FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,063,930

0.14%

3,993,430

0.27%

 

(2)

Derivatives (other than options):

1,574,472

0.11%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,528,100

0.17%

997,500

0.07%

 
TOTAL:

6,166,502

0.42%

4,990,930

0.34%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

22

82.9300 USD

Purchase

26

82.9500 USD

Purchase

30

83.1600 USD

Purchase

30

83.0223 USD

Purchase

37

83.0900 USD

Purchase

53

83.0532 USD

Purchase

88

82.9800 USD

Purchase

100

82.7000 USD

Purchase

171

82.7985 USD

Purchase

200

83.1500 USD

Purchase

200

83.1800 USD

Purchase

200

82.9750 USD

Purchase

200

82.9550 USD

Purchase

266

82.6953 USD

Purchase

280

83.0171 USD

Purchase

300

82.9566 USD

Purchase

313

82.7100 USD

Purchase

470

82.8561 USD

Purchase

478

82.9520 USD

Purchase

493

82.8136 USD

Purchase

500

82.8060 USD

Purchase

600

82.9600 USD

Purchase

640

82.2400 USD

Purchase

700

82.9571 USD

Purchase

761

82.7495 USD

Purchase

800

82.9587 USD

Purchase

800

82.9050 USD

Purchase

900

82.9622 USD

Purchase

1,000

82.9000 USD

Purchase

1,000

82.8980 USD

Purchase

1,007

82.7959 USD

Purchase

1,152

82.9035 USD

Purchase

1,412

82.9315 USD

Purchase

1,580

82.8500 USD

Purchase

1,688

82.8433 USD

Purchase

2,100

82.9584 USD

Purchase

2,200

82.9186 USD

Purchase

2,499

82.8207 USD

Purchase

3,835

82.7354 USD

Purchase

4,400

82.9114 USD

Purchase

4,611

82.9818 USD

Purchase

5,957

82.7286 USD

Purchase

6,085

82.7580 USD

Purchase

7,994

82.7569 USD

Purchase

9,027

82.7672 USD

Purchase

13,836

82.9442 USD

Purchase

14,449

83.0888 USD

Purchase

16,500

82.8566 USD

Purchase

25,842

82.9994 USD

Purchase

26,619

82.9664 USD

Purchase

34,700

82.9041 USD

Purchase

41,247

82.7793 USD

Purchase

51,948

82.9267 USD

Purchase

101,518

82.9668 USD

Purchase

118,092

82.9373 USD

Purchase

181,570

82.9888 USD

Purchase

367,413

82.9900 USD

Sale

2

82.6000 USD

Sale

8

83.0300 USD

Sale

14

82.9300 USD

Sale

34

82.8700 USD

Sale

37

83.0900 USD

Sale

61

82.5800 USD

Sale

80

83.1400 USD

Sale

100

82.3300 USD

Sale

100

82.7200 USD

Sale

100

82.8100 USD

Sale

100

82.8450 USD

Sale

100

82.8550 USD

Sale

100

82.8650 USD

Sale

100

82.8800 USD

Sale

100

82.8900 USD

Sale

100

82.9200 USD

Sale

100

83.0800 USD

Sale

100

83.2450 USD

Sale

102

82.9103 USD

Sale

150

82.9133 USD

Sale

170

82.9011 USD

Sale

230

82.9063 USD

Sale

239

82.8828 USD

Sale

240

83.0806 USD

Sale

280

83.0171 USD

Sale

288

82.7048 USD

Sale

298

82.9031 USD

Sale

300

82.8566 USD

Sale

399

82.9486 USD

Sale

400

82.5425 USD

Sale

400

82.7100 USD

Sale

400

82.9087 USD

Sale

439

82.6530 USD

Sale

466

82.9800 USD

Sale

500

82.8060 USD

Sale

500

82.8260 USD

Sale

500

82.9500 USD

Sale

500

82.8640 USD

Sale

510

82.8470 USD

Sale

600

83.0316 USD

Sale

600

82.9083 USD

Sale

600

82.9316 USD

Sale

600

82.6166 USD

Sale

601

82.9710 USD

Sale

604

82.9402 USD

Sale

640

82.2400 USD

Sale

823

82.8483 USD

Sale

850

83.1247 USD

Sale

900

82.9466 USD

Sale

900

82.9544 USD

Sale

900

82.9588 USD

Sale

985

82.9921 USD

Sale

1,000

82.9000 USD

Sale

1,007

82.9226 USD

Sale

1,050

82.9185 USD

Sale

1,094

82.7261 USD

Sale

1,254

82.9055 USD

Sale

1,300

82.9609 USD

Sale

1,328

82.6106 USD

Sale

1,400

82.9407 USD

Sale

1,442

82.4012 USD

Sale

1,446

82.8500 USD

Sale

1,500

82.9846 USD

Sale

1,625

82.9129 USD

Sale

1,627

83.0865 USD

Sale

1,800

82.9138 USD

Sale

1,816

82.6240 USD

Sale

1,900

83.1021 USD

Sale

1,900

82.7649 USD

Sale

1,988

82.9281 USD

Sale

2,100

82.9584 USD

Sale

2,126

82.9598 USD

Sale

2,249

82.9415 USD

Sale

2,400

82.9533 USD

Sale

2,558

83.0663 USD

Sale

3,300

82.9333 USD

Sale

3,640

82.9445 USD

Sale

4,141

82.7745 USD

Sale

4,188

82.8889 USD

Sale

4,198

82.3665 USD

Sale

4,230

82.9872 USD

Sale

4,300

82.9658 USD

Sale

4,317

82.8737 USD

Sale

5,957

82.7286 USD

Sale

6,300

82.9612 USD

Sale

6,500

82.9355 USD

Sale

7,274

83.0899 USD

Sale

7,398

83.0212 USD

Sale

7,700

82.8873 USD

Sale

7,789

82.9170 USD

Sale

9,051

82.8940 USD

Sale

12,491

82.9336 USD

Sale

13,500

82.9550 USD

Sale

13,600

82.8678 USD

Sale

15,065

82.9125 USD

Sale

16,282

82.9515 USD

Sale

16,300

82.8458 USD

Sale

16,600

82.9537 USD

Sale

19,836

82.9621 USD

Sale

22,489

82.9025 USD

Sale

25,612

82.9672 USD

Sale

26,250

82.9481 USD

Sale

28,032

82.9228 USD

Sale

81,553

82.8738 USD

Sale

106,881

82.9671 USD

Sale

179,527

82.9898 USD

Sale

327,922

82.9900 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

65 USD

American

15 Jan 2021

19.1500 USD

Call Option

Purchasing

100

70 USD

American

19 Jun 2020

14.2500 USD

Call Option

Purchasing

100

73 USD

American

15 May 2020

12.0500 USD

Call Option

Purchasing

100

77 USD

American

8 Nov 2019

6.1000 USD

Call Option

Purchasing

100

78 USD

American

15 May 2020

8.6000 USD

Call Option

Purchasing

400

79 USD

American

8 Nov 2019

3.9700 USD

Call Option

Purchasing

100

80 USD

American

8 Nov 2019

3.5700 USD

Call Option

Purchasing

100

80 USD

American

17 Jan 2020

5.0000 USD

Call Option

Purchasing

5,000

80 USD

American

21 Feb 2020

5.6500 USD

Call Option

Purchasing

200

80 USD

American

15 May 2020

6.9400 USD

Call Option

Purchasing

100

82 USD

American

6 Dec 2019

2.5000 USD

Call Option

Purchasing

600

83 USD

American

15 Nov 2019

1.1000 USD

Call Option

Purchasing

100

83 USD

American

15 Nov 2019

1.2400 USD

Call Option

Purchasing

400

83 USD

American

22 Nov 2019

1.5000 USD

Call Option

Purchasing

4,900

83 USD

American

22 Nov 2019

1.8100 USD

Call Option

Purchasing

100

83 USD

American

20 Dec 2019

2.7200 USD

Call Option

Purchasing

100

84 USD

American

8 Nov 2019

0.2900 USD

Call Option

Purchasing

2,700

85 USD

American

8 Nov 2019

0.1592 USD

Call Option

Purchasing

100

85 USD

American

22 Nov 2019

0.6400 USD

Call Option

Purchasing

1,600

85 USD

American

29 Nov 2019

0.7818 USD

Call Option

Purchasing

1,200

85 USD

American

20 Dec 2019

1.6583 USD

Call Option

Purchasing

2,000

86 USD

American

22 Nov 2019

0.4400 USD

Call Option

Purchasing

100

87 USD

American

13 Dec 2019

0.7200 USD

Call Option

Purchasing

200

88 USD

American

20 Dec 2019

0.7600 USD

Call Option

Purchasing

100

88 USD

American

17 Jan 2020

1.2800 USD

Call Option

Purchasing

100

90 USD

American

6 Dec 2019

0.1700 USD

Call Option

Purchasing

200

90 USD

American

20 Dec 2019

0.3700 USD

Call Option

Purchasing

1,900

90 USD

American

18 Sep 2020

4.0000 USD

Call Option

Purchasing

1,000

93 USD

American

17 Jan 2020

0.4100 USD

Call Option

Purchasing

1,000

95 USD

American

21 Feb 2020

0.5300 USD

Call Option

Purchasing

500

95 USD

American

15 May 2020

1.3800 USD

Call Option

Purchasing

100

100 USD

American

21 Feb 2020

0.2100 USD

Call Option

Purchasing

400

100 USD

American

15 May 2020

0.7400 USD

Call Option

Purchasing

200

100 USD

American

15 Jan 2021

2.3800 USD

Call Option

Selling

200

71 USD

American

1 Nov 2019

10.5000 USD

Call Option

Selling

100

80 USD

American

8 Nov 2019

3.0200 USD

Call Option

Selling

400

80 USD

American

22 Nov 2019

3.5300 USD

Call Option

Selling

100

80 USD

American

17 Jan 2020

4.9500 USD

Call Option

Selling

4,900

82 USD

American

8 Nov 2019

1.4800 USD

Call Option

Selling

500

82 USD

American

8 Nov 2019

1.7000 USD

Call Option

Selling

500

83 USD

American

29 Nov 2019

1.9500 USD

Call Option

Selling

100

83 USD

American

17 Jan 2020

3.4500 USD

Call Option

Selling

100

85 USD

American

15 Jan 2021

7.1000 USD

Call Option

Selling

100

86 USD

American

8 Nov 2019

0.0800 USD

Call Option

Selling

200

95 USD

American

20 Dec 2019

0.0700 USD

Call Option

Selling

100

130 USD

American

15 Jan 2021

0.3300 USD

Put Option

Purchasing

1,100

48 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

500

73 USD

American

19 Jun 2020

3.0500 USD

Put Option

Purchasing

1,400

73 USD

American

18 Sep 2020

4.3500 USD

Put Option

Purchasing

100

75 USD

American

1 Nov 2019

0.0100 USD

Put Option

Purchasing

300

80 USD

American

8 Nov 2019

0.1000 USD

Put Option

Purchasing

3,900

80 USD

American

17 Jan 2020

2.2700 USD

Put Option

Purchasing

300

81 USD

American

8 Nov 2019

0.2366 USD

Put Option

Purchasing

1,000

81 USD

American

6 Dec 2019

1.0000 USD

Put Option

Purchasing

500

82 USD

American

8 Nov 2019

0.7700 USD

Put Option

Purchasing

700

82 USD

American

22 Nov 2019

0.9028 USD

Put Option

Purchasing

100

84 USD

American

8 Nov 2019

1.5300 USD

Put Option

Purchasing

200

87 USD

American

15 Nov 2019

4.1500 USD

Put Option

Selling

100

48 USD

American

19 Jun 2020

0.3500 USD

Put Option

Selling

1,100

50 USD

American

17 Jan 2020

0.0500 USD

Put Option

Selling

200

58 USD

American

17 Jan 2020

0.1100 USD

Put Option

Selling

100

60 USD

American

17 Jan 2020

0.1500 USD

Put Option

Selling

500

60 USD

American

19 Jun 2020

1.0100 USD

Put Option

Selling

100

63 USD

American

21 Feb 2020

0.3500 USD

Put Option

Selling

300

63 USD

American

18 Sep 2020

2.0100 USD

Put Option

Selling

4,000

65 USD

American

17 Jan 2020

0.2705 USD

Put Option

Selling

4,400

65 USD

American

19 Jun 2020

1.5600 USD

Put Option

Selling

100

68 USD

American

21 Feb 2020

0.7100 USD

Put Option

Selling

200

68 USD

American

19 Jun 2020

2.0150 USD

Put Option

Selling

800

70 USD

American

19 Jun 2020

2.4500 USD

Put Option

Selling

100

73 USD

American

17 Jan 2020

0.7800 USD

Put Option

Selling

600

73 USD

American

19 Jun 2020

3.1000 USD

Put Option

Selling

200

75 USD

American

1 Nov 2019

0.0100 USD

Put Option

Selling

100

76 USD

American

1 Nov 2019

0.0100 USD

Put Option

Selling

100

78 USD

American

22 Nov 2019

0.2200 USD

Put Option

Selling

100

78 USD

American

17 Jan 2020

1.6300 USD

Put Option

Selling

100

78 USD

American

19 Jun 2020

4.6000 USD

Put Option

Selling

1,000

80 USD

American

21 Feb 2020

3.3000 USD

Put Option

Selling

1,400

83 USD

American

18 Sep 2020

8.6200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

500

70.0000

American

Dec 20, 2019

Put Options

Written

350,300

65.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

80.0000

American

Dec 20, 2019

Call Options

Purchased

100

87.0000

American

Dec 13, 2019

Call Options

Purchased

2,700

85.0000

American

Nov 8, 2019

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

2,500

75.0000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Nov 22, 2019

Put Options

Written

100,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

7,400

82.5000

American

Nov 15, 2019

Call Options

Purchased

800

78.0000

American

Nov 15, 2019

Call Options

Purchased

4,900

82.5000

American

Nov 22, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

5,300

77.5000

American

Jan 17, 2020

Put Options

Written

3,600

75.0000

American

Feb 21, 2020

Put Options

Written

300

37.5000

American

Jan 21, 2022

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

81.0000

American

Nov 15, 2019

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

71.0000

American

Dec 6, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

57.5000

American

Jan 17, 2020

Put Options

Purchased

-6,900

73.0000

American

Nov 15, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Call Options

Written

-8,800

97.5000

American

Jan 17, 2020

Call Options

Written

-1,600

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-19,400

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

500

95.0000

American

May 15, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

2,900

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

287,200

80.0000

American

Jan 17, 2020

Put Options

Written

6,000

75.0000

American

Nov 15, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Call Options

Purchased

500

72.5000

American

May 15, 2020

Call Options

Purchased

100

82.0000

American

Dec 6, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Sep 18, 2020

Put Options

Written

2,200

47.5000

American

Jan 17, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

May 15, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

3,700

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

72.5000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

Dec 13, 2019

Put Options

Written

1,400

81.5000

American

Nov 8, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

80.5000

American

Dec 6, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

74.5000

American

Nov 8, 2019

Put Options

Purchased

-100

72.5000

American

Dec 20, 2019

Put Options

Purchased

-300

74.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-100

81.0000

American

Dec 6, 2019

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-13,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Dec 20, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Written

1,200

81.0000

American

Nov 8, 2019

Call Options

Purchased

500

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

79.0000

American

Nov 8, 2019

Call Options

Purchased

500

62.5000

American

May 15, 2020

Call Options

Purchased

1,400

85.0000

American

Dec 20, 2019

Put Options

Written

900

75.0000

American

May 15, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Put Options

Written

100

72.0000

American

Nov 8, 2019

Call Options

Purchased

1,000

83.0000

American

Nov 29, 2019

Put Options

Written

300

77.0000

American

Nov 8, 2019

Put Options

Written

100

79.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

86.0000

American

Nov 22, 2019

Put Options

Written

500

57.5000

American

Feb 21, 2020

Call Options

Purchased

100

78.0000

American

Dec 13, 2019

Call Options

Purchased

1,100

78.0000

American

Nov 8, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Written

-3,100

75.0000

American

Jan 15, 2021

Call Options

Written

-3,800

95.0000

American

Feb 21, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-11,900

95.0000

American

Jan 17, 2020

Put Options

Purchased

-200

87.0000

American

Nov 15, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-5,500

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

76.5000

American

Nov 8, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-26,900

60.0000

American

Jan 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-600

80.0000

American

Nov 8, 2019

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

700

87.5000

American

Feb 21, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

1,600

85.0000

American

Nov 29, 2019

Call Options

Purchased

1,200

65.0000

American

Sep 18, 2020

Call Options

Purchased

200

80.0000

American

May 15, 2020

Put Options

Written

3,500

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

82.5000

American

Feb 21, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

155,500

65.0000

American

Jun 19, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

90.0000

American

Sep 18, 2020

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Purchased

7,600

82.0000

American

Nov 15, 2019

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

100

67.5000

American

Nov 15, 2019

Call Options

Purchased

111,400

77.5000

American

Nov 15, 2019

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

100

77.0000

American

Nov 22, 2019

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Purchased

-2,100

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-2,500

100.0000

American

Feb 21, 2020

Call Options

Written

-13,200

100.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-87,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-400

80.0000

American

Nov 22, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-500

82.5000

American

Nov 29, 2019

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-5,200

85.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-17,200

85.0000

American

Nov 15, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-100

82.5000

American

Jun 19, 2020

Put Options

Purchased

-100

72.5000

American

Sep 18, 2020

Call Options

Purchased

11,500

75.0000

American

Sep 18, 2020

Put Options

Written

700

67.5000

American

Jan 17, 2020

Call Options

Purchased

26,300

80.0000

American

Nov 15, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

900

55.0000

American

Feb 21, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

200

75.0000

American

Nov 8, 2019

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

65.0000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,200

74.5000

American

Nov 15, 2019

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Put Options

Written

500

70.0000

American

Feb 21, 2020

Put Options

Written

200

80.0000

American

Nov 8, 2019

Call Options

Purchased

100

85.0000

American

Dec 6, 2019

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options

Written

3,100

85.0000

American

Jan 17, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

9,300

90.0000

American

Feb 21, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,900

35.0000

American

Jan 15, 2021

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-3,300

145.0000

American

Jan 17, 2020

Call Options

Written

-4,900

82.0000

American

Nov 8, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-300

84.0000

American

Nov 15, 2019

Put Options

Purchased

-500

77.0000

American

Nov 15, 2019

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-6,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,600

72.5000

American

Jun 19, 2020

Call Options

Written

-500

84.0000

American

Nov 8, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

4,400

75.0000

American

Feb 21, 2020

Call Options

Purchased

300

85.0000

American

Nov 22, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

14,400

75.0000

American

Dec 20, 2019

Put Options

Written

1,100

75.0000

American

Jan 15, 2021

Put Options

Written

27,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

17,600

80.0000

American

Feb 21, 2020

Put Options

Written

2,400

80.0000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

24,500

75.0000

American

Nov 15, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-200

78.5000

American

Nov 15, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

81.0000

American

Nov 8, 2019

Call Options

Written

-200

95.0000

American

Dec 20, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-300

78.5000

American

Nov 15, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-400

81.5000

American

Nov 8, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-1,100

77.0000

American

Nov 8, 2019

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Dec 6, 2019

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

600

83.0000

American

Nov 15, 2019

Put Options

Written

14,900

72.5000

American

Nov 15, 2019

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

200

90.0000

American

Dec 20, 2019

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

200

87.5000

American

Dec 20, 2019

Put Options

Written

200

65.0000

American

Jan 15, 2021

Put Options

Written

300

77.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

200

72.5000

American

Dec 20, 2019

Call Options

Purchased

5,000

80.0000

American

Jun 19, 2020

Put Options

Written

3,200

67.5000

American

Jun 19, 2020

Put Options

Written

100

78.0000

American

Nov 15, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-100

76.0000

American

Nov 15, 2019

Call Options

Written

-10,500

85.0000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-10,500

100.0000

American

Jun 19, 2020

Call Options

Written

-11,600

87.5000

American

Jan 17, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options

Purchased

900

77.5000

American

Nov 8, 2019

Call Options

Purchased

400

100.0000

American

May 15, 2020

Put Options

Written

8,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

900

80.0000

American

Feb 21, 2020

Put Options

Written

700

82.0000

American

Nov 8, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

700

77.5000

American

Nov 8, 2019

Call Options

Purchased

400

83.0000

American

Nov 22, 2019

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

6,000

82.5000

American

Nov 8, 2019

Put Options

Written

2,000

47.5000

American

Nov 15, 2019

Put Options

Written

1,900

78.0000

American

Nov 8, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

1,300

70.0000

American

Dec 20, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Purchased

5,600

77.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

14,800

77.5000

American

Jan 17, 2020

Call Options

Purchased

5,200

75.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Written

-400

78.5000

American

Nov 8, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-700

81.5000

American

Nov 22, 2019

Put Options

Purchased

-200

79.5000

American

Nov 15, 2019

Put Options

Purchased

-100

84.0000

American

Nov 8, 2019

Put Options

Purchased

-1,000

75.0000

American

Dec 6, 2019

Call Options

Written

-5,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-200

79.5000

American

Nov 8, 2019

Call Options

Written

-12,000

90.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-100

86.0000

American

Nov 8, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-12,700

70.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679751
Time of Receipt (offset from UTC): 20191105T132404+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC