FORM 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

COBHAM PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

05 November 2019

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

59,514,596

2.49%

34,602,231

1.45%

 

(2)

Cash-settled derivatives:

2,935,931

0.12%

53,493,804

2.24%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

62,450,527

2.61%

88,096,035

3.68%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
2.5p ordinary Purchase

292

1.5675 GBP
2.5p ordinary Purchase

1,986

1.5682 GBP
2.5p ordinary Purchase

2,247

1.5695 GBP
2.5p ordinary Purchase

2,269

1.5700 GBP
2.5p ordinary Purchase

2,457

1.5930 GBP
2.5p ordinary Purchase

2,731

1.5678 GBP
2.5p ordinary Purchase

4,437

1.5660 GBP
2.5p ordinary Purchase

8,139

1.5692 GBP
2.5p ordinary Purchase

9,073

1.5670 GBP
2.5p ordinary Purchase

16,597

1.5800 GBP
2.5p ordinary Purchase

24,545

1.5722 GBP
2.5p ordinary Purchase

27,200

1.5729 GBP
2.5p ordinary Purchase

50,240

1.5733 GBP
2.5p ordinary Purchase

53,116

1.5669 GBP
2.5p ordinary Purchase

101,778

1.5668 GBP
2.5p ordinary Purchase

102,087

1.5698 GBP
2.5p ordinary Purchase

250,000

1.5709 GBP
2.5p ordinary Purchase

621,316

1.5794 GBP
2.5p ordinary Purchase

750,000

1.5694 GBP
2.5p ordinary Sale

3

1.5680 GBP
2.5p ordinary Sale

292

1.5675 GBP
2.5p ordinary Sale

917

1.5687 GBP
2.5p ordinary Sale

2,105

1.5692 GBP
2.5p ordinary Sale

2,247

1.5695 GBP
2.5p ordinary Sale

2,269

1.5700 GBP
2.5p ordinary Sale

4,044

1.5837 GBP
2.5p ordinary Sale

4,363

1.5679 GBP
2.5p ordinary Sale

4,437

1.5660 GBP
2.5p ordinary Sale

6,294

1.5683 GBP
2.5p ordinary Sale

8,839

1.5694 GBP
2.5p ordinary Sale

13,912

1.5817 GBP
2.5p ordinary Sale

14,783

1.5682 GBP
2.5p ordinary Sale

21,510

1.5697 GBP
2.5p ordinary Sale

40,669

1.5699 GBP
2.5p ordinary Sale

50,889

1.5750 GBP
2.5p ordinary Sale

71,340

1.5673 GBP
2.5p ordinary Sale

141,891

1.5674 GBP
2.5p ordinary Sale

172,875

1.5670 GBP
2.5p ordinary Sale

194,827

1.5684 GBP
2.5p ordinary Sale

344,080

1.5702 GBP
2.5p ordinary Sale

526,766

1.5704 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
2.5p ordinary SWAP Long

3

1.5666 GBP
2.5p ordinary SWAP Long

917

1.5687 GBP
2.5p ordinary SWAP Long

1,437

1.5688 GBP
2.5p ordinary SWAP Long

3,850

1.5844 GBP
2.5p ordinary SWAP Long

4,363

1.5679 GBP
2.5p ordinary SWAP Long

6,294

1.5683 GBP
2.5p ordinary SWAP Long

12,619

1.5818 GBP
2.5p ordinary SWAP Long

18,770

1.5703 GBP
2.5p ordinary SWAP Long

71,340

1.5673 GBP
2.5p ordinary SWAP Long

182,256

1.5713 GBP
2.5p ordinary SWAP Long

202,985

1.5690 GBP
2.5p ordinary SWAP Long

346,963

1.5720 GBP
2.5p ordinary SWAP Short

1,264

1.5706 GBP
2.5p ordinary CFD Short

12,095

1.5712 GBP
2.5p ordinary CFD Short

13,190

1.5703 GBP
2.5p ordinary SWAP Short

116,587

1.5812 GBP
2.5p ordinary SWAP Short

121,602

1.5754 GBP
2.5p ordinary SWAP Short

250,000

1.5709 GBP
2.5p ordinary SWAP Short

450,615

1.5795 GBP
2.5p ordinary SWAP Short

752,368

1.5694 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

6 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679830
Time of Receipt (offset from UTC): 20191106T132951+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC