FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,807,281

1.16%

2,269,523

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,968,389

0.60%

 

(3)

Options and agreements to
purchase/sell:

882,400

0.27%

558,400

0.17%

 
TOTAL:

6,680,881

2.04%

4,796,312

1.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

179.0000 USD

Purchase

4

179.5000 USD

Purchase

10

178.9040 USD

Purchase

48

179.0858 USD

Purchase

100

179.3900 USD

Purchase

100

179.4200 USD

Purchase

100

179.0100 USD

Purchase

100

179.1200 USD

Purchase

125

179.4280 USD

Purchase

157

179.2002 USD

Purchase

166

179.1400 USD

Purchase

180

178.9200 USD

Purchase

200

178.9800 USD

Purchase

211

179.4736 USD

Purchase

249

179.3600 USD

Purchase

300

178.9633 USD

Purchase

300

179.3283 USD

Purchase

300

178.8900 USD

Purchase

349

179.2051 USD

Purchase

354

179.1140 USD

Purchase

390

179.3235 USD

Purchase

399

178.9473 USD

Purchase

485

179.4723 USD

Purchase

500

179.4680 USD

Purchase

500

179.4440 USD

Purchase

500

179.5200 USD

Purchase

598

179.3410 USD

Purchase

600

179.3241 USD

Purchase

700

179.3292 USD

Purchase

700

179.3571 USD

Purchase

800

178.9306 USD

Purchase

800

179.3037 USD

Purchase

820

179.3697 USD

Purchase

836

179.4228 USD

Purchase

902

179.1781 USD

Purchase

920

179.4853 USD

Purchase

1,154

179.3643 USD

Purchase

1,600

179.3168 USD

Purchase

2,000

179.2925 USD

Purchase

2,000

179.2173 USD

Purchase

2,100

179.2957 USD

Purchase

3,271

179.1804 USD

Purchase

3,636

179.3020 USD

Purchase

6,496

178.8000 USD

Purchase

6,513

179.2973 USD

Purchase

7,574

178.9762 USD

Purchase

9,680

178.9126 USD

Purchase

16,513

179.2804 USD

Purchase

16,520

179.0698 USD

Purchase

30,124

178.9242 USD

Purchase

30,786

179.0522 USD

Sale

4

178.9400 USD

Sale

6

178.8800 USD

Sale

20

179.2800 USD

Sale

54

179.5300 USD

Sale

100

179.5000 USD

Sale

100

179.2600 USD

Sale

100

179.1200 USD

Sale

100

179.0400 USD

Sale

100

178.9600 USD

Sale

200

179.2550 USD

Sale

200

179.1350 USD

Sale

300

179.1433 USD

Sale

307

179.3516 USD

Sale

404

179.1094 USD

Sale

500

179.2000 USD

Sale

500

178.9925 USD

Sale

501

179.2682 USD

Sale

700

179.0300 USD

Sale

727

179.2742 USD

Sale

793

179.2291 USD

Sale

800

179.0555 USD

Sale

855

179.2816 USD

Sale

900

179.0445 USD

Sale

1,000

178.9880 USD

Sale

1,100

179.0768 USD

Sale

1,477

179.0764 USD

Sale

1,500

179.3000 USD

Sale

1,533

179.1255 USD

Sale

1,600

178.9340 USD

Sale

1,600

179.3256 USD

Sale

1,800

179.2905 USD

Sale

2,120

179.4894 USD

Sale

2,500

179.2082 USD

Sale

2,784

179.0500 USD

Sale

4,000

179.2173 USD

Sale

5,128

178.9867 USD

Sale

5,149

179.1902 USD

Sale

5,180

178.8017 USD

Sale

5,222

179.3416 USD

Sale

6,496

178.8000 USD

Sale

6,500

179.3358 USD

Sale

11,056

178.9478 USD

Sale

23,370

178.8102 USD

Sale

64,045

179.1761 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

180 USD

American

15 Nov 2019

1.0800 USD

Call Option

Purchasing

200

183 USD

American

8 Nov 2019

0.6400 USD

Call Option

Selling

100

175 USD

American

15 Nov 2019

5.1100 USD

Call Option

Selling

200

178 USD

American

8 Nov 2019

2.9400 USD

Call Option

Selling

4,300

180 USD

American

15 Nov 2019

1.4497 USD

Call Option

Selling

1,000

185 USD

American

17 Jan 2020

2.7200 USD

Call Option

Selling

200

188 USD

American

8 Nov 2019

0.2200 USD

Call Option

Selling

300

190 USD

American

8 Nov 2019

0.1500 USD

Call Option

Selling

100

193 USD

American

8 Nov 2019

0.1500 USD

Put Option

Purchasing

1,800

115 USD

American

15 Jan 2021

2.0000 USD

Put Option

Selling

2,800

150 USD

American

15 May 2020

3.3821 USD

Put Option

Selling

400

165 USD

American

8 Nov 2019

0.5000 USD

Put Option

Selling

7,500

165 USD

American

17 Jan 2020

2.5000 USD

Put Option

Selling

300

173 USD

American

8 Nov 2019

0.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Purchased

15,800

165.0000

American

Nov 15, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options

Written

7,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-16,800

115.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

12,200

170.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

7,600

185.0000

American

Nov 15, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

13,500

165.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

175.0000

American

Nov 15, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

12,700

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

500

172.5000

American

Nov 8, 2019

Put Options

Written

9,800

160.0000

American

Mar 20, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-18,800

185.0000

American

Jan 17, 2020

Call Options

Written

-100

175.0000

American

Jun 19, 2020

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

180.0000

American

Nov 15, 2019

Put Options

Written

7,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

200

182.5000

American

Nov 8, 2019

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-200

177.5000

American

Nov 8, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-300

190.0000

American

Nov 8, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

175.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

400

165.0000

American

Nov 8, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-200

187.5000

American

Nov 8, 2019

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Call Options

Written

-100

192.5000

American

Nov 8, 2019

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679750
Time of Receipt (offset from UTC): 20191105T132351+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC