FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,250,333

0.15%

4,209,986

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,574,472

0.11%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,566,100

0.17%

1,005,800

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,390,905

0.43%

5,215,786

0.35%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

7

81.6000 USD

Purchase

13

82.0100 USD

Purchase

50

81.6200 USD

Purchase

68

80.9704 USD

Purchase

92

80.1400 USD

Purchase

100

81.7600 USD

Purchase

100

81.7200 USD

Purchase

100

81.6950 USD

Purchase

100

81.6900 USD

Purchase

100

81.6400 USD

Purchase

100

75.0000 USD

Purchase

100

70.0000 USD

Purchase

100

69.5000 USD

Purchase

160

79.8400 USD

Purchase

200

81.7525 USD

Purchase

200

81.7050 USD

Purchase

200

81.7650 USD

Purchase

200

79.8750 USD

Purchase

200

71.0000 USD

Purchase

270

81.9900 USD

Purchase

300

81.7033 USD

Purchase

300

75.5000 USD

Purchase

300

81.7000 USD

Purchase

334

80.1600 USD

Purchase

412

80.5124 USD

Purchase

416

81.6798 USD

Purchase

500

79.9036 USD

Purchase

500

81.7070 USD

Purchase

616

81.6986 USD

Purchase

648

80.1540 USD

Purchase

666

80.1282 USD

Purchase

768

81.4710 USD

Purchase

926

80.1657 USD

Purchase

1,000

73.0000 USD

Purchase

1,000

81.2720 USD

Purchase

1,000

81.9200 USD

Purchase

1,000

81.7260 USD

Purchase

1,080

81.6300 USD

Purchase

1,100

81.3609 USD

Purchase

1,141

81.6700 USD

Purchase

1,200

81.6933 USD

Purchase

1,200

81.0825 USD

Purchase

1,899

81.7152 USD

Purchase

1,900

81.7300 USD

Purchase

2,276

81.7100 USD

Purchase

2,400

77.5000 USD

Purchase

2,400

77.0000 USD

Purchase

3,200

79.0000 USD

Purchase

3,363

81.7198 USD

Purchase

4,448

80.8196 USD

Purchase

4,500

80.0000 USD

Purchase

5,700

78.0000 USD

Purchase

6,695

81.4290 USD

Purchase

6,700

79.9983 USD

Purchase

8,094

81.7649 USD

Purchase

12,887

81.4346 USD

Purchase

12,946

81.1342 USD

Purchase

13,700

81.7045 USD

Purchase

14,100

81.5679 USD

Purchase

14,443

81.6105 USD

Purchase

15,883

80.9753 USD

Purchase

18,600

81.5383 USD

Purchase

20,800

81.0000 USD

Purchase

30,038

81.6464 USD

Purchase

32,324

81.7074 USD

Purchase

45,154

81.4168 USD

Purchase

67,670

81.7500 USD

Purchase

78,400

81.6186 USD

Purchase

83,082

81.5610 USD

Purchase

95,260

81.7943 USD

Purchase

102,800

81.6525 USD

Purchase

213,807

81.7498 USD

Sale

7

81.6000 USD

Sale

22

81.7700 USD

Sale

28

81.6500 USD

Sale

50

81.6200 USD

Sale

51

81.7600 USD

Sale

60

80.0600 USD

Sale

69

81.3200 USD

Sale

100

81.7350 USD

Sale

100

81.9600 USD

Sale

106

81.6600 USD

Sale

170

81.7400 USD

Sale

200

81.7800 USD

Sale

200

74.0000 USD

Sale

200

81.6625 USD

Sale

237

81.7960 USD

Sale

250

81.6700 USD

Sale

258

81.7238 USD

Sale

267

81.6529 USD

Sale

270

81.9900 USD

Sale

277

81.8689 USD

Sale

278

81.2939 USD

Sale

278

81.8015 USD

Sale

300

81.7433 USD

Sale

300

81.7033 USD

Sale

300

81.6933 USD

Sale

300

80.1016 USD

Sale

300

81.6966 USD

Sale

335

81.8871 USD

Sale

360

79.8594 USD

Sale

365

81.6047 USD

Sale

366

80.1500 USD

Sale

369

81.6771 USD

Sale

382

81.2900 USD

Sale

400

73.5000 USD

Sale

400

81.7362 USD

Sale

416

81.6798 USD

Sale

440

81.4777 USD

Sale

441

81.7200 USD

Sale

443

81.8093 USD

Sale

462

81.8449 USD

Sale

462

81.6886 USD

Sale

499

81.7179 USD

Sale

502

82.0021 USD

Sale

515

81.3038 USD

Sale

600

81.6850 USD

Sale

600

81.7020 USD

Sale

630

81.6860 USD

Sale

650

81.7000 USD

Sale

664

81.6668 USD

Sale

755

81.8572 USD

Sale

800

81.7112 USD

Sale

833

81.6597 USD

Sale

847

81.6680 USD

Sale

855

81.6971 USD

Sale

877

81.4085 USD

Sale

940

82.1196 USD

Sale

1,000

81.9200 USD

Sale

1,091

81.7071 USD

Sale

1,100

81.6836 USD

Sale

1,100

81.7281 USD

Sale

1,200

81.9012 USD

Sale

1,200

81.6283 USD

Sale

1,320

81.6256 USD

Sale

1,352

81.5454 USD

Sale

1,362

81.6801 USD

Sale

1,400

81.6549 USD

Sale

1,417

81.6928 USD

Sale

1,449

81.7897 USD

Sale

1,606

81.6794 USD

Sale

1,658

81.8082 USD

Sale

1,682

81.7629 USD

Sale

1,800

81.5786 USD

Sale

1,856

81.6889 USD

Sale

2,000

81.7250 USD

Sale

2,000

81.7300 USD

Sale

2,123

81.7445 USD

Sale

2,375

81.7115 USD

Sale

2,500

81.6506 USD

Sale

2,700

80.5722 USD

Sale

2,828

81.5656 USD

Sale

2,855

81.7485 USD

Sale

2,900

76.5000 USD

Sale

3,013

81.6923 USD

Sale

3,100

81.5000 USD

Sale

3,265

81.7784 USD

Sale

4,253

81.8023 USD

Sale

4,456

81.5292 USD

Sale

4,472

81.7385 USD

Sale

4,543

81.7890 USD

Sale

4,600

81.4855 USD

Sale

4,704

81.7194 USD

Sale

4,791

81.6004 USD

Sale

5,100

81.6998 USD

Sale

6,230

81.7170 USD

Sale

6,432

81.6455 USD

Sale

6,684

81.7502 USD

Sale

7,100

81.7603 USD

Sale

8,000

81.6132 USD

Sale

11,800

81.7007 USD

Sale

14,509

81.9049 USD

Sale

15,685

81.7932 USD

Sale

17,207

81.8498 USD

Sale

20,300

81.7483 USD

Sale

21,278

81.4484 USD

Sale

22,900

81.6556 USD

Sale

23,000

81.5811 USD

Sale

25,158

81.4803 USD

Sale

26,200

81.4841 USD

Sale

34,000

81.6457 USD

Sale

47,630

81.7943 USD

Sale

57,700

81.6050 USD

Sale

83,675

81.5557 USD

Sale

88,269

81.2647 USD

Sale

311,518

81.7500 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

63 USD

American

15 May 2020

19.6500 USD

Call Option

Purchasing

200

65 USD

American

15 May 2020

15.3000 USD

Call Option

Purchasing

500

70 USD

American

20 Dec 2019

11.8000 USD

Call Option

Purchasing

200

73 USD

American

20 Dec 2019

10.1000 USD

Call Option

Purchasing

1,800

73 USD

American

19 Jun 2020

11.5466 USD

Call Option

Purchasing

100

77 USD

American

8 Nov 2019

4.6600 USD

Call Option

Purchasing

400

78 USD

American

1 Nov 2019

2.3500 USD

Call Option

Purchasing

3,700

78 USD

American

1 Nov 2019

3.1991 USD

Call Option

Purchasing

1,200

78 USD

American

8 Nov 2019

4.0333 USD

Call Option

Purchasing

200

78 USD

American

15 Jan 2021

10.2050 USD

Call Option

Purchasing

1,300

79 USD

American

1 Nov 2019

2.4107 USD

Call Option

Purchasing

1,000

79 USD

American

8 Nov 2019

3.2500 USD

Call Option

Purchasing

100

79 USD

American

15 Nov 2019

3.1500 USD

Call Option

Purchasing

7,300

80 USD

American

1 Nov 2019

1.4513 USD

Call Option

Purchasing

400

80 USD

American

15 Nov 2019

1.4100 USD

Call Option

Purchasing

100

80 USD

American

20 Dec 2019

3.3300 USD

Call Option

Purchasing

1,500

80 USD

American

19 Jun 2020

7.0000 USD

Call Option

Purchasing

26,300

81 USD

American

1 Nov 2019

0.6405 USD

Call Option

Purchasing

1,000

81 USD

American

15 Nov 2019

1.4800 USD

Call Option

Purchasing

12,600

82 USD

American

1 Nov 2019

0.2012 USD

Call Option

Purchasing

1,400

82 USD

American

1 Nov 2019

0.6578 USD

Call Option

Purchasing

5,500

82 USD

American

15 Nov 2019

1.0814 USD

Call Option

Purchasing

100

83 USD

American

1 Nov 2019

0.0700 USD

Call Option

Purchasing

100

83 USD

American

15 Nov 2019

0.8900 USD

Call Option

Purchasing

300

83 USD

American

19 Jun 2020

5.2900 USD

Call Option

Purchasing

200

85 USD

American

20 Dec 2019

0.7600 USD

Call Option

Purchasing

100

88 USD

American

17 Jan 2020

1.0600 USD

Call Option

Purchasing

100

90 USD

American

19 Jun 2020

2.7900 USD

Call Option

Purchasing

200

95 USD

American

17 Jan 2020

0.1800 USD

Call Option

Purchasing

200

95 USD

American

21 Feb 2020

0.4200 USD

Call Option

Selling

100

78 USD

American

15 Nov 2019

4.0000 USD

Call Option

Selling

100

78 USD

American

15 Nov 2019

4.4300 USD

Call Option

Selling

400

79 USD

American

1 Nov 2019

1.4800 USD

Call Option

Selling

200

79 USD

American

15 Nov 2019

2.1500 USD

Call Option

Selling

9,800

80 USD

American

1 Nov 2019

0.4175 USD

Call Option

Selling

200

80 USD

American

8 Nov 2019

0.7400 USD

Call Option

Selling

100

80 USD

American

15 Nov 2019

1.8600 USD

Call Option

Selling

300

80 USD

American

17 Jan 2020

4.3800 USD

Call Option

Selling

5,900

81 USD

American

1 Nov 2019

0.6916 USD

Call Option

Selling

5,400

82 USD

American

1 Nov 2019

0.6907 USD

Call Option

Selling

1,000

83 USD

American

15 Nov 2019

0.5900 USD

Call Option

Selling

100

83 USD

American

20 Dec 2019

1.9300 USD

Call Option

Selling

300

84 USD

American

15 Nov 2019

0.2700 USD

Call Option

Selling

100

100 USD

American

19 Jun 2020

0.9800 USD

Put Option

Purchasing

1,000

70 USD

American

15 Jan 2021

6.1000 USD

Put Option

Purchasing

100

73 USD

American

20 Dec 2019

0.4200 USD

Put Option

Purchasing

100

74 USD

American

15 Nov 2019

0.0900 USD

Put Option

Purchasing

200

77 USD

American

15 Nov 2019

0.2100 USD

Put Option

Purchasing

300

78 USD

American

20 Dec 2019

1.0700 USD

Put Option

Purchasing

100

81 USD

American

6 Dec 2019

1.5700 USD

Put Option

Selling

100

35 USD

American

15 Jan 2021

0.4600 USD

Put Option

Selling

300

60 USD

American

19 Jun 2020

1.1700 USD

Put Option

Selling

300

65 USD

American

15 Jan 2021

4.4333 USD

Put Option

Selling

200

68 USD

American

17 Jan 2020

0.5250 USD

Put Option

Selling

100

70 USD

American

15 Nov 2019

0.1100 USD

Put Option

Selling

1,300

70 USD

American

20 Dec 2019

0.2500 USD

Put Option

Selling

100

71 USD

American

6 Dec 2019

0.1700 USD

Put Option

Selling

100

72 USD

American

8 Nov 2019

0.1000 USD

Put Option

Selling

100

72 USD

American

15 Nov 2019

0.1400 USD

Put Option

Selling

100

73 USD

American

19 Jun 2020

3.4000 USD

Put Option

Selling

100

74 USD

American

15 Nov 2019

0.1700 USD

Put Option

Selling

200

75 USD

American

8 Nov 2019

0.0600 USD

Put Option

Selling

200

75 USD

American

15 Nov 2019

0.1100 USD

Put Option

Selling

100

75 USD

American

15 Nov 2019

0.1300 USD

Put Option

Selling

5,800

75 USD

American

21 Feb 2020

2.1100 USD

Put Option

Selling

1,100

75 USD

American

19 Jun 2020

4.2181 USD

Put Option

Selling

200

78 USD

American

1 Nov 2019

0.0200 USD

Put Option

Selling

200

79 USD

American

1 Nov 2019

0.0200 USD

Put Option

Selling

100

80 USD

American

8 Nov 2019

0.4400 USD

Put Option

Selling

200

80 USD

American

8 Nov 2019

0.5200 USD

Put Option

Selling

200

80 USD

American

17 Jan 2020

2.7600 USD

Put Option

Selling

3,000

81 USD

American

1 Nov 2019

0.0800 USD

Put Option

Selling

1,500

81 USD

American

8 Nov 2019

0.8253 USD

Put Option

Selling

1,400

82 USD

American

8 Nov 2019

0.8200 USD

Put Option

Selling

1,200

82 USD

American

8 Nov 2019

1.0366 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Nov 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

99,800

60.0000

American Jun 19, 2020
Put Options Written

100

79.5000

American Nov 8, 2019
Call Options Purchased

100

70.0000

American Nov 1, 2019
Put Options Written

350,000

65.0000

American Jan 17, 2020
Call Options Purchased

3,800

72.5000

American Feb 21, 2020
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

7,900

80.0000

American Dec 20, 2019
Put Options Written

5,200

77.5000

American Jan 17, 2020
Put Options Written

3,600

75.0000

American Feb 21, 2020
Put Options Written

300

37.5000

American Jan 21, 2022
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Call Options Purchased

800

78.0000

American Nov 15, 2019
Call Options Purchased

13,100

72.5000

American Nov 15, 2019
Call Options Purchased

500

70.0000

American Dec 20, 2019
Put Options Written

100

71.0000

American Dec 6, 2019
Put Options Written

100

73.5000

American Nov 1, 2019
Call Options Purchased

12,500

70.0000

American Nov 15, 2019
Put Options Written

100

74.5000

American Nov 1, 2019
Put Options Written

1,000

82.5000

American Jan 15, 2021
Call Options Purchased

7,300

82.5000

American Nov 15, 2019
Call Options Purchased

200

75.0000

American May 15, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Put Options Written

3,000

50.0000

American Nov 15, 2019
Put Options Written

2,500

75.0000

American Jun 19, 2020
Call Options Purchased

1,000

81.0000

American Nov 15, 2019
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-3,700

65.0000

American Jan 17, 2020
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-4,100

57.5000

American Jan 17, 2020
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-6,900

73.0000

American Nov 15, 2019
Put Options Purchased

-100

79.0000

American Nov 22, 2019
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Call Options Written

-8,800

97.5000

American Jan 17, 2020
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-600

82.5000

American Feb 21, 2020
Call Options Written

-19,400

90.0000

American Jun 19, 2020
Put Options Written

100

72.0000

American Nov 1, 2019
Call Options Purchased

400

72.5000

American May 15, 2020
Call Options Purchased

287,200

80.0000

American Jan 17, 2020
Call Options Purchased

2,900

85.0000

American Feb 21, 2020
Put Options Written

2,600

50.0000

American Jan 17, 2020
Put Options Written

73,000

70.0000

American Jan 17, 2020
Put Options Written

3,300

47.5000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Put Options Written

302,400

60.0000

American Jan 15, 2021
Call Options Purchased

100

81.5000

American Nov 8, 2019
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Put Options Written

1,400

81.5000

American Nov 8, 2019
Call Options Purchased

4,500

80.0000

American Nov 1, 2019
Put Options Written

4,200

45.0000

American Jan 17, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Put Options Written

6,000

75.0000

American Nov 15, 2019
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

1,600

72.5000

American Feb 21, 2020
Call Options Purchased

100

82.0000

American Dec 13, 2019
Call Options Purchased

1,100

72.5000

American Jun 19, 2020
Call Options Written

-100

78.0000

American Nov 29, 2019
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Put Options Purchased

-100

81.0000

American Dec 6, 2019
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-100

74.5000

American Nov 8, 2019
Call Options Written

-3,100

81.5000

American Nov 1, 2019
Put Options Purchased

-200

75.0000

American Nov 1, 2019
Put Options Purchased

-13,300

55.0000

American Jan 17, 2020
Put Options Purchased

-100

65.0000

American Nov 29, 2019
Put Options Purchased

-300

74.0000

American Nov 15, 2019
Call Options Written

-100

85.0000

American Nov 1, 2019
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-100

72.5000

American Dec 20, 2019
Put Options Purchased

-300

77.5000

American Dec 20, 2019
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Call Options Purchased

200

85.0000

American Dec 20, 2019
Put Options Written

5,400

79.0000

American Nov 1, 2019
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

20,800

81.0000

American Nov 1, 2019
Put Options Written

1,500

81.0000

American Nov 8, 2019
Call Options Purchased

1,100

78.0000

American Nov 8, 2019
Put Options Written

100

72.0000

American Nov 8, 2019
Put Options Written

100

79.0000

American Nov 15, 2019
Put Options Written

900

75.0000

American May 15, 2020
Call Options Purchased

100

78.0000

American Dec 13, 2019
Call Options Purchased

100

75.0000

American Nov 1, 2019
Put Options Written

6,400

62.5000

American Jan 17, 2020
Call Options Purchased

500

62.5000

American May 15, 2020
Put Options Written

300

77.0000

American Nov 8, 2019
Call Options Purchased

400

70.0000

American Jun 19, 2020
Put Options Written

100

77.0000

American Nov 1, 2019
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Call Options Purchased

1,000

83.0000

American Nov 29, 2019
Call Options Purchased

100

105.0000

American Jun 19, 2020
Put Options Written

500

57.5000

American Feb 21, 2020
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Call Options Purchased

1,200

79.0000

American Nov 8, 2019
Call Options Purchased

18,700

72.5000

American Jan 17, 2020
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Call Options Written

-11,900

95.0000

American Jan 17, 2020
Call Options Written

-500

95.0000

American Sep 18, 2020
Put Options Purchased

-500

76.5000

American Nov 1, 2019
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Call Options Written

-400

110.0000

American Jun 19, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Put Options Purchased

-5,500

40.0000

American Jan 21, 2022
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-3,100

75.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American May 15, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-14,700

87.5000

American Nov 15, 2019
Put Options Purchased

-600

76.5000

American Nov 8, 2019
Call Options Written

-4,800

95.0000

American Feb 21, 2020
Put Options Purchased

-27,000

60.0000

American Jan 17, 2020
Call Options Written

-500

80.0000

American Nov 8, 2019
Call Options Written

-100

100.0000

American Jan 21, 2022
Call Options Written

-100

67.5000

American Sep 18, 2020
Put Options Purchased

-1,100

85.0000

American Feb 21, 2020
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Put Options Written

100

77.0000

American Nov 22, 2019
Put Options Written

125,000

80.0000

American Jan 15, 2021
Call Options Purchased

111,400

77.5000

American Nov 15, 2019
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

1,100

82.5000

American Feb 21, 2020
Call Options Purchased

1,200

65.0000

American Sep 18, 2020
Put Options Written

200

76.5000

American Nov 22, 2019
Put Options Written

1,000

42.5000

American Jan 21, 2022
Call Options Purchased

700

87.5000

American Feb 21, 2020
Call Options Purchased

7,600

82.0000

American Nov 15, 2019
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

200

67.5000

American Jan 15, 2021
Put Options Written

151,100

65.0000

American Jun 19, 2020
Call Options Purchased

800

155.0000

American Jan 17, 2020
Put Options Written

300

80.0000

American Jun 19, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Written

37,300

57.5000

American Jun 19, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Put Options Written

100

37.5000

American Jan 15, 2021
Call Options Purchased

3,500

70.5000

American Nov 29, 2019
Call Options Purchased

100

67.5000

American Nov 15, 2019
Put Options Written

3,400

62.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-13,400

100.0000

American Jan 15, 2021
Put Options Purchased

-100

73.5000

American Nov 29, 2019
Put Options Purchased

-100

75.5000

American Nov 1, 2019
Call Options Written

-2,600

100.0000

American Feb 21, 2020
Put Options Purchased

-2,100

70.0000

American Jan 15, 2021
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Call Options Written

-100

82.5000

American Jun 19, 2020
Call Options Written

-300

110.0000

American Sep 18, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-100

75.0000

American Jun 19, 2020
Call Options Written

-87,200

70.0000

American Jan 15, 2021
Call Options Written

-100

82.5000

American Dec 20, 2019
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-17,200

85.0000

American Nov 15, 2019
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-800

92.5000

American Jan 15, 2021
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

100

73.0000

American Nov 8, 2019
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Call Options Purchased

2,400

77.5000

American Nov 1, 2019
Put Options Written

700

67.5000

American Jan 17, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

26,300

80.0000

American Nov 15, 2019
Call Options Purchased

11,500

75.0000

American Sep 18, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Put Options Written

500

70.0000

American Feb 21, 2020
Put Options Written

500

77.5000

American Nov 1, 2019
Call Options Purchased

100

69.5000

American Nov 1, 2019
Call Options Purchased

200

110.0000

American Jan 21, 2022
Call Options Purchased

100

62.5000

American Sep 18, 2020
Put Options Written

1,200

74.5000

American Nov 15, 2019
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Written

3,100

85.0000

American Jan 17, 2020
Put Options Written

900

55.0000

American Feb 21, 2020
Call Options Purchased

600

77.5000

American Sep 18, 2020
Call Options Purchased

200

65.0000

American May 15, 2020
Call Options Purchased

100

85.0000

American Dec 6, 2019
Put Options Written

300

77.5000

American Sep 18, 2020
Call Options Purchased

200

76.5000

American Nov 22, 2019
Put Options Written

200

80.0000

American Nov 8, 2019
Put Options Written

200

75.0000

American Nov 8, 2019
Call Options Purchased

200

84.0000

American Nov 1, 2019
Call Options Purchased

9,300

90.0000

American Feb 21, 2020
Put Options Purchased

-71,000

67.5000

American Jan 15, 2021
Put Options Purchased

-100

78.0000

American Nov 1, 2019
Call Options Written

-600

84.0000

American Nov 8, 2019
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Call Options Written

-300

84.0000

American Nov 15, 2019
Call Options Written

-400

73.5000

American Nov 1, 2019
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-6,200

75.0000

American Jan 17, 2020
Put Options Purchased

-2,700

72.5000

American Jun 19, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Call Options Written

-900

90.0000

American Sep 18, 2020
Put Options Purchased

-500

77.0000

American Nov 15, 2019
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Purchased

-19,800

65.0000

American Nov 15, 2019
Call Options Written

-3,300

145.0000

American Jan 17, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-4,900

35.0000

American Jan 15, 2021
Put Options Purchased

-1,000

60.0000

American Feb 21, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Written

100

57.5000

American Sep 18, 2020
Put Options Written

100

76.0000

American Nov 29, 2019
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

14,400

75.0000

American Dec 20, 2019
Put Options Written

200

80.0000

American Nov 1, 2019
Put Options Written

26,400

70.0000

American Jun 19, 2020
Call Options Purchased

24,500

75.0000

American Nov 15, 2019
Call Options Purchased

4,400

75.0000

American Feb 21, 2020
Call Options Purchased

24,700

67.5000

American Jan 17, 2020
Put Options Written

1,500

45.0000

American Nov 15, 2019
Call Options Purchased

1,000

73.0000

American Nov 1, 2019
Call Options Purchased

12,600

80.0000

American Feb 21, 2020
Call Options Purchased

200

85.0000

American Nov 22, 2019
Call Options Purchased

300

75.5000

American Nov 1, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

200

55.0000

American Nov 15, 2019
Put Options Written

1,100

75.0000

American Jan 15, 2021
Call Options Purchased

200

71.0000

American Nov 1, 2019
Put Options Written

6,300

80.0000

American Jan 17, 2020
Call Options Written

-52,800

82.5000

American Jan 17, 2020
Put Options Purchased

-7,000

70.0000

American Jan 17, 2020
Call Options Written

-100

65.0000

American Jan 15, 2021
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-1,200

77.0000

American Nov 8, 2019
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-500

87.5000

American Jun 19, 2020
Put Options Purchased

-100

80.0000

American Feb 21, 2020
Put Options Purchased

-100

78.0000

American Nov 29, 2019
Call Options Written

-2,900

76.5000

American Nov 1, 2019
Call Options Written

-200

75.0000

American Nov 22, 2019
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Call Options Written

-100

81.0000

American Nov 8, 2019
Put Options Purchased

-200

78.5000

American Nov 15, 2019
Call Options Written

-300

78.5000

American Nov 15, 2019
Call Options Written

-300

83.0000

American Nov 1, 2019
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Put Options Purchased

-1,700

87.5000

American Jan 17, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Call Options Written

-100

90.0000

American Jan 15, 2021
Call Options Written

-100

180.0000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Purchased

300

79.0000

American Nov 22, 2019
Call Options Purchased

200

72.5000

American Dec 20, 2019
Put Options Written

200

65.0000

American Jan 15, 2021
Put Options Written

100

78.0000

American Nov 15, 2019
Call Options Purchased

400

57.5000

American Sep 18, 2020
Put Options Written

1,300

72.5000

American Sep 18, 2020
Call Options Purchased

7,000

85.0000

American Jun 19, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Call Options Purchased

5,700

78.0000

American Nov 1, 2019
Put Options Written

3,000

81.0000

American Nov 1, 2019
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

500

45.0000

American Jan 21, 2022
Put Options Written

200

77.5000

American Jun 19, 2020
Put Options Written

14,900

72.5000

American Nov 15, 2019
Call Options Purchased

5,000

80.0000

American Jun 19, 2020
Put Options Written

3,500

87.5000

American Jun 19, 2020
Put Options Written

3,000

67.5000

American Jun 19, 2020
Call Options Purchased

500

85.0000

American May 15, 2020
Call Options Written

-10,500

85.0000

American Jan 17, 2020
Call Options Written

-200

74.0000

American Nov 1, 2019
Call Options Written

-200

105.0000

American Sep 18, 2020
Call Options Written

-1,000

100.0000

American Nov 15, 2019
Put Options Purchased

-27,100

62.5000

American Nov 15, 2019
Call Options Written

-10,500

100.0000

American Jun 19, 2020
Put Options Purchased

-39,200

67.5000

American Nov 15, 2019
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Put Options Purchased

-100

67.5000

American Feb 21, 2020
Put Options Purchased

-100

76.0000

American Nov 15, 2019
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Call Options Written

-11,700

87.5000

American Jan 17, 2020
Put Options Written

400

72.5000

American May 15, 2020
Call Options Purchased

900

77.5000

American Nov 8, 2019
Call Options Purchased

5,200

75.0000

American Jan 17, 2020
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

200

73.0000

American Nov 22, 2019
Call Options Purchased

100

85.0000

American Jan 21, 2022
Call Options Purchased

1,700

77.5000

American Feb 21, 2020
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

1,300

70.0000

American Dec 20, 2019
Call Options Purchased

12,600

82.0000

American Nov 1, 2019
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

2,400

77.0000

American Nov 1, 2019
Put Options Written

700

77.5000

American Nov 8, 2019
Put Options Written

2,000

47.5000

American Nov 15, 2019
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

1,900

78.0000

American Nov 8, 2019
Call Options Purchased

14,800

77.5000

American Jan 17, 2020
Put Options Written

8,400

65.0000

American Feb 21, 2020
Put Options Written

6,000

82.5000

American Nov 8, 2019
Put Options Written

1,200

82.0000

American Nov 8, 2019
Call Options Purchased

5,600

77.5000

American Jan 15, 2021
Call Options Purchased

3,200

79.0000

American Nov 1, 2019
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Call Options Written

-3,100

95.0000

American Jan 15, 2021
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Call Options Written

-400

80.0000

American Jan 15, 2021
Call Options Written

-100

79.5000

American Nov 8, 2019
Call Options Written

-12,000

90.0000

American Jan 17, 2020
Put Options Purchased

-200

79.5000

American Nov 15, 2019
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Put Options Purchased

-1,000

75.0000

American Dec 6, 2019
Put Options Purchased

-12,300

60.0000

American Nov 15, 2019
Call Options Written

-400

78.5000

American Nov 8, 2019
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-600

63.0000

American Nov 1, 2019
Put Options Purchased

-1,800

72.5000

American Jan 17, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-12,700

70.0000

American Nov 15, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679817
Time of Receipt (offset from UTC): 20191106T085858+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC