Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,245,600

0.15%

4,055,425

0.27%

 

(2)

Derivatives (other than options):

1,574,472

0.11%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,504,400

0.17%

1,004,900

0.07%

 
TOTAL:

6,324,472

0.43%

5,060,325

0.34%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

23

79.4600 USD

Purchase

55

79.3763 USD

Purchase

71

79.1800 USD

Purchase

100

79.4300 USD

Purchase

100

79.0400 USD

Purchase

100

79.3700 USD

Purchase

100

79.1400 USD

Purchase

109

79.1683 USD

Purchase

154

79.3509 USD

Purchase

160

79.3400 USD

Purchase

165

79.3630 USD

Purchase

200

79.1600 USD

Purchase

200

79.3050 USD

Purchase

200

79.1500 USD

Purchase

225

79.4011 USD

Purchase

250

79.5600 USD

Purchase

300

79.4233 USD

Purchase

300

79.1300 USD

Purchase

300

79.4400 USD

Purchase

300

79.4433 USD

Purchase

309

79.2891 USD

Purchase

323

79.3023 USD

Purchase

400

78.9125 USD

Purchase

410

79.4741 USD

Purchase

514

79.2486 USD

Purchase

550

79.2509 USD

Purchase

700

79.4235 USD

Purchase

763

79.2000 USD

Purchase

900

79.2544 USD

Purchase

900

79.1577 USD

Purchase

942

79.2517 USD

Purchase

1,058

79.3045 USD

Purchase

1,500

79.0656 USD

Purchase

2,200

79.2345 USD

Purchase

2,211

79.1685 USD

Purchase

3,051

79.2158 USD

Purchase

3,102

79.5424 USD

Purchase

3,371

79.1736 USD

Purchase

4,293

79.2123 USD

Purchase

5,056

79.2104 USD

Purchase

7,077

79.2223 USD

Purchase

8,071

79.3970 USD

Purchase

12,013

79.1790 USD

Purchase

12,800

79.2300 USD

Purchase

13,363

79.1905 USD

Purchase

17,320

78.8222 USD

Purchase

20,137

79.5564 USD

Purchase

21,900

79.2730 USD

Purchase

38,900

79.2480 USD

Purchase

39,493

79.2008 USD

Purchase

45,395

79.1636 USD

Purchase

53,538

79.3206 USD

Purchase

64,784

79.4637 USD

Purchase

81,920

79.5500 USD

Purchase

124,670

79.5459 USD

Purchase

270,976

79.5462 USD

Sale

5

79.1000 USD

Sale

30

79.4100 USD

Sale

71

79.0200 USD

Sale

93

79.1200 USD

Sale

100

78.9850 USD

Sale

100

79.0100 USD

Sale

100

79.0350 USD

Sale

100

79.0600 USD

Sale

100

79.1100 USD

Sale

100

79.1600 USD

Sale

100

79.2900 USD

Sale

100

79.3100 USD

Sale

100

79.3150 USD

Sale

100

79.3250 USD

Sale

100

79.4500 USD

Sale

100

79.5700 USD

Sale

100

79.5900 USD

Sale

101

79.3400 USD

Sale

108

79.3162 USD

Sale

125

79.3552 USD

Sale

168

79.3600 USD

Sale

171

79.1800 USD

Sale

199

79.3949 USD

Sale

200

79.3750 USD

Sale

200

79.0800 USD

Sale

200

79.3050 USD

Sale

200

79.1850 USD

Sale

207

79.1396 USD

Sale

250

79.5600 USD

Sale

300

79.2933 USD

Sale

300

79.2866 USD

Sale

300

79.1533 USD

Sale

300

79.1183 USD

Sale

300

78.9683 USD

Sale

300

79.4400 USD

Sale

300

79.1750 USD

Sale

301

78.8807 USD

Sale

302

79.3433 USD

Sale

306

79.4140 USD

Sale

361

79.4200 USD

Sale

380

79.3800 USD

Sale

390

79.3735 USD

Sale

400

79.2000 USD

Sale

400

79.1075 USD

Sale

404

79.0075 USD

Sale

410

79.4741 USD

Sale

500

79.0300 USD

Sale

500

79.2760 USD

Sale

600

78.9300 USD

Sale

600

79.2100 USD

Sale

650

79.3015 USD

Sale

703

79.2677 USD

Sale

753

79.4241 USD

Sale

800

79.2287 USD

Sale

807

79.2148 USD

Sale

810

79.3929 USD

Sale

886

79.2090 USD

Sale

893

79.1738 USD

Sale

1,000

79.2080 USD

Sale

1,139

79.2514 USD

Sale

1,246

79.3595 USD

Sale

1,250

79.0860 USD

Sale

1,345

79.0896 USD

Sale

1,363

79.2137 USD

Sale

1,411

79.1779 USD

Sale

1,423

79.4287 USD

Sale

1,500

79.2026 USD

Sale

1,500

79.0656 USD

Sale

1,507

79.2242 USD

Sale

1,520

79.1577 USD

Sale

1,555

79.3668 USD

Sale

1,833

79.3823 USD

Sale

2,026

79.1544 USD

Sale

2,112

79.4380 USD

Sale

2,119

79.1374 USD

Sale

2,142

79.2521 USD

Sale

2,200

79.1731 USD

Sale

2,200

79.1609 USD

Sale

2,780

79.3000 USD

Sale

2,872

79.2868 USD

Sale

3,187

79.5427 USD

Sale

3,356

79.2952 USD

Sale

3,446

79.3681 USD

Sale

3,605

79.0045 USD

Sale

4,800

79.2219 USD

Sale

5,056

79.2104 USD

Sale

5,226

79.2208 USD

Sale

5,414

79.3491 USD

Sale

5,947

79.3172 USD

Sale

6,353

79.3309 USD

Sale

7,134

79.3306 USD

Sale

7,700

79.2364 USD

Sale

8,660

78.8222 USD

Sale

8,763

79.3689 USD

Sale

13,500

79.2726 USD

Sale

13,976

79.3151 USD

Sale

13,992

79.3323 USD

Sale

15,543

79.1798 USD

Sale

16,603

79.1524 USD

Sale

17,665

79.3608 USD

Sale

18,549

79.5560 USD

Sale

23,600

79.2463 USD

Sale

26,400

79.2465 USD

Sale

48,862

79.1880 USD

Sale

90,811

79.3861 USD

Sale

167,521

79.5500 USD

Sale

268,376

79.5490 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

500

75 USD

American

18 Sep 2020

9.0000 USD

Call Option Purchasing

1,000

77 USD

American

1 Nov 2019

2.8100 USD

Call Option Purchasing

1,300

78 USD

American

1 Nov 2019

2.0407 USD

Call Option Purchasing

100

78 USD

American

13 Dec 2019

3.3900 USD

Call Option Purchasing

2,000

79 USD

American

1 Nov 2019

1.5300 USD

Call Option Purchasing

1,000

80 USD

American

1 Nov 2019

0.9200 USD

Call Option Purchasing

100

80 USD

American

15 Nov 2019

1.9000 USD

Call Option Purchasing

100

80 USD

American

20 Dec 2019

2.2500 USD

Call Option Purchasing

100

82 USD

American

1 Nov 2019

0.4400 USD

Call Option Purchasing

200

82 USD

American

15 Nov 2019

0.7600 USD

Call Option Purchasing

100

82 USD

American

13 Dec 2019

1.3900 USD

Call Option Purchasing

900

83 USD

American

15 Nov 2019

0.4200 USD

Call Option Purchasing

400

83 USD

American

15 Nov 2019

0.5725 USD

Call Option Purchasing

1,000

83 USD

American

29 Nov 2019

0.7500 USD

Call Option Purchasing

100

85 USD

American

6 Dec 2019

0.4700 USD

Call Option Purchasing

1,800

85 USD

American

21 Feb 2020

1.7600 USD

Call Option Purchasing

100

85 USD

American

21 Jan 2022

8.0000 USD

Call Option Selling

1,900

77 USD

American

1 Nov 2019

3.1957 USD

Call Option Selling

100

78 USD

American

15 Nov 2019

2.8300 USD

Call Option Selling

400

78 USD

American

15 Nov 2019

2.8475 USD

Call Option Selling

100

78 USD

American

29 Nov 2019

2.7000 USD

Call Option Selling

100

78 USD

American

15 Jan 2021

8.7400 USD

Call Option Selling

200

79 USD

American

1 Nov 2019

1.4600 USD

Call Option Selling

6,100

80 USD

American

15 Nov 2019

1.3147 USD

Call Option Selling

1,300

81 USD

American

1 Nov 2019

0.5946 USD

Call Option Selling

100

81 USD

American

8 Nov 2019

0.7400 USD

Call Option Selling

400

83 USD

American

1 Nov 2019

0.3000 USD

Call Option Selling

500

84 USD

American

8 Nov 2019

0.1900 USD

Put Option Purchasing

1,000

75 USD

American

6 Dec 2019

0.9900 USD

Put Option Purchasing

100

78 USD

American

1 Nov 2019

0.9600 USD

Put Option Purchasing

100

78 USD

American

8 Nov 2019

1.2200 USD

Put Option Purchasing

200

80 USD

American

15 Nov 2019

1.7800 USD

Put Option Purchasing

100

85 USD

American

17 Jan 2020

7.5500 USD

Put Option Selling

200

60 USD

American

17 Jan 2020

0.2200 USD

Put Option Selling

100

65 USD

American

19 Jun 2020

2.1300 USD

Put Option Selling

300

70 USD

American

15 Jan 2021

6.8000 USD

Put Option Selling

1,000

75 USD

American

15 Nov 2019

0.4600 USD

Put Option Selling

15,000

75 USD

American

15 Nov 2019

0.5400 USD

Put Option Selling

100

78 USD

American

8 Nov 2019

1.1700 USD

Put Option Selling

100

78 USD

American

15 Nov 2019

1.1600 USD

Put Option Selling

100

79 USD American 15 Nov 2019 1.6100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

4 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

100

73.5000

American

Nov 1, 2019

Call Options Purchased

7,800

80.0000

American

Dec 20, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

1,400

75.0000

American

Jun 19, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options Purchased

7,200

82.5000

American

Nov 15, 2019

Call Options Purchased

900

78.0000

American

Nov 15, 2019

Put Options Written

100

74.5000

American

Nov 1, 2019

Put Options Written

300

37.5000

American

Jan 21, 2022

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

100

70.0000

American

Nov 1, 2019

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

75.0000

American

Feb 21, 2020

Call Options Written

-8,800

97.5000

American

Jan 17, 2020

Call Options Written

-300

92.5000

American

Sep 18, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-4,100

57.5000

American

Jan 17, 2020

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Put Options Purchased

-100

65.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-100

79.0000

American

Nov 22, 2019
Call Options Written

-300

120.0000

American

Jan 15, 2021
Put Options Purchased

-600

105.0000

American

Jan 15, 2021
Put Options Purchased

-6,900

73.0000

American

Nov 15, 2019
Put Options Purchased

-100

95.0000

American

May 15, 2020
Call Options Written

-1,500

130.0000

American

Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020
Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options Purchased

-600

82.5000

American

Feb 21, 2020
Call Options Written

-900

135.0000

American

Jan 15, 2021
Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021
Put Options Written

100

72.0000

American

Nov 1, 2019
Put Options Written

3,300

47.5000

American

Jan 17, 2020
Put Options Written

2,000

57.5000

American

Jan 15, 2021
Call Options Purchased

1,300

55.0000

American

Jun 19, 2020
Put Options Written

49,600

95.0000

American

Jan 17, 2020
Call Options Purchased

800

67.5000

American

Feb 21, 2020
Put Options Written

300

62.5000

American

Sep 18, 2020
Put Options Written

4,200

45.0000

American

Jan 17, 2020
Put Options Written

1,600

72.5000

American

Feb 21, 2020
Call Options Purchased

1,000

145.0000

American

Jun 19, 2020
Put Options Written

5,900

75.0000

American

Nov 15, 2019
Put Options Written

73,000

70.0000

American

Jan 17, 2020
Put Options Written

50,000

57.5000

American

Jan 17, 2020
Put Options Written

15,400

42.5000

American

Feb 21, 2020
Put Options Written

302,400

60.0000

American

Jan 15, 2021
Call Options Purchased

400

72.5000

American

May 15, 2020
Call Options Purchased

287,500

80.0000

American

Jan 17, 2020
Put Options Written

2,600

50.0000

American

Jan 17, 2020
Call Options Purchased

7,000

80.0000

American

Nov 1, 2019
Call Options Purchased

2,900

85.0000

American

Feb 21, 2020
Call Options Purchased

100

81.5000

American

Nov 8, 2019
Put Options Purchased

-300

74.0000

American

Nov 15, 2019
Put Options Purchased

-400

95.0000

American

Sep 18, 2020
Put Options Purchased

-100

120.0000

American

Jan 17, 2020
Call Options Written

-10,000

110.0000

American

Jan 17, 2020
Put Options Purchased

-200

75.0000

American

Nov 1, 2019
Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021
Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021
Put Options Purchased

-13,300

55.0000

American

Jan 17, 2020
Call Options Written

-11,600

130.0000

American

Jan 17, 2020
Call Options Written

-100

85.0000

American

Nov 1, 2019
Call Options Written

-100

78.0000

American

Nov 29, 2019
Put Options Purchased

-100

95.0000

American

Jun 19, 2020
Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019
Put Options Purchased

-100

65.0000

American

Nov 29, 2019
Put Options Purchased

-100

74.5000

American

Nov 8, 2019
Call Options Written

-18,200

110.0000

American

Jan 15, 2021
Call Options Purchased

1,000

83.0000

American

Nov 29, 2019
Call Options Purchased

100

105.0000

American

Jun 19, 2020
Call Options Purchased

100

75.0000

American

Nov 1, 2019
Put Options Written

100

77.0000

American

Nov 1, 2019
Call Options Purchased

400

81.0000

American

Nov 1, 2019
Put Options Written

500

57.5000

American

Feb 21, 2020
Put Options Written

6,400

62.5000

American

Jan 17, 2020
Call Options Purchased

2,500

60.0000

American

Feb 21, 2020
Call Options Purchased

2,300

60.0000

American

Jun 19, 2020
Put Options Written

900

75.0000

American

May 15, 2020
Call Options Purchased

400

62.5000

American

May 15, 2020
Call Options Purchased

1,000

60.0000

American

Sep 18, 2020
Put Options Written

5,200

79.0000

American

Nov 1, 2019
Put Options Written

100

79.0000

American

Nov 15, 2019
Call Options Purchased

400

70.0000

American

Jun 19, 2020
Put Options Written

300

77.0000

American

Nov 8, 2019
Call Options Purchased

200

79.0000

American

Nov 8, 2019
Call Options Purchased

18,700

72.5000

American

Jan 17, 2020
Call Options Purchased

100

79.5000

American

Nov 15, 2019
Call Options Written

-100

67.5000

American

Sep 18, 2020
Put Options Purchased

-600

42.5000

American

Sep 18, 2020
Call Options Written

-5,000

95.0000

American

Feb 21, 2020
Call Options Written

-400

110.0000

American

Jun 19, 2020
Call Options Written

-1,200

85.0000

American

Sep 18, 2020
Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options Written

-300

80.0000

American

Nov 8, 2019
Put Options Purchased

-600

55.0000

American

Jun 19, 2020
Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020
Call Options Written

-1,500

92.5000

American

Nov 15, 2019
Call Options Written

-2,600

105.0000

American

Nov 15, 2019
Call Options Written

-3,100

75.0000

American

Jan 15, 2021
Put Options Purchased

-500

76.5000

American

Nov 1, 2019
Call Options Written

-1,900

115.0000

American

Sep 18, 2020
Put Options Purchased

-5,500

40.0000

American

Jan 21, 2022
Call Options Written

-14,700

87.5000

American

Nov 15, 2019
Call Options Written

-100

100.0000

American

Jan 21, 2022
Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options Written

-12,100

95.0000

American

Jan 17, 2020
Call Options Written

-1,900

97.5000

American

Jan 15, 2021
Put Options Purchased

-27,000

60.0000

American

Jan 17, 2020
Call Options Written

-800

125.0000

American

Jan 17, 2020
Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020
Put Options Purchased

-600

76.5000

American

Nov 8, 2019
Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020
Put Options Purchased

-700

66.0000

American

Nov 1, 2019
Put Options Purchased

-300

80.0000

American

May 15, 2020
Call Options Written

-500

95.0000

American

Sep 18, 2020
Put Options Written

300

80.0000

American

Jun 19, 2020
Put Options Written

100

77.0000

American

Nov 22, 2019
Put Options Written

1,000

42.5000

American

Jan 21, 2022
Call Options Purchased

111,500

77.5000

American

Nov 15, 2019
Call Options Purchased

2,100

82.0000

American

Nov 15, 2019
Put Options Written

2,500

47.5000

American

Jan 21, 2022
Call Options Purchased

700

87.5000

American

Feb 21, 2020
Call Options Purchased

200

67.5000

American

Jan 15, 2021
Call Options Purchased

100

67.5000

American

Nov 15, 2019
Call Options Purchased

1,200

65.0000

American

Sep 18, 2020
Put Options Written

200

76.5000

American

Nov 22, 2019
Put Options Written

125,000

80.0000

American

Jan 15, 2021
Call Options Purchased

3,500

70.5000

American

Nov 29, 2019
Put Options Written

3,400

62.5000

American

Feb 21, 2020
Call Options Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options Purchased

1,100

82.5000

American

Feb 21, 2020
Put Options Written

37,300

57.5000

American

Jun 19, 2020
Put Options Written

100

77.5000

American

Jan 15, 2021
Call Options Purchased

800

155.0000

American

Jan 17, 2020
Put Options Written

400

32.5000

American

Sep 18, 2020
Call Options Purchased

600

65.0000

American

Jan 17, 2020
Put Options Written

100

37.5000

American

Jan 15, 2021
Put Options Written

151,100

65.0000

American

Jun 19, 2020
Call Options Written

-5,100

85.0000

American

Jan 15, 2021
Call Options Written

-4,100

115.0000

American

Jan 17, 2020
Call Options Written

-6,900

105.0000

American

Jan 17, 2020
Call Options Written

-2,600

100.0000

American

Feb 21, 2020
Call Options Written

-13,400

100.0000

American

Jan 15, 2021
Call Options Written

-100

75.0000

American

Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options Written

-87,200

70.0000

American

Jan 15, 2021
Put Options Purchased

-100

75.5000

American

Nov 1, 2019
Call Options Written

-200

70.0000

American

Jan 21, 2022
Call Options Written

-2,100

97.5000

American

Jun 19, 2020
Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020
Call Options Written

-400

67.5000

American

Jun 19, 2020
Put Options Purchased

-100

67.5000

American

Sep 18, 2020
Call Options Written

-400

82.5000

American

Jun 19, 2020
Call Options Written

-17,200

85.0000

American

Nov 15, 2019
Put Options Purchased

-100

73.5000

American

Nov 29, 2019
Call Options Written

-800

92.5000

American

Jan 15, 2021
Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020
Put Options Purchased

-1,100

70.0000

American

Jan 15, 2021
Call Options Written

-100

78.0000

American

Nov 8, 2019
Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options Written

-300

110.0000

American

Sep 18, 2020
Put Options Written

3,100

85.0000

American

Jan 17, 2020
Call Options Purchased

600

77.5000

American

Sep 18, 2020
Call Options Purchased

18,200

70.0000

American

Jan 17, 2020
Put Options Written

300

77.5000

American

Sep 18, 2020
Call Options Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options Purchased

25,900

80.0000

American

Nov 15, 2019
Call Options Purchased

2,000

77.5000

American

Nov 1, 2019
Put Options Written

300

77.5000

American

Nov 1, 2019
Call Options Purchased

200

84.0000

American

Nov 1, 2019
Call Options Purchased

100

62.5000

American

Sep 18, 2020
Call Options Purchased

100

73.0000

American

Nov 8, 2019
Call Options Purchased

100

69.5000

American

Nov 1, 2019
Call Options Purchased

1,400

65.0000

American

Feb 21, 2020
Put Options Written

1,000

74.5000

American

Nov 15, 2019
Put Options Written

900

55.0000

American

Feb 21, 2020
Call Options Purchased

500

82.5000

American

Sep 18, 2020
Call Options Purchased

200

110.0000

American

Jan 21, 2022
Put Options Written

500

67.5000

American

Jan 17, 2020
Call Options Purchased

200

76.5000

American

Nov 22, 2019
Call Options Purchased

9,300

90.0000

American

Feb 21, 2020
Put Options Written

500

70.0000

American

Feb 21, 2020
Call Options Purchased

100

85.0000

American

Dec 6, 2019
Put Options Written

28,300

62.5000

American

Jun 19, 2020
Call Options Purchased

11,500

75.0000

American

Sep 18, 2020
Put Options Purchased

-800

50.0000

American

Feb 21, 2020
Call Options Written

-300

130.0000

American

Jun 19, 2020
Call Options Written

-400

73.5000

American

Nov 1, 2019
Call Options Written

-700

72.5000

American

Jun 19, 2020
Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021
Put Options Purchased

-6,200

75.0000

American

Jan 17, 2020
Put Options Purchased

-700

80.0000

American

Jan 15, 2021
Call Options Written

-2,700

125.0000

American

Jan 15, 2021
Put Options Purchased

-19,800

65.0000

American

Nov 15, 2019
Put Options Purchased

-300

77.0000

American

Nov 15, 2019
Put Options Purchased

-900

60.0000

American

Sep 18, 2020
Call Options Written

-2,300

115.0000

American

Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American

May 15, 2020
Put Options Purchased

-100

78.0000

American

Nov 1, 2019
Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020
Call Options Written

-3,300

145.0000

American

Jan 17, 2020
Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021
Call Options Written

-100,100

120.0000

American

Jan 17, 2020
Put Options Purchased

-700

42.5000

American

Jan 15, 2021
Call Options Written

-900

90.0000

American

Sep 18, 2020
Call Options Written

-600

84.0000

American

Nov 8, 2019
Put Options Purchased

-100

72.0000

American

Nov 15, 2019
Put Options Purchased

-1,000

60.0000

American

Feb 21, 2020
Call Options Written

-1,300

92.5000

American

Jun 19, 2020
Call Options Written

-2,500

185.0000

American

Jan 17, 2020
Call Options Purchased

12,600

80.0000

American

Feb 21, 2020
Put Options Written

14,400

75.0000

American

Dec 20, 2019
Put Options Written

6,100

80.0000

American

Jan 17, 2020
Call Options Purchased

300

75.5000

American

Nov 1, 2019
Put Options Written

1,100

75.0000

American

Jan 15, 2021
Call Options Purchased

1,000

73.0000

American

Nov 1, 2019
Put Options Written

90,000

50.0000

American

Jun 19, 2020
Call Options Purchased

24,700

67.5000

American

Jan 17, 2020
Call Options Purchased

200

71.0000

American

Nov 1, 2019
Call Options Purchased

24,500

75.0000

American

Nov 15, 2019
Put Options Written

100

57.5000

American

Sep 18, 2020
Put Options Written

100

76.0000

American

Nov 29, 2019
Put Options Written

300

35.0000

American

Sep 18, 2020
Call Options Purchased

4,400

75.0000

American

Feb 21, 2020
Put Options Written

1,500

45.0000

American

Nov 15, 2019
Put Options Written

200

55.0000

American

Nov 15, 2019
Call Options Purchased

200

85.0000

American

Nov 22, 2019
Put Options Written

26,400

70.0000

American

Jun 19, 2020
Put Options Written

200

80.0000

American

Nov 1, 2019
Call Options Written

-100

90.0000

American

Jan 15, 2021
Call Options Written

-100

180.0000

American

Jan 17, 2020
Put Options Purchased

-100

78.0000

American

Nov 29, 2019
Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021
Call Options Written

-300

78.5000

American

Nov 15, 2019
Call Options Written

-52,800

82.5000

American

Jan 17, 2020
Put Options Purchased

-200

78.5000

American

Nov 15, 2019
Call Options Written

-1,300

77.0000

American

Nov 8, 2019
Call Options Written

-500

87.5000

American

Jun 19, 2020
Call Options Written

-18,100

95.0000

American

Jun 19, 2020
Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020
Call Options Written

-100

81.0000

American

Nov 8, 2019
Put Options Purchased

-100

80.0000

American

Feb 21, 2020
Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021
Call Options Written

-400

83.0000

American

Nov 1, 2019
Call Options Written

-100

65.0000

American

Jan 15, 2021
Call Options Written

-200

75.0000

American

Nov 22, 2019
Put Options Purchased

-300

60.0000

American

Jan 21, 2022
Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020
Call Options Written

-200

62.5000

American

Jun 19, 2020
Call Options Written

-2,000

150.0000

American

Jan 17, 2020
Put Options Purchased

-300

42.5000

American

Nov 15, 2019
Call Options Written

-2,100

115.0000

American

Jan 15, 2021
Put Options Purchased

-800

92.5000

American

Jun 19, 2020
Call Options Written

-2,200

62.5000

American

Feb 21, 2020
Call Options Written

-2,900

76.5000

American

Nov 1, 2019
Call Options Purchased

7,000

85.0000

American

Jun 19, 2020
Call Options Purchased

2,300

47.5000

American

Sep 18, 2020
Put Options Written

1,300

72.5000

American

Sep 18, 2020
Call Options Purchased

300

79.0000

American

Nov 22, 2019
Put Options Written

275,000

70.0000

American

Jan 15, 2021
Call Options Purchased

3,500

80.0000

American

Jun 19, 2020
Put Options Written

3,000

67.5000

American

Jun 19, 2020
Call Options Purchased

2,000

78.0000

American

Nov 1, 2019
Put Options Written

6,000

105.0000

American

Jan 17, 2020
Put Options Written

3,500

87.5000

American

Jun 19, 2020
Call Options Purchased

400

57.5000

American

Sep 18, 2020
Put Options Written

100

65.0000

American

Sep 18, 2020
Put Options Written

100

78.0000

American

Nov 15, 2019
Call Options Purchased

1,000

83.0000

American

Nov 15, 2019
Call Options Purchased

1,200

57.5000

American

Jun 19, 2020
Call Options Purchased

500

85.0000

American

May 15, 2020
Put Options Written

14,900

72.5000

American

Nov 15, 2019
Put Options Written

500

45.0000

American

Jan 21, 2022
Put Options Written

200

77.5000

American

Jun 19, 2020
Call Options Written

-69,400

100.0000

American

Jan 17, 2020
Put Options Purchased

-100

67.5000

American

Feb 21, 2020
Call Options Written

-1,000

100.0000

American

Nov 15, 2019
Call Options Written

-200

105.0000

American

Sep 18, 2020
Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019
Put Options Purchased

-100

76.0000

American

Nov 15, 2019
Call Options Written

-10,400

100.0000

American

Jun 19, 2020
Call Options Written

-200

74.0000

American

Nov 1, 2019
Put Options Purchased

-900

40.0000

American

Jun 19, 2020
Call Options Written

-6,600

105.0000

American

Jan 15, 2021
Call Options Written

-11,800

87.5000

American

Jan 17, 2020
Call Options Written

-1,100

62.5000

American

Jan 17, 2020
Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019
Call Options Written

-10,500

85.0000

American

Jan 17, 2020
Call Options Written

-13,800

90.0000

American

Nov 15, 2019
Call Options Purchased

5,200

75.0000

American

Jan 17, 2020
Put Options Written

1,100

45.0000

American

Jun 19, 2020
Call Options Purchased

14,800

77.5000

American

Jan 17, 2020
Call Options Purchased

2,400

77.0000

American

Nov 1, 2019
Call Options Purchased

1,700

77.5000

American

Feb 21, 2020
Put Options Written

200

73.0000

American

Nov 22, 2019
Call Options Purchased

1,700

57.5000

American

Jan 15, 2021
Put Options Written

700

77.5000

American

Nov 8, 2019
Call Options Purchased

2,300

79.0000

American

Nov 1, 2019
Call Options Purchased

900

77.5000

American

Nov 8, 2019
Call Options Purchased

5,400

77.5000

American

Jan 15, 2021
Call Options Purchased

100

79.0000

American

Nov 15, 2019
Put Options Written

6,000

82.5000

American

Nov 8, 2019
Call Options Purchased

1,300

65.0000

American

Jun 19, 2020
Put Options Written

400

72.5000

American

May 15, 2020
Call Options Purchased

100

85.0000

American

Jan 21, 2022
Put Options Written

1,900

78.0000

American

Nov 8, 2019
Call Options Purchased

1,300

80.0000

American

Sep 18, 2020
Put Options Written

400

85.0000

American

Jan 15, 2021
Put Options Written

2,000

47.5000

American

Nov 15, 2019
Call Options Purchased

900

81.5000

American

Nov 1, 2019
Put Options Written

8,400

65.0000

American

Feb 21, 2020
Put Options Purchased

-500

47.5000

American

Sep 18, 2020
Call Options Written

-3,100

135.0000

American

Jan 17, 2020
Put Options Purchased

-200

79.5000

American

Nov 15, 2019
Call Options Written

-100

79.5000

American

Nov 8, 2019
Call Options Written

-1,000

87.5000

American

Jan 15, 2021
Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020
Put Options Purchased

-1,000

75.0000

American

Dec 6, 2019
Call Options Written

-400

78.5000

American

Nov 8, 2019
Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019
Call Options Written

-2,200

82.5000

American

Jan 15, 2021
Call Options Written

-3,100

95.0000

American

Jan 15, 2021
Call Options Written

-6,500

95.0000

American

Nov 15, 2019
Put Options Purchased

-600

63.0000

American

Nov 1, 2019
Call Options Written

-5,000

100.0000

American

Sep 18, 2020
Call Options Written

-400

80.0000

American

Jan 15, 2021
Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020
Put Options Purchased

-300

77.5000

American

Feb 21, 2020
Put Options Purchased

-1,800

72.5000

American

Jan 17, 2020
Call Options Written

-12,000

90.0000

American

Jan 17, 2020
Put Options Purchased

-12,800

70.0000

American

Nov 15, 2019
Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679681
Time of Receipt (offset from UTC): 20191104T123250+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC