.
UBS Financial Services Inc. is a subsidiary of UBS AG. Member FINRA/SIPC. For designation disclosures visit https://www.ubs.com/us/en/designation-disclosures