FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,883,119

1.18%

2,258,046

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,968,389

0.60%

 

(3)

Options and agreements to
purchase/sell:

876,600

0.27%

556,500

0.17%

 
TOTAL:

6,750,919

2.06%

4,782,935

1.46%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

178.7800 USD

Purchase

8

178.6500 USD

Purchase

15

178.5946 USD

Purchase

15

178.6880 USD

Purchase

19

178.6100 USD

Purchase

20

179.1200 USD

Purchase

50

178.5700 USD

Purchase

65

177.9800 USD

Purchase

90

176.6500 USD

Purchase

96

178.4320 USD

Purchase

100

179.0100 USD

Purchase

100

178.6200 USD

Purchase

100

178.5950 USD

Purchase

100

178.7200 USD

Purchase

168

177.6552 USD

Purchase

180

178.5900 USD

Purchase

210

178.2133 USD

Purchase

335

178.2979 USD

Purchase

379

178.5543 USD

Purchase

479

178.7031 USD

Purchase

508

178.5462 USD

Purchase

600

178.5732 USD

Purchase

700

178.7097 USD

Purchase

788

178.6214 USD

Purchase

791

178.9329 USD

Purchase

837

178.7488 USD

Purchase

865

179.0455 USD

Purchase

907

178.5903 USD

Purchase

1,349

178.5822 USD

Purchase

1,419

178.5937 USD

Purchase

1,431

177.7703 USD

Purchase

1,480

177.7859 USD

Purchase

1,538

179.0537 USD

Purchase

1,784

178.6083 USD

Purchase

2,000

178.6852 USD

Purchase

2,349

179.0365 USD

Purchase

2,400

178.6028 USD

Purchase

2,400

178.3241 USD

Purchase

2,500

178.7100 USD

Purchase

3,183

178.5880 USD

Purchase

3,482

178.9597 USD

Purchase

3,880

178.5678 USD

Purchase

3,943

178.8444 USD

Purchase

4,100

178.6380 USD

Purchase

4,386

178.7154 USD

Purchase

4,434

178.7907 USD

Purchase

5,398

178.7373 USD

Purchase

5,455

178.3126 USD

Purchase

5,823

178.6202 USD

Purchase

6,432

178.5878 USD

Purchase

6,600

178.4779 USD

Purchase

6,859

178.2945 USD

Purchase

7,316

178.6316 USD

Purchase

9,200

178.8877 USD

Purchase

9,494

178.2900 USD

Purchase

11,613

178.8460 USD

Purchase

12,200

178.7805 USD

Purchase

14,061

178.4134 USD

Purchase

15,196

178.9951 USD

Purchase

15,566

176.6264 USD

Purchase

17,247

178.5266 USD

Purchase

29,431

178.4156 USD

Purchase

49,539

178.7262 USD

Purchase

55,000

178.9057 USD

Sale

1

178.7000 USD

Sale

9

178.6000 USD

Sale

11

178.5200 USD

Sale

20

179.1200 USD

Sale

48

177.5200 USD

Sale

65

177.9800 USD

Sale

65

178.7700 USD

Sale

99

178.3400 USD

Sale

100

176.5200 USD

Sale

100

177.5400 USD

Sale

100

178.5166 USD

Sale

100

178.6150 USD

Sale

100

179.0500 USD

Sale

100

179.4300 USD

Sale

123

179.4097 USD

Sale

160

179.4062 USD

Sale

200

176.5700 USD

Sale

200

176.7050 USD

Sale

200

178.7150 USD

Sale

200

179.1525 USD

Sale

212

176.6411 USD

Sale

245

178.6293 USD

Sale

269

178.6798 USD

Sale

283

178.9410 USD

Sale

300

179.4233 USD

Sale

300

178.5866 USD

Sale

337

176.7865 USD

Sale

347

179.3531 USD

Sale

390

176.6500 USD

Sale

400

178.6600 USD

Sale

400

176.6425 USD

Sale

400

178.7675 USD

Sale

400

176.5900 USD

Sale

401

178.6203 USD

Sale

500

178.9480 USD

Sale

520

176.5773 USD

Sale

600

177.6017 USD

Sale

686

178.8587 USD

Sale

800

178.7737 USD

Sale

1,024

176.6737 USD

Sale

1,078

178.5384 USD

Sale

1,446

178.8464 USD

Sale

2,085

178.8498 USD

Sale

2,300

178.5935 USD

Sale

2,400

178.8280 USD

Sale

2,421

178.7485 USD

Sale

3,300

178.6869 USD

Sale

3,404

178.6076 USD

Sale

3,700

178.6356 USD

Sale

4,090

176.6086 USD

Sale

4,580

178.9208 USD

Sale

5,900

178.4301 USD

Sale

6,200

178.6919 USD

Sale

6,264

178.3570 USD

Sale

6,300

178.7563 USD

Sale

6,681

178.8736 USD

Sale

7,783

176.6264 USD

Sale

7,833

178.9327 USD

Sale

8,399

178.6374 USD

Sale

16,581

178.2900 USD

Sale

21,620

178.5853 USD

Sale

22,466

178.2728 USD

Sale

41,653

178.4800 USD

Sale

55,000

178.9057 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

185 USD

American

17 Jan 2020

2.2500 USD

Call Option

Selling

200

170 USD

American

15 Nov 2019

9.4500 USD

Call Option

Selling

100

175 USD

American

17 Jan 2020

8.2300 USD

Put Option

Purchasing

15,000

115 USD

American

15 Jan 2021

2.2344 USD

Put Option

Selling

15,700

150 USD

American

15 May 2020

3.5206 USD

Put Option

Selling

1,100

160 USD

American

19 Jun 2020

5.3545 USD

Put Option

Selling

200

173 USD

American

8 Nov 2019

0.5600 USD

Put Option

Selling

500

200 USD

American

20 Dec 2019

22.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

15,800

165.0000

American

Nov 15, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-100

177.5000

American

Nov 1, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-1,100

167.5000

American

Nov 1, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

200

170.0000

American

Nov 1, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

15,700

150.0000

American

May 15, 2020

Put Options

Written

7,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-15,000

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

6,000

165.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

7,600

185.0000

American

Nov 15, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

12,200

170.0000

American

Nov 15, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

200

172.5000

American

Nov 8, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

100

175.0000

American

Nov 1, 2019

Put Options

Written

12,700

160.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

700

172.5000

American

Nov 1, 2019

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

9,800

160.0000

American

Mar 20, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

175.0000

American

Nov 15, 2019

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-6,600

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-100

175.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-17,800

185.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

7,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

600

135.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-400

175.0000

American

Nov 1, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

175.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

3,500

200.0000

American

Dec 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679662
Time of Receipt (offset from UTC): 20191104T095109+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC