Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,821,203

1.16%

2,257,678

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,968,389

0.60%

 

(3)

Options and agreements to
purchase/sell:

859,400

0.26%

541,600

0.17%

 
TOTAL:

6,671,803

2.03%

4,767,667

1.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

14

175.8692 USD

Purchase

49

175.8400 USD

Purchase

57

175.7800 USD

Purchase

95

175.7900 USD

Purchase

97

175.7090 USD

Purchase

100

175.9900 USD

Purchase

100

175.7600 USD

Purchase

100

176.1400 USD

Purchase

100

175.8600 USD

Purchase

100

175.9100 USD

Purchase

113

175.7259 USD

Purchase

142

175.9130 USD

Purchase

172

176.0564 USD

Purchase

200

176.0400 USD

Purchase

200

175.8700 USD

Purchase

210

175.8385 USD

Purchase

218

175.8722 USD

Purchase

300

175.6801 USD

Purchase

300

175.9466 USD

Purchase

330

175.6600 USD

Purchase

400

175.8800 USD

Purchase

400

175.8000 USD

Purchase

444

175.7145 USD

Purchase

500

175.9060 USD

Purchase

500

175.7080 USD

Purchase

537

175.7096 USD

Purchase

723

175.7278 USD

Purchase

766

175.7326 USD

Purchase

843

176.0234 USD

Purchase

851

176.0201 USD

Purchase

900

175.9911 USD

Purchase

1,300

175.8169 USD

Purchase

1,675

175.7738 USD

Purchase

1,808

175.7348 USD

Purchase

1,812

175.7470 USD

Purchase

1,894

175.7875 USD

Purchase

3,000

175.7216 USD

Purchase

3,300

175.7333 USD

Purchase

6,092

175.7847 USD

Purchase

6,466

175.7421 USD

Purchase

7,400

175.7935 USD

Purchase

8,488

176.1100 USD

Purchase

8,592

175.8057 USD

Purchase

9,100

175.7567 USD

Purchase

10,000

175.5600 USD

Purchase

17,282

176.0209 USD

Purchase

25,111

175.9416 USD

Sale

10

175.9700 USD

Sale

10

175.7100 USD

Sale

21

175.7200 USD

Sale

100

175.6100 USD

Sale

100

176.1500 USD

Sale

100

175.8700 USD

Sale

100

175.9600 USD

Sale

157

175.7672 USD

Sale

200

175.6750 USD

Sale

200

175.5550 USD

Sale

200

175.8250 USD

Sale

200

175.8100 USD

Sale

200

175.7500 USD

Sale

216

175.7800 USD

Sale

219

175.8089 USD

Sale

230

175.6600 USD

Sale

256

175.9800 USD

Sale

300

175.5833 USD

Sale

310

175.6832 USD

Sale

400

175.7262 USD

Sale

409

175.7591 USD

Sale

500

175.7540 USD

Sale

600

175.7050 USD

Sale

603

175.6819 USD

Sale

700

175.6800 USD

Sale

1,165

175.9840 USD

Sale

1,300

175.8768 USD

Sale

1,300

175.6915 USD

Sale

1,472

176.0007 USD

Sale

1,912

175.9240 USD

Sale

2,000

175.7605 USD

Sale

2,000

175.9017 USD

Sale

3,527

175.7372 USD

Sale

5,487

175.8135 USD

Sale

5,500

175.7634 USD

Sale

7,300

175.7886 USD

Sale

7,408

176.1100 USD

Sale

7,904

175.7575 USD

Sale

13,755

176.0936 USD

Sale

15,947

176.0348 USD

Sale

20,000

175.5600 USD

Sale

20,463

175.8034 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Selling

1,100

168 USD

American

1 Nov 2019

8.8227 USD

Call Option Selling

500

200 USD

American

17 Jan 2020

0.0800 USD

Put Option Purchasing

400

175 USD

American

1 Nov 2019

1.3200 USD

Put Option Selling

800

173 USD

American

1 Nov 2019

1.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

1 Nov 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options Purchased

15,800

165.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Nov 8, 2019

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Written

-1,100

167.5000

American

Nov 1, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Call Options Written

-2,300

185.0000

American

Dec 20, 2019

Call Options Written

-100

190.0000

American

Nov 15, 2019

Call Options Written

-100

177.5000

American

Nov 1, 2019

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Purchased

26,500

170.0000

American

Dec 20, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Put Options Written

12,900

150.0000

American

Nov 15, 2019

Put Options Written

200

170.0000

American

Nov 1, 2019

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Put Options Written

300

145.0000

American

Nov 15, 2019

Put Options Written

5,900

160.0000

American

Jun 19, 2020

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

6,000

165.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

7,600

185.0000

American

Nov 15, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options Purchased

2,300

155.0000

American

Dec 20, 2019

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-100

177.5000

American

Nov 8, 2019

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Call Options Purchased

100

175.0000

American

Nov 1, 2019

Put Options Written

9,800

160.0000

American

Mar 20, 2020

Call Options Purchased

200

180.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

1,700

175.0000

American

Nov 15, 2019

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Written

12,700

160.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Put Options Written

700

172.5000

American

Nov 1, 2019

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-300

170.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Call Options Written

-100

175.0000

American

Jun 19, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-100

165.0000

American

Nov 1, 2019

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Written

-17,900

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-300

165.0000

American

Mar 20, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-6,600

200.0000

American

Jan 17, 2020

Put Options Written

7,100

145.0000

American

Jan 17, 2020

Put Options Written

600

135.0000

American

Jan 17, 2020

Call Options Purchased

100

170.0000

American

Nov 1, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Put Options Written

7,400

170.0000

American

Feb 21, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Call Options Purchased

100

90.0000

American

Jan 17, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-400

175.0000

American

Nov 1, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-1,000

200.0000

American

Feb 21, 2020

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Call Options Purchased

1,100

175.0000

American

Jan 17, 2020

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Call Options Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

31,900

150.0000

American

Feb 21, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-9,600

140.0000

American

Mar 20, 2020

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679544
Time of Receipt (offset from UTC): 20191101T141737+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC