FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,811,273

1.16%

2,261,857

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,968,389

0.60%

 

(3)

Options and agreements to
purchase/sell:

880,500

0.27%

562,600

0.17%

 
TOTAL:

6,682,973

2.04%

4,792,846

1.46%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

178.6225 USD

Purchase

31

178.1900 USD

Purchase

50

177.8800 USD

Purchase

65

178.7400 USD

Purchase

100

178.7200 USD

Purchase

100

178.5900 USD

Purchase

100

178.6000 USD

Purchase

100

178.7300 USD

Purchase

100

179.5000 USD

Purchase

100

178.7100 USD

Purchase

100

178.6300 USD

Purchase

100

178.9300 USD

Purchase

101

178.6113 USD

Purchase

110

177.8900 USD

Purchase

140

178.4871 USD

Purchase

169

178.7601 USD

Purchase

207

178.7458 USD

Purchase

250

178.6500 USD

Purchase

300

178.6400 USD

Purchase

454

178.5031 USD

Purchase

496

178.6525 USD

Purchase

500

179.1640 USD

Purchase

500

178.7760 USD

Purchase

600

178.8125 USD

Purchase

613

178.7331 USD

Purchase

630

178.6457 USD

Purchase

700

178.5328 USD

Purchase

700

178.6039 USD

Purchase

804

178.5920 USD

Purchase

831

178.7443 USD

Purchase

1,051

178.7615 USD

Purchase

1,085

178.6987 USD

Purchase

1,150

179.0248 USD

Purchase

1,387

178.6532 USD

Purchase

1,701

178.8998 USD

Purchase

1,763

178.6186 USD

Purchase

1,774

178.7398 USD

Purchase

2,049

178.8030 USD

Purchase

2,214

178.6392 USD

Purchase

2,366

178.5580 USD

Purchase

2,472

178.8395 USD

Purchase

2,515

178.6109 USD

Purchase

2,567

178.5317 USD

Purchase

2,700

178.6262 USD

Purchase

2,866

178.6994 USD

Purchase

3,089

178.7316 USD

Purchase

3,739

178.7340 USD

Purchase

4,125

178.7114 USD

Purchase

4,917

178.7508 USD

Purchase

5,500

178.5909 USD

Purchase

6,200

178.7842 USD

Purchase

6,863

178.9319 USD

Purchase

7,285

178.7723 USD

Purchase

8,200

178.6115 USD

Purchase

10,000

178.7456 USD

Purchase

16,157

178.5720 USD

Purchase

18,600

178.7415 USD

Purchase

25,000

178.1500 USD

Purchase

26,835

178.6761 USD

Purchase

29,983

178.4100 USD

Purchase

61,308

178.4182 USD

Purchase

64,400

178.5152 USD

Sale

1

178.7200 USD

Sale

3

178.5900 USD

Sale

14

179.1600 USD

Sale

64

179.0068 USD

Sale

101

178.4915 USD

Sale

200

178.7150 USD

Sale

279

178.6136 USD

Sale

400

178.8750 USD

Sale

400

178.9450 USD

Sale

400

178.6775 USD

Sale

400

178.5537 USD

Sale

431

178.2691 USD

Sale

500

178.7060 USD

Sale

518

178.5688 USD

Sale

700

178.6757 USD

Sale

770

178.6785 USD

Sale

1,001

178.7589 USD

Sale

1,400

178.7807 USD

Sale

2,100

178.4127 USD

Sale

2,109

178.7829 USD

Sale

2,881

178.4398 USD

Sale

3,043

178.4834 USD

Sale

3,900

178.7934 USD

Sale

5,100

178.7966 USD

Sale

8,200

178.6115 USD

Sale

10,283

178.4985 USD

Sale

12,000

178.7444 USD

Sale

25,000

178.1500 USD

Sale

37,026

178.4139 USD

Sale

40,928

178.7581 USD

Sale

49,099

178.4100 USD

Sale

64,400

178.5152 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

1,500

180 USD

American

15 Jan 2021

11.3933 USD

Call Option Selling

1,900

175 USD

American

17 Jan 2020

7.6368 USD

Call Option Selling

500

175 USD

American

19 Jun 2020

11.6800 USD

Call Option Selling

1,000

178 USD

American

8 Nov 2019

2.5000 USD

Call Option Selling

1,000

180 USD

American

21 Feb 2020

6.0000 USD

Call Option Selling

1,300

185 USD

American

15 Nov 2019

0.0984 USD

Call Option Selling

1,000

185 USD

American

21 Feb 2020

3.4000 USD

Call Option Selling

1,000

200 USD

American

15 Jan 2021

3.1000 USD

Put Option Purchasing

200

150 USD

American

15 Nov 2019

0.2500 USD

Put Option Selling

200

175 USD

American

15 Nov 2019

0.9500 USD

Put Option Selling

100

183 USD

American

8 Nov 2019

3.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options Purchased

15,800

165.0000

American

Nov 15, 2019

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

800

180.0000

American

Nov 8, 2019

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options Written

-2,300

185.0000

American

Dec 20, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Call Options Written

-100

190.0000

American

Nov 15, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Written

12,700

150.0000

American

Nov 15, 2019

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

7,000

160.0000

American

Jun 19, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

300

145.0000

American

Nov 15, 2019

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-500

175.0000

American

Nov 15, 2019

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Call Options Written

-1,000

185.0000

American

Feb 21, 2020

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Written

-2,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-16,800

115.0000

American

Jan 15, 2021

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

12,200

170.0000

American

Nov 15, 2019

Put Options Written

13,500

165.0000

American

Jan 17, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

6,300

185.0000

American

Nov 15, 2019

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

2,300

155.0000

American

Dec 20, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-1,200

170.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-900

175.0000

American

Jan 17, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

1,600

180.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

165.0000

American

Nov 15, 2019

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-100

177.5000

American

Nov 8, 2019

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

500

172.5000

American

Nov 8, 2019

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Call Options Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options Written

12,700

160.0000

American

Feb 21, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

9,800

160.0000

American

Mar 20, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-300

170.0000

American

Nov 15, 2019

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

500

230.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-18,800

185.0000

American

Jan 17, 2020

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-600

175.0000

American

Jun 19, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Call Options Written

-300

165.0000

American

Mar 20, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Purchased

200

182.5000

American

Nov 8, 2019

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

7,400

170.0000

American

Feb 21, 2020

Put Options Written

100

182.5000

American

Nov 8, 2019

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

7,900

180.0000

American

Nov 15, 2019

Put Options Written

600

135.0000

American

Jan 17, 2020

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

100

90.0000

American

Jan 17, 2020

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-1,200

177.5000

American

Nov 8, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Call Options Written

-100

215.0000

American

Jan 17, 2020

Call Options Written

-300

190.0000

American

Nov 8, 2019

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Written

400

165.0000

American

Nov 8, 2019

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

3,500

200.0000

American

Dec 20, 2019

Call Options Purchased

700

180.0000

American

Feb 21, 2020

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-100

192.5000

American

Nov 8, 2019

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options Written

-200

187.5000

American

Nov 8, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679832
Time of Receipt (offset from UTC): 20191106T133543+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC