Form 8.3 - Abbvie Plc - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,330,166

0.16%

3,555,534

0.24%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,551,885

0.10%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,021,100

0.14%

1,068,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

5,903,151

0.40%

4,624,434

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

15

76.6100 USD

Purchase

20

76.5800 USD

Purchase

32

76.5400 USD

Purchase

40

76.4700 USD

Purchase

90

76.5100 USD

Purchase

100

73.5000 USD

Purchase

100

76.6300 USD

Purchase

100

76.6200 USD

Purchase

100

76.5650 USD

Purchase

184

76.6252 USD

Purchase

200

76.4200 USD

Purchase

200

76.6000 USD

Purchase

200

76.4500 USD

Purchase

200

76.6250 USD

Purchase

200

76.5700 USD

Purchase

206

76.5794 USD

Purchase

294

76.6010 USD

Purchase

300

76.5866 USD

Purchase

300

76.5200 USD

Purchase

300

76.5033 USD

Purchase

300

76.5083 USD

Purchase

300

76.4550 USD

Purchase

300

76.5900 USD

Purchase

300

76.4783 USD

Purchase

301

76.4835 USD

Purchase

356

76.5125 USD

Purchase

376

76.5783 USD

Purchase

391

76.4760 USD

Purchase

392

76.5884 USD

Purchase

400

76.5000 USD

Purchase

404

76.5996 USD

Purchase

500

76.6190 USD

Purchase

500

75.0000 USD

Purchase

600

76.5550 USD

Purchase

700

76.4357 USD

Purchase

700

76.5871 USD

Purchase

705

76.5537 USD

Purchase

774

76.5495 USD

Purchase

778

76.5850 USD

Purchase

800

76.6737 USD

Purchase

800

76.6287 USD

Purchase

800

76.5437 USD

Purchase

801

76.4819 USD

Purchase

819

76.5245 USD

Purchase

900

72.5000 USD

Purchase

1,000

76.5504 USD

Purchase

1,049

76.5651 USD

Purchase

1,060

76.5889 USD

Purchase

1,200

74.0000 USD

Purchase

1,206

76.5992 USD

Purchase

1,230

76.5500 USD

Purchase

1,500

75.5000 USD

Purchase

1,596

76.5556 USD

Purchase

1,700

76.5347 USD

Purchase

1,800

76.5963 USD

Purchase

1,896

76.5690 USD

Purchase

1,900

76.4989 USD

Purchase

2,028

76.6021 USD

Purchase

2,100

76.5076 USD

Purchase

2,835

76.5108 USD

Purchase

3,200

76.5310 USD

Purchase

3,441

76.5008 USD

Purchase

4,262

76.5340 USD

Purchase

4,848

76.5300 USD

Purchase

6,001

76.5484 USD

Purchase

6,296

76.5121 USD

Purchase

11,786

76.5377 USD

Purchase

13,770

76.5153 USD

Purchase

14,500

76.5235 USD

Purchase

14,611

76.5793 USD

Purchase

17,800

76.5145 USD

Purchase

21,650

76.5115 USD

Purchase

23,760

76.5471 USD

Purchase

24,146

76.5232 USD

Purchase

27,633

76.5324 USD

Purchase

31,668

76.5218 USD

Purchase

35,444

76.5197 USD

Purchase

39,305

76.5436 USD

Sale

4

76.5600 USD

Sale

15

76.6400 USD

Sale

20

76.5410 USD

Sale

26

76.5900 USD

Sale

40

76.4700 USD

Sale

45

76.5462 USD

Sale

59

76.6050 USD

Sale

62

76.4800 USD

Sale

90

76.5100 USD

Sale

100

78.0000 USD

Sale

100

76.3000 USD

Sale

100

76.3650 USD

Sale

100

76.4900 USD

Sale

100

76.6200 USD

Sale

101

76.5800 USD

Sale

109

76.4891 USD

Sale

115

76.4926 USD

Sale

131

76.2700 USD

Sale

157

76.5299 USD

Sale

172

76.5043 USD

Sale

173

76.3801 USD

Sale

174

76.5842 USD

Sale

200

76.6000 USD

Sale

250

76.4846 USD

Sale

295

76.4850 USD

Sale

300

76.3950 USD

Sale

300

76.5766 USD

Sale

300

76.5866 USD

Sale

300

76.4750 USD

Sale

308

76.4975 USD

Sale

335

76.5476 USD

Sale

345

76.6457 USD

Sale

400

76.6800 USD

Sale

400

76.5200 USD

Sale

509

76.5432 USD

Sale

514

76.5342 USD

Sale

520

76.5684 USD

Sale

604

76.5616 USD

Sale

606

76.5400 USD

Sale

800

76.6737 USD

Sale

961

76.5366 USD

Sale

1,000

80.0000 USD

Sale

1,044

76.4999 USD

Sale

1,322

76.5618 USD

Sale

1,424

76.5187 USD

Sale

1,461

76.5541 USD

Sale

1,494

76.5073 USD

Sale

1,700

76.5347 USD

Sale

1,900

76.5426 USD

Sale

2,500

76.5000 USD

Sale

2,770

76.5037 USD

Sale

3,100

77.0000 USD

Sale

3,200

76.5598 USD

Sale

3,400

76.5469 USD

Sale

4,700

76.0000 USD

Sale

5,693

76.5005 USD

Sale

6,228

76.5253 USD

Sale

7,800

76.5213 USD

Sale

7,900

76.5039 USD

Sale

8,800

76.5323 USD

Sale

9,766

76.5129 USD

Sale

10,200

76.5275 USD

Sale

10,437

76.5074 USD

Sale

13,399

76.5437 USD

Sale

14,732

76.5700 USD

Sale

15,402

76.5292 USD

Sale

16,397

76.5590 USD

Sale

19,980

76.5300 USD

Sale

20,531

76.5864 USD

Sale

53,998

76.5317 USD

Sale

110,539

76.5230 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

666

76.2573 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,500

76 USD

American

25 Oct 2019

1.0100 USD

Call Option

Purchasing

1,000

82 USD

American

15 Nov 2019

0.2800 USD

Call Option

Purchasing

600

83 USD

American

15 Nov 2019

0.2466 USD

Call Option

Selling

100

75 USD

American

25 Oct 2019

1.4800 USD

Call Option

Selling

100

76 USD

American

25 Oct 2019

0.6400 USD

Call Option

Selling

4,000

77 USD

American

25 Oct 2019

0.2000 USD

Call Option

Selling

200

78 USD

American

25 Oct 2019

0.0300 USD

Call Option

Selling

600

78 USD

American

1 Nov 2019

0.8100 USD

Call Option

Selling

100

78 USD

American

17 Jan 2020

3.0000 USD

Put Option

Purchasing

600

76 USD

American

25 Oct 2019

0.0200 USD

Put Option

Selling

200

75 USD

American

1 Nov 2019

0.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

12,500

70.0000  

American

Nov 15, 2019

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Put Options

  Written

3,000

50.0000  

American

Nov 15, 2019

Put Options

  Written

800

82.5000  

American

Jan 17, 2020

Put Options

  Written

5,200

77.5000  

American

Jan 17, 2020

Put Options

  Written

100

73.5000  

American

Nov 1, 2019

Put Options

  Written

99,500

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

7,700

80.0000  

American

Dec 20, 2019

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

13,100

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,500

75.5000  

American

Oct 25, 2019

Call Options

  Purchased

200

75.0000  

American

May 15, 2020

Call Options

  Purchased

6,800

82.5000  

American

Nov 15, 2019

Call Options

  Purchased

100

70.0000  

American

Nov 1, 2019

Put Options

  Written

300

37.5000  

American

Jan 21, 2022

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,800

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

75.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,800

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,700

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

80.0000  

American

Oct 25, 2019

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-19,500

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

57.5000  

American

Nov 15, 2019

Call Options

  Written

-7,300

97.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

79.0000  

American

Nov 22, 2019

Put Options

  Purchased

-1,000

70.0000  

American

Oct 25, 2019

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-6,700

73.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

65.0000  

American

Jan 15, 2021

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,100

57.5000  

American

Jan 17, 2020

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

82.5000  

American

Feb 21, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

900

72.5000  

American

Oct 25, 2019

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Put Options

  Written

100

72.0000  

American

Nov 1, 2019

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Put Options

  Written

2,600

50.0000  

American

Jan 17, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

81.5000  

American

Nov 8, 2019

Call Options

  Purchased

37,600

80.0000  

American

Jan 17, 2020

Put Options

  Written

100

73.0000  

American

Oct 25, 2019

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

47.5000  

American

Jan 17, 2020

Call Options

  Purchased

900

80.0000  

American

Nov 1, 2019

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Put Options

  Written

1,600

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,300

77.5000  

American

Nov 15, 2019

Put Options

  Purchased

-4,500

67.0000  

American

Oct 25, 2019

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

65.0000  

American

Nov 29, 2019

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-4,100

76.5000  

American

Oct 25, 2019

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Call Options

  Written

-100

85.0000  

American

Nov 1, 2019

Put Options

  Purchased

-300

74.0000  

American

Nov 15, 2019

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-13,300

55.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

79.0000  

American

Nov 8, 2019

Put Options

  Written

300

77.0000  

American

Nov 8, 2019

Put Options

  Written

6,400

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Put Options

  Written

5,200

79.0000  

American

Nov 1, 2019

Put Options

  Written

900

75.0000  

American

May 15, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

18,700

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,400

78.0000  

American

Oct 25, 2019

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,900

80.0000  

American

Oct 25, 2019

Put Options

  Written

500

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

75.0000  

American

Nov 1, 2019

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

77.0000  

American

Nov 1, 2019

Call Options

  Purchased

400

62.5000  

American

May 15, 2020

Put Options

  Purchased

-300

80.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-29,400

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-3,100

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,500

40.0000  

American

Jan 21, 2022

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-200

80.0000  

American

Nov 8, 2019

Put Options

  Purchased

-1,100

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

66.0000  

American

Nov 1, 2019

Call Options

  Written

-5,000

95.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Call Options

  Written

-4,700

76.0000  

American

Oct 25, 2019

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Call Options

  Written

-14,700

87.5000  

American

Nov 15, 2019

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Put Options

  Written

100

37.5000  

American

Jan 15, 2021

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

67.5000  

American

Nov 15, 2019

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

800

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

200

75.0000  

American

Nov 1, 2019

Put Options

  Written

100

77.0000  

American

Nov 22, 2019

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,100

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

200

76.5000  

American

Nov 22, 2019

Call Options

  Purchased

112,100

77.5000  

American

Nov 15, 2019

Call Options

  Purchased

3,500

70.5000  

American

Nov 29, 2019

Call Options

  Purchased

1,900

82.0000  

American

Nov 15, 2019

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

3,400

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

600

65.0000  

American

Jan 17, 2020

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

68.5000  

American

Oct 25, 2019

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-2,600

100.0000  

American

Feb 21, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Call Options

  Written

-13,400

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-400

82.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,400

70.0000  

American

Jan 15, 2021

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

73.5000  

American

Nov 29, 2019

Call Options

  Written

-87,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-17,300

85.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

74.0000  

American

Oct 25, 2019

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Put Options

  Written

500

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

77.5000  

American

Nov 1, 2019

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

31,800

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

73.0000  

American

Nov 8, 2019

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

100

59.5000  

American

Oct 25, 2019

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

500

75.0000  

American

Oct 25, 2019

Call Options

  Purchased

18,200

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

9,300

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

11,000

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

76.5000  

American

Nov 22, 2019

Call Options

  Purchased

500

77.5000  

American

Sep 18, 2020

Put Options

  Written

900

55.0000  

American

Feb 21, 2020

Put Options

  Written

3,200

85.0000  

American

Jan 17, 2020

Put Options

  Written

600

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Call Options

  Written

-400

73.5000  

American

Nov 1, 2019

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-200

79.0000  

American

Nov 1, 2019

Call Options

  Written

-700

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

78.0000  

American

Oct 25, 2019

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-13,100

69.0000  

American

Oct 25, 2019

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-19,800

65.0000  

American

Nov 15, 2019

Put Options

  Purchased

-71,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-900

90.0000  

American

Sep 18, 2020

Call Options

  Written

-3,200

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

77.0000  

American

Nov 15, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

75.5000  

American

Nov 1, 2019

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

85.0000  

American

Nov 22, 2019

Put Options

  Written

700

72.0000  

American

Oct 25, 2019

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

200

55.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

81.0000  

American

Oct 25, 2019

Put Options

  Written

100

76.0000  

American

Nov 29, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

4,400

75.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

71.0000  

American

Nov 1, 2019

Call Options

  Purchased

24,700

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

24,500

75.0000  

American

Nov 15, 2019

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Put Options

  Written

26,300

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

12,600

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,200

74.0000  

American

Oct 25, 2019

Put Options

  Purchased

-200

75.0000  

American

Oct 25, 2019

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Call Options

  Written

-52,800

82.5000  

American

Jan 17, 2020

Call Options

  Written

-100

65.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,300

76.5000  

American

Oct 25, 2019

Call Options

  Written

-1,700

77.0000  

American

Nov 8, 2019

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-300

78.0000  

American

Nov 1, 2019

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-200

75.0000  

American

Nov 22, 2019

Put Options

  Purchased

-1,600

68.0000  

American

Oct 25, 2019

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

80.0000  

American

Feb 21, 2020

Call Options

  Written

-300

78.5000  

American

Nov 15, 2019

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Call Options

  Written

-4,200

77.0000  

American

Oct 25, 2019

Put Options

  Purchased

-7,000

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,500

72.5000  

American

Jan 15, 2021

Call Options

  Written

-1,000

76.5000  

American

Nov 1, 2019

Put Options

  Purchased

-9,000

69.5000  

American

Oct 25, 2019

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

78.0000  

American

Nov 29, 2019

Put Options

  Purchased

-1,700

87.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

73.5000  

American

Oct 25, 2019

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,300

77.5000  

American

Oct 25, 2019

Call Options

  Purchased

500

85.0000  

American

May 15, 2020

Call Options

  Purchased

3,500

80.0000  

American

Jun 19, 2020

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Put Options

  Written

3,000

67.5000  

American

Jun 19, 2020

Put Options

  Written

1,300

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

300

79.0000  

American

Nov 22, 2019

Put Options

  Written

200

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

100

83.0000  

American

Nov 15, 2019

Call Options

  Purchased

7,000

85.0000  

American

Jun 19, 2020

Put Options

  Written

14,600

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

2,900

79.0000  

American

Oct 25, 2019

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Written

-1,000

100.0000  

American

Nov 15, 2019

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-11,800

87.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Feb 21, 2020

Put Options

  Purchased

-3,100

77.0000  

American

Oct 25, 2019

Put Options

  Purchased

-800

75.5000  

American

Oct 25, 2019

Put Options

  Purchased

-39,200

67.5000  

American

Nov 15, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-10,500

85.0000  

American

Jan 17, 2020

Call Options

  Written

-200

74.0000  

American

Nov 1, 2019

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Put Options

  Purchased

-100

76.0000  

American

Nov 15, 2019

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-13,800

90.0000  

American

Nov 15, 2019

Put Options

  Purchased

-27,100

62.5000  

American

Nov 15, 2019

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Put Options

  Written

8,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,700

77.5000  

American

Feb 21, 2020

Put Options

  Written

200

76.0000  

American

Nov 1, 2019

Call Options

  Purchased

100

79.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

77.0000  

American

Nov 1, 2019

Call Options

  Purchased

5,200

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,500

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

14,800

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

900

77.5000  

American

Nov 8, 2019

Put Options

  Written

400

72.5000  

American

May 15, 2020

Put Options

  Written

200

73.0000  

American

Nov 22, 2019

Put Options

  Written

100

62.5000  

American

Oct 25, 2019

Put Options

  Written

2,000

47.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-12,800

70.0000  

American

Nov 15, 2019

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-400

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

72.5000  

American

Jan 17, 2020

Put Options

  Purchased

-7,400

76.0000  

American

Oct 25, 2019

Put Options

  Purchased

-100

73.5000  

American

Oct 25, 2019

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-12,300

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Call Options

  Written

-12,000

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Call Options

  Written

-100

79.5000  

American

Nov 8, 2019

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

63.0000  

American

Nov 1, 2019

Call Options

  Written

-3,100

95.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679324
Time of Receipt (offset from UTC): 20191030T073829+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC