FORM 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

05 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

1,916,508

0.13%

4,132,784

0.28%

 

(2)

Derivatives (other than options):

1,574,472

0.11%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,551,300

0.17%

1,009,600

0.07%

 
TOTAL:

6,042,280

0.41%

5,142,384

0.35%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

20

82.9400 USD

Purchase

63

83.2000 USD

Purchase

70

81.9600 USD

Purchase

79

82.0400 USD

Purchase

100

83.0800 USD

Purchase

100

81.9250 USD

Purchase

100

82.2600 USD

Purchase

100

81.7200 USD

Purchase

100

81.8300 USD

Purchase

100

81.5700 USD

Purchase

102

81.8600 USD

Purchase

116

81.9189 USD

Purchase

120

82.0800 USD

Purchase

125

81.9500 USD

Purchase

132

81.9563 USD

Purchase

200

81.9025 USD

Purchase

200

81.9000 USD

Purchase

200

82.0550 USD

Purchase

200

82.2850 USD

Purchase

200

82.1400 USD

Purchase

200

83.2300 USD

Purchase

200

81.9450 USD

Purchase

206

82.2842 USD

Purchase

220

82.0954 USD

Purchase

249

81.8818 USD

Purchase

256

82.2183 USD

Purchase

300

82.0516 USD

Purchase

300

81.9033 USD

Purchase

300

81.8900 USD

Purchase

300

82.2733 USD

Purchase

376

82.2286 USD

Purchase

400

82.0900 USD

Purchase

500

82.0500 USD

Purchase

500

82.0020 USD

Purchase

500

81.9620 USD

Purchase

695

82.1943 USD

Purchase

776

81.9665 USD

Purchase

858

82.1160 USD

Purchase

900

82.2659 USD

Purchase

900

81.8033 USD

Purchase

900

82.2222 USD

Purchase

963

81.9608 USD

Purchase

969

82.0219 USD

Purchase

1,193

81.9200 USD

Purchase

1,200

81.9295 USD

Purchase

1,290

82.1118 USD

Purchase

1,389

81.5770 USD

Purchase

1,402

82.6482 USD

Purchase

1,445

81.9207 USD

Purchase

1,490

81.9090 USD

Purchase

1,800

82.0000 USD

Purchase

2,275

82.3019 USD

Purchase

2,433

82.0100 USD

Purchase

2,700

82.0774 USD

Purchase

2,990

82.1000 USD

Purchase

3,100

81.9179 USD

Purchase

3,856

82.0556 USD

Purchase

4,160

82.0998 USD

Purchase

4,566

81.9354 USD

Purchase

5,344

82.4794 USD

Purchase

5,400

82.1577 USD

Purchase

5,914

81.8883 USD

Purchase

6,200

82.2045 USD

Purchase

6,600

82.1581 USD

Purchase

6,797

82.0269 USD

Purchase

13,311

81.8446 USD

Purchase

17,600

82.1675 USD

Purchase

19,352

81.9384 USD

Purchase

21,650

81.5820 USD

Purchase

24,397

82.1043 USD

Purchase

30,400

82.1478 USD

Purchase

36,298

82.5211 USD

Purchase

52,973

82.0591 USD

Purchase

53,749

81.8400 USD

Purchase

55,771

81.8957 USD

Purchase

57,713

82.0674 USD

Purchase

75,046

82.1517 USD

Purchase

158,282

82.9900 USD

Purchase

278,379

81.8538 USD

Sale

20

82.9400 USD

Sale

35

81.9600 USD

Sale

62

83.2000 USD

Sale

73

82.3200 USD

Sale

83

82.1800 USD

Sale

90

82.0000 USD

Sale

100

81.5500 USD

Sale

100

81.7500 USD

Sale

100

81.7600 USD

Sale

100

81.9700 USD

Sale

100

82.1200 USD

Sale

100

82.1900 USD

Sale

100

82.2900 USD

Sale

100

82.7200 USD

Sale

100

82.7400 USD

Sale

100

83.2500 USD

Sale

101

82.0516 USD

Sale

101

82.1583 USD

Sale

130

81.9100 USD

Sale

152

82.0500 USD

Sale

200

82.2650 USD

Sale

200

82.0070 USD

Sale

200

82.4550 USD

Sale

202

82.0615 USD

Sale

204

82.0472 USD

Sale

204

81.9849 USD

Sale

229

82.8533 USD

Sale

229

81.9500 USD

Sale

249

82.0702 USD

Sale

300

82.1533 USD

Sale

300

82.8000 USD

Sale

302

81.8864 USD

Sale

362

82.0650 USD

Sale

400

82.5200 USD

Sale

493

82.0461 USD

Sale

500

81.9760 USD

Sale

500

82.0660 USD

Sale

500

82.8500 USD

Sale

504

81.9566 USD

Sale

582

82.3956 USD

Sale

583

82.1555 USD

Sale

600

82.0200 USD

Sale

624

82.0012 USD

Sale

700

81.9171 USD

Sale

830

81.9728 USD

Sale

900

82.0177 USD

Sale

900

82.2675 USD

Sale

935

82.0911 USD

Sale

974

81.9952 USD

Sale

1,000

82.0515 USD

Sale

1,000

81.9200 USD

Sale

1,049

82.1464 USD

Sale

1,345

81.9122 USD

Sale

1,366

82.0835 USD

Sale

1,400

82.3228 USD

Sale

1,401

82.1251 USD

Sale

1,587

82.0872 USD

Sale

1,880

82.0761 USD

Sale

1,922

82.0318 USD

Sale

1,943

82.1090 USD

Sale

2,143

81.9175 USD

Sale

2,210

82.1523 USD

Sale

2,500

81.9656 USD

Sale

2,700

82.1788 USD

Sale

2,778

81.5770 USD

Sale

2,900

81.9637 USD

Sale

2,973

82.1186 USD

Sale

3,553

82.0750 USD

Sale

3,688

82.0926 USD

Sale

3,755

82.0454 USD

Sale

4,160

82.0998 USD

Sale

4,160

82.2744 USD

Sale

5,255

82.1160 USD

Sale

6,095

81.8628 USD

Sale

6,300

81.9249 USD

Sale

6,582

82.0996 USD

Sale

6,600

82.1581 USD

Sale

6,728

82.0801 USD

Sale

7,500

82.0921 USD

Sale

8,942

82.0523 USD

Sale

11,038

82.1415 USD

Sale

11,380

81.8743 USD

Sale

12,700

82.1586 USD

Sale

15,500

82.1539 USD

Sale

15,808

82.1245 USD

Sale

16,599

82.2862 USD

Sale

21,650

81.5820 USD

Sale

25,126

82.0099 USD

Sale

33,800

82.1680 USD

Sale

33,865

82.1067 USD

Sale

55,771

81.8957 USD

Sale

71,224

82.0260 USD

Sale

100,843

82.2531 USD

Sale

156,006

81.8400 USD

Sale

173,383

81.8618 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

80 USD

American

15 Nov 2019

3.3000 USD

Call Option Purchasing

1,100

83 USD

American

15 Nov 2019

1.0500 USD

Call Option Purchasing

2,800

83 USD

American

20 Dec 2019

2.1271 USD

Call Option Purchasing

6,000

84 USD

American

8 Nov 2019

0.1806 USD

Call Option Purchasing

1,100

84 USD

American

8 Nov 2019

0.2127 USD

Call Option Purchasing

3,700

85 USD

American

8 Nov 2019

0.0762 USD

Call Option Purchasing

1,000

85 USD

American

22 Nov 2019

0.5100 USD

Call Option Purchasing

100

85 USD

American

20 Dec 2019

1.1100 USD

Call Option Purchasing

100

85 USD

American

17 Jan 2020

1.7300 USD

Call Option Purchasing

1,200

88 USD

American

17 Jan 2020

1.2100 USD

Call Option Purchasing

100

90 USD

American

20 Dec 2019

0.2600 USD

Call Option Purchasing

2,900

90 USD

American

21 Feb 2020

1.1500 USD

Call Option Selling

700

78 USD

American

15 Nov 2019

4.7957 USD

Call Option Selling

2,800

78 USD

American

20 Dec 2019

5.3978 USD

Call Option Selling

1,000

80 USD

American

8 Nov 2019

2.4200 USD

Call Option Selling

2,900

80 USD

American

15 Nov 2019

2.5000 USD

Call Option Selling

1,000

85 USD

American

8 Nov 2019

0.0600 USD

Call Option Selling

1,200

85 USD

American

17 Jan 2020

2.0400 USD

Call Option Selling

11,500

85 USD

American

19 Jun 2020

4.5000 USD

Put Option Purchasing

1,300

80 USD

American

8 Nov 2019

0.1476 USD

Put Option Purchasing

100

80 USD

American

29 Nov 2019

0.7800 USD

Put Option Purchasing

100

80 USD

American

20 Dec 2019

1.6000 USD

Put Option Purchasing

100

82 USD

American

8 Nov 2019

0.6000 USD

Put Option Purchasing

4,200

82 USD

American

8 Nov 2019

0.7209 USD

Put Option Purchasing

1,000

82 USD

American

15 Nov 2019

1.0510 USD

Put Option Purchasing

100

83 USD

American

8 Nov 2019

1.0000 USD

Put Option Purchasing

400

83 USD

American

8 Nov 2019

1.3200 USD

Put Option Purchasing

500

83 USD

American

15 Nov 2019

1.2900 USD

Put Option Purchasing

300

84 USD

American

8 Nov 2019

1.6966 USD

Put Option Purchasing

1,000

115 USD

American

21 Jan 2022

40.4000 USD

Put Option Selling

700

50 USD

American

15 Jan 2021

1.5100 USD

Put Option Selling

100

55 USD

American

17 Jan 2020

0.0800 USD

Put Option Selling

2,000

55 USD

American

19 Jun 2020

0.7000 USD

Put Option Selling

500

60 USD

American

20 Dec 2019

0.0400 USD

Put Option Selling

2,000

60 USD

American

17 Jan 2020

0.1800 USD

Put Option Selling

500

63 USD

American

17 Jan 2020

0.2600 USD

Put Option Selling

11,500

68 USD

American

19 Jun 2020

2.1200 USD

Put Option Selling

800

70 USD

American

19 Jun 2020

2.6000 USD

Put Option Selling

900

73 USD

American

15 Nov 2019

0.0500 USD

Put Option Selling

100

77 USD

American

29 Nov 2019

0.3400 USD

Put Option Selling

500

78 USD

American

15 Nov 2019

0.1600 USD

Put Option Selling

500

78 USD

American

19 Jun 2020

5.0200 USD

Put Option Selling

1,000

80 USD

American

8 Nov 2019

0.1100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options Purchased

8,500

82.5000

American

Nov 15, 2019

Put Options Written

2,500

75.0000

American

Jun 19, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Written

100

71.0000

American

Dec 6, 2019

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

5,400

85.0000

American

Nov 8, 2019

Call Options Purchased

4,900

82.5000

American

Nov 22, 2019

Put Options Written

100,300

60.0000

American

Jun 19, 2020

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options Purchased

800

78.0000

American

Nov 15, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

500

70.0000

American

Dec 20, 2019

Put Options Written

300

37.5000

American

Jan 21, 2022

Put Options Written

100

77.0000

American

Nov 29, 2019

Put Options Written

100

77.5000

American

Nov 22, 2019

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Call Options Purchased

1,000

81.0000

American

Nov 15, 2019

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

350,300

65.0000

American

Jan 17, 2020

Put Options Written

3,600

75.0000

American

Feb 21, 2020

Call Options Purchased

100

87.0000

American

Dec 13, 2019

Call Options Purchased

7,900

80.0000

American

Dec 20, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

5,300

77.5000

American

Jan 17, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

800

79.5000

American

Nov 8, 2019

Put Options Purchased

-100

79.0000

American

Nov 22, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,900

57.5000

American

Jan 17, 2020

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Put Options Purchased

-2,900

50.0000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-19,400

90.0000

American

Jun 19, 2020

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-1,600

130.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Call Options Purchased

500

72.5000

American

May 15, 2020

Put Options Written

2,200

47.5000

American

Jan 17, 2020

Call Options Purchased

100

82.0000

American

Dec 6, 2019

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

1,100

72.5000

American

Jun 19, 2020

Call Options Purchased

287,200

80.0000

American

Jan 17, 2020

Put Options Written

1,300

81.5000

American

Nov 8, 2019

Put Options Written

3,700

50.0000

American

Jan 17, 2020

Put Options Written

1,400

82.5000

American

Sep 18, 2020

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Put Options Written

6,000

75.0000

American

Nov 15, 2019

Call Options Purchased

2,900

85.0000

American

Feb 21, 2020

Put Options Written

500

77.5000

American

Nov 15, 2019

Call Options Purchased

100

82.0000

American

Dec 13, 2019

Call Options Purchased

500

95.0000

American

May 15, 2020

Call Options Purchased

100

77.5000

American

May 15, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-100

78.0000

American

Nov 29, 2019

Put Options Purchased

-100

81.0000

American

Dec 6, 2019

Put Options Purchased

-300

74.0000

American

Nov 15, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-100

74.5000

American

Nov 8, 2019

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

80.5000

American

Dec 6, 2019

Put Options Purchased

-300

77.5000

American

Dec 20, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-1,000

82.0000

American

Nov 15, 2019

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-11,400

82.5000

American

Nov 15, 2019

Put Options Purchased

-13,200

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-100

72.5000

American

Dec 20, 2019

Put Options Purchased

-300

83.5000

American

Nov 8, 2019

Call Options Purchased

1,100

78.0000

American

Nov 8, 2019

Call Options Purchased

500

62.5000

American

May 15, 2020

Call Options Purchased

500

70.0000

American

Jun 19, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

1,100

83.5000

American

Nov 8, 2019

Call Options Purchased

100

78.0000

American

Dec 13, 2019

Call Options Purchased

5,500

84.0000

American

Nov 8, 2019

Call Options Purchased

1,500

85.0000

American

Dec 20, 2019

Put Options Written

300

77.0000

American

Nov 8, 2019

Call Options Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

100

72.0000

American

Nov 8, 2019

Put Options Written

900

75.0000

American

May 15, 2020

Put Options Written

500

57.5000

American

Feb 21, 2020

Put Options Written

100

79.0000

American

Nov 15, 2019

Call Options Purchased

1,600

79.0000

American

Nov 8, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

1,000

83.0000

American

Nov 29, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Written

1,200

81.0000

American

Nov 8, 2019

Put Options Written

500

60.0000

American

Dec 20, 2019

Call Options Purchased

2,000

86.0000

American

Nov 22, 2019

Put Options Written

6,900

62.5000

American

Jan 17, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-5,500

40.0000

American

Jan 21, 2022

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-200

87.0000

American

Nov 15, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-3,800

95.0000

American

Feb 21, 2020

Put Options Purchased

-24,900

60.0000

American

Jan 17, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-11,900

95.0000

American

Jan 17, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-1,600

80.0000

American

Nov 8, 2019

Call Options Written

-4,500

85.0000

American

Jun 19, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options Written

-3,100

75.0000

American

Jan 15, 2021

Put Options Purchased

-600

76.5000

American

Nov 8, 2019

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-300

80.0000

American

May 15, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Purchased

7,600

82.0000

American

Nov 15, 2019

Call Options Purchased

1,200

65.0000

American

Sep 18, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

200

80.0000

American

May 15, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,600

85.0000

American

Nov 29, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

155,500

65.0000

American

Jun 19, 2020

Call Options Purchased

1,000

90.0000

American

Sep 18, 2020

Call Options Purchased

100

67.5000

American

Nov 15, 2019

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

100

77.0000

American

Nov 22, 2019

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

1,100

82.5000

American

Feb 21, 2020

Call Options Purchased

110,700

77.5000

American

Nov 15, 2019

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

200

76.5000

American

Nov 22, 2019

Call Options Purchased

700

87.5000

American

Feb 21, 2020

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options Written

3,500

62.5000

American

Feb 21, 2020

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-13,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-2,500

100.0000

American

Feb 21, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-400

80.0000

American

Nov 22, 2019

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-500

82.5000

American

Nov 29, 2019

Call Options Written

-100

82.5000

American

Jun 19, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-100

73.5000

American

Nov 29, 2019

Call Options Written

-200

70.0000

American

Jan 21, 2022

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-87,200

70.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-100

72.5000

American

Sep 18, 2020

Put Options Purchased

-3,500

82.0000

American

Nov 8, 2019

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-17,200

85.0000

American

Nov 15, 2019

Put Options Purchased

-2,100

70.0000

American

Jan 15, 2021

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

100

85.0000

American

Dec 6, 2019

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Put Options Written

500

70.0000

American

Feb 21, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

11,500

75.0000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

12,200

90.0000

American

Feb 21, 2020

Put Options Written

3,100

85.0000

American

Jan 17, 2020

Call Options Purchased

200

65.0000

American

May 15, 2020

Put Options Written

200

75.0000

American

Nov 8, 2019

Put Options Written

700

67.5000

American

Jan 17, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

900

55.0000

American

Feb 21, 2020

Call Options Purchased

200

76.5000

American

Nov 22, 2019

Call Options Purchased

23,500

80.0000

American

Nov 15, 2019

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options Written

1,200

74.5000

American

Nov 15, 2019

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-500

77.0000

American

Nov 15, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-1,100

80.0000

American

Nov 8, 2019

Call Options Written

-3,300

145.0000

American

Jan 17, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-4,900

82.0000

American

Nov 8, 2019

Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Nov 29, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-4,900

35.0000

American

Jan 15, 2021

Call Options Written

-300

84.0000

American

Nov 15, 2019

Put Options Purchased

-1,000

60.0000

American

Feb 21, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Written

2,400

80.0000

American

Jan 17, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

14,400

75.0000

American

Dec 20, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

1,100

75.0000

American

Jan 15, 2021

Call Options Purchased

4,400

75.0000

American

Feb 21, 2020

Put Options Written

100

76.0000

American

Nov 29, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

17,600

80.0000

American

Feb 21, 2020

Call Options Purchased

24,500

75.0000

American

Nov 15, 2019

Put Options Written

28,000

70.0000

American

Jun 19, 2020

Put Options Written

100

57.5000

American

Sep 18, 2020

Call Options Purchased

1,300

85.0000

American

Nov 22, 2019

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-400

83.0000

American

Nov 8, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-200

75.0000

American

Nov 22, 2019

Call Options Written

-200

95.0000

American

Dec 20, 2019

Put Options Purchased

-200

78.5000

American

Nov 15, 2019

Call Options Written

-1,100

77.0000

American

Nov 8, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-300

78.5000

American

Nov 15, 2019

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options Written

-100

81.0000

American

Nov 8, 2019

Call Options Written

-400

81.5000

American

Nov 8, 2019

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Written

14,700

67.5000

American

Jun 19, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Put Options Written

15,800

72.5000

American

Nov 15, 2019

Call Options Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

300

79.0000

American

Nov 22, 2019

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

300

90.0000

American

Dec 20, 2019

Call Options Purchased

100

90.0000

American

Dec 6, 2019

Call Options Purchased

500

85.0000

American

May 15, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

600

83.0000

American

Nov 15, 2019

Call Options Purchased

200

87.5000

American

Dec 20, 2019

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

800

77.5000

American

Jun 19, 2020

Put Options Written

200

65.0000

American

Jan 15, 2021

Put Options Written

100

78.0000

American

Nov 15, 2019

Call Options Purchased

2,800

82.5000

American

Dec 20, 2019

Call Options Purchased

200

72.5000

American

Dec 20, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-10,400

87.5000

American

Jan 17, 2020

Call Options Written

-2,800

77.5000

American

Dec 20, 2019

Put Options Purchased

-100

80.0000

American

Dec 20, 2019

Call Options Written

-10,500

100.0000

American

Jun 19, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-100

76.0000

American

Nov 15, 2019

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-11,600

85.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019

Put Options Written

5,900

82.5000

American

Nov 8, 2019

Call Options Purchased

5,600

77.5000

American

Jan 15, 2021

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Put Options Written

900

80.0000

American

Feb 21, 2020

Call Options Purchased

14,800

77.5000

American

Jan 17, 2020

Call Options Purchased

400

100.0000

American

May 15, 2020

Put Options Written

400

72.5000

American

May 15, 2020

Call Options Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options Purchased

900

77.5000

American

Nov 8, 2019

Put Options Written

8,400

65.0000

American

Feb 21, 2020

Put Options Written

1,300

70.0000

American

Dec 20, 2019

Call Options Purchased

400

83.0000

American

Nov 22, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

2,000

47.5000

American

Nov 15, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options Purchased

5,200

75.0000

American

Jan 17, 2020

Put Options Written

700

77.5000

American

Nov 8, 2019

Put Options Written

1,900

78.0000

American

Nov 8, 2019

Put Options Written

200

73.0000

American

Nov 22, 2019

Put Options Purchased

-100

84.0000

American

Nov 8, 2019

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options Written

-400

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

72.5000

American

Jan 17, 2020

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Call Options Written

-100

86.0000

American

Nov 8, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-12,000

90.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-12,700

70.0000

American

Nov 15, 2019

Call Options Written

-400

78.5000

American

Nov 8, 2019

Put Options Purchased

-700

81.5000

American

Nov 22, 2019

Call Options Written

-5,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-200

79.5000

American

Nov 15, 2019

Put Options Purchased

-1,000

75.0000

American

Dec 6, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679834
Time of Receipt (offset from UTC): 20191106T134416+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC