Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 29 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,848,372

1.17%

2,273,904

0.69%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,991,200

0.61%

2,218,389

0.68%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

858,700

0.26%

539,700

0.16%

 

 

 

 

TOTAL:

 

 

 

 

6,698,272

2.04%

5,031,993

1.53%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

174.4800 USD

Purchase

12

174.6292 USD

Purchase

25

174.3100 USD

Purchase

35

173.8300 USD

Purchase

40

174.6865 USD

Purchase

70

174.2600 USD

Purchase

100

174.0800 USD

Purchase

100

173.9750 USD

Purchase

100

173.7200 USD

Purchase

100

174.2800 USD

Purchase

100

174.5400 USD

Purchase

100

174.4300 USD

Purchase

100

174.7650 USD

Purchase

126

173.8823 USD

Purchase

186

174.7373 USD

Purchase

200

174.5700 USD

Purchase

200

174.1650 USD

Purchase

209

173.8622 USD

Purchase

239

173.9800 USD

Purchase

250

174.1340 USD

Purchase

292

173.8488 USD

Purchase

300

174.6050 USD

Purchase

300

174.6483 USD

Purchase

300

174.2733 USD

Purchase

320

174.4893 USD

Purchase

382

174.7145 USD

Purchase

400

174.0962 USD

Purchase

400

174.3612 USD

Purchase

414

174.6238 USD

Purchase

425

173.8088 USD

Purchase

475

174.2299 USD

Purchase

500

174.1480 USD

Purchase

646

173.8660 USD

Purchase

751

174.5549 USD

Purchase

901

174.5582 USD

Purchase

1,117

174.0282 USD

Purchase

1,167

174.1620 USD

Purchase

1,429

174.2652 USD

Purchase

1,700

174.3770 USD

Purchase

2,028

174.4947 USD

Purchase

2,100

173.9738 USD

Purchase

2,300

174.1965 USD

Purchase

2,624

174.6191 USD

Purchase

2,814

174.6039 USD

Purchase

3,268

174.6287 USD

Purchase

3,283

174.5641 USD

Purchase

3,421

174.3123 USD

Purchase

4,300

174.0613 USD

Purchase

5,198

174.5730 USD

Purchase

8,243

174.5330 USD

Purchase

13,196

174.5269 USD

Purchase

15,615

174.6201 USD

Purchase

21,881

174.5484 USD

Purchase

23,679

174.6400 USD

Purchase

24,333

174.5305 USD

Sale

1

174.6700 USD

Sale

8

174.6100 USD

Sale

10

174.1400 USD

Sale

12

174.6291 USD

Sale

38

174.0521 USD

Sale

100

174.1000 USD

Sale

100

174.6600 USD

Sale

100

173.7700 USD

Sale

100

174.5968 USD

Sale

100

174.2600 USD

Sale

100

174.2500 USD

Sale

100

174.6300 USD

Sale

100

174.5100 USD

Sale

102

174.3400 USD

Sale

278

174.4601 USD

Sale

300

174.1650 USD

Sale

339

173.9785 USD

Sale

400

174.6375 USD

Sale

441

173.9961 USD

Sale

500

174.7492 USD

Sale

539

174.1597 USD

Sale

560

174.2246 USD

Sale

696

174.2377 USD

Sale

700

174.4528 USD

Sale

900

174.4716 USD

Sale

1,239

174.3493 USD

Sale

1,500

174.0166 USD

Sale

1,500

174.4836 USD

Sale

1,600

174.0843 USD

Sale

2,000

173.9840 USD

Sale

2,050

174.1819 USD

Sale

3,570

174.2324 USD

Sale

5,520

174.5126 USD

Sale

19,228

174.6167 USD

Sale

21,117

174.6089 USD

Sale

34,910

174.6400 USD

Sale

54,236

174.5507 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

300

185 USD

American

15 Nov 2019

0.1000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Call Options

Written

-100

177.5000

American

Nov 1, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

200

170.0000

American

Nov 1, 2019

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

5,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

300

145.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

6,000

165.0000

American

Jan 17, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

7,600

185.0000

American

Nov 15, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

12,700

160.0000

American

Feb 21, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

100

175.0000

American

Nov 1, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options

Written

9,800

160.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-17,900

185.0000

American

Jan 17, 2020

Call Options

Written

-100

175.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

7,400

170.0000

American

Feb 21, 2020

Put Options

Written

600

135.0000

American

Jan 17, 2020

Put Options

Written

7,100

145.0000

American

Jan 17, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

175.0000

American

Jan 17, 2020

Put Options

Written

31,900

150.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

172.5000

American

Nov 1, 2019

Put Options

Purchased

-9,600

140.0000

American

Mar 20, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679350
Time of Receipt (offset from UTC): 20191030T103513+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC