Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,327,921

0.16%

3,673,533

0.25%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,574,179

0.11%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,023,700

0.14%

1,011,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

5,925,800

0.40%

4,685,433

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

8

78.1200 USD

Purchase

28

77.9000 USD

Purchase

32

77.6800 USD

Purchase

61

77.8775 USD

Purchase

100

77.1700 USD

Purchase

100

76.7187 USD

Purchase

100

76.6250 USD

Purchase

100

77.3300 USD

Purchase

100

77.6650 USD

Purchase

100

78.3200 USD

Purchase

100

77.7400 USD

Purchase

100

77.4400 USD

Purchase

100

77.4250 USD

Purchase

120

77.4950 USD

Purchase

162

78.2100 USD

Purchase

168

77.6600 USD

Purchase

175

77.6542 USD

Purchase

200

78.0100 USD

Purchase

200

77.2500 USD

Purchase

219

78.2300 USD

Purchase

300

78.0500 USD

Purchase

300

77.4100 USD

Purchase

400

76.6700 USD

Purchase

400

78.2912 USD

Purchase

405

77.2669 USD

Purchase

547

78.1963 USD

Purchase

600

78.2650 USD

Purchase

620

76.9538 USD

Purchase

675

76.9251 USD

Purchase

700

77.2721 USD

Purchase

700

77.6684 USD

Purchase

800

78.0337 USD

Purchase

845

78.2360 USD

Purchase

915

77.7911 USD

Purchase

1,000

76.7895 USD

Purchase

1,200

77.6306 USD

Purchase

1,300

77.9350 USD

Purchase

1,600

78.0406 USD

Purchase

1,600

77.7965 USD

Purchase

1,800

78.1400 USD

Purchase

2,200

78.2386 USD

Purchase

2,500

77.6476 USD

Purchase

2,744

77.5272 USD

Purchase

3,200

77.8365 USD

Purchase

4,621

78.0888 USD

Purchase

5,519

77.5200 USD

Purchase

5,520

78.2324 USD

Purchase

6,000

77.8050 USD

Purchase

6,100

78.2491 USD

Purchase

7,385

77.5390 USD

Purchase

7,957

77.9784 USD

Purchase

8,607

78.0012 USD

Purchase

13,544

77.9427 USD

Purchase

16,800

77.7854 USD

Purchase

26,699

77.8808 USD

Purchase

27,966

77.9914 USD

Purchase

28,500

77.7482 USD

Purchase

62,202

78.3300 USD

Purchase

93,697

78.0202 USD

Purchase

94,494

78.0817 USD

Sale

1

77.7600 USD

Sale

8

78.1200 USD

Sale

28

77.9000 USD

Sale

92

77.5400 USD

Sale

100

78.3500 USD

Sale

100

78.2400 USD

Sale

100

77.9900 USD

Sale

100

78.2350 USD

Sale

100

78.1000 USD

Sale

100

78.1100 USD

Sale

100

78.2100 USD

Sale

100

78.2700 USD

Sale

100

77.3900 USD

Sale

108

78.2000 USD

Sale

113

77.5088 USD

Sale

137

78.2927 USD

Sale

151

78.0700 USD

Sale

173

77.5731 USD

Sale

179

77.5219 USD

Sale

187

78.1432 USD

Sale

200

78.3200 USD

Sale

200

78.2800 USD

Sale

200

78.2050 USD

Sale

200

78.1875 USD

Sale

200

78.1800 USD

Sale

200

78.1700 USD

Sale

200

78.1750 USD

Sale

200

78.1300 USD

Sale

200

77.9400 USD

Sale

200

77.8450 USD

Sale

213

77.8132 USD

Sale

268

78.1864 USD

Sale

298

77.5569 USD

Sale

299

77.5733 USD

Sale

299

77.5666 USD

Sale

300

78.2166 USD

Sale

300

78.2500 USD

Sale

300

78.3233 USD

Sale

300

78.2900 USD

Sale

300

77.8200 USD

Sale

300

77.5633 USD

Sale

307

77.5389 USD

Sale

400

78.3100 USD

Sale

400

78.3225 USD

Sale

400

78.2237 USD

Sale

400

78.2356 USD

Sale

400

78.2300 USD

Sale

400

78.0925 USD

Sale

412

77.8131 USD

Sale

489

77.5261 USD

Sale

519

77.5247 USD

Sale

532

78.2629 USD

Sale

533

77.8151 USD

Sale

550

78.2654 USD

Sale

600

77.6133 USD

Sale

600

78.1770 USD

Sale

620

76.9539 USD

Sale

620

76.9538 USD

Sale

698

77.5684 USD

Sale

700

77.6085 USD

Sale

794

78.1687 USD

Sale

800

78.0946 USD

Sale

869

77.5202 USD

Sale

888

77.7651 USD

Sale

890

76.6800 USD

Sale

913

78.2454 USD

Sale

1,000

77.6670 USD

Sale

1,100

78.0581 USD

Sale

1,162

78.2758 USD

Sale

1,187

77.5645 USD

Sale

1,300

78.2608 USD

Sale

1,353

77.5577 USD

Sale

1,400

77.9653 USD

Sale

1,400

78.2457 USD

Sale

1,450

77.8458 USD

Sale

1,500

77.5300 USD

Sale

1,600

78.2775 USD

Sale

1,700

77.6549 USD

Sale

1,725

78.0887 USD

Sale

1,800

78.2816 USD

Sale

1,800

78.1400 USD

Sale

1,900

77.5457 USD

Sale

2,077

77.5458 USD

Sale

2,200

78.2386 USD

Sale

2,200

77.3795 USD

Sale

2,381

77.9182 USD

Sale

2,577

78.0406 USD

Sale

2,800

77.5225 USD

Sale

2,999

77.5355 USD

Sale

3,160

78.0826 USD

Sale

3,300

77.8634 USD

Sale

3,511

77.5472 USD

Sale

3,884

77.5584 USD

Sale

6,058

77.6938 USD

Sale

6,438

77.6662 USD

Sale

6,702

77.5405 USD

Sale

6,826

78.2874 USD

Sale

7,149

77.5915 USD

Sale

7,169

77.6747 USD

Sale

7,600

77.6461 USD

Sale

10,943

77.4379 USD

Sale

15,385

78.0060 USD

Sale

17,500

77.8048 USD

Sale

29,850

77.8369 USD

Sale

31,400

77.7753 USD

Sale

41,886

78.2447 USD

Sale

54,586

78.2561 USD

Sale

54,668

78.3300 USD

Sale

97,071

77.9855 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

65 USD

American

18 Sep 2020

14.5000 USD

Call Option

Purchasing

100

70 USD

American

1 Nov 2019

7.9800 USD

Call Option

Purchasing

1,000

73 USD

American

1 Nov 2019

4.4700 USD

Call Option

Purchasing

100

77 USD

American

1 Nov 2019

1.2000 USD

Call Option

Purchasing

400

77 USD

American

8 Nov 2019

2.2200 USD

Call Option

Purchasing

500

78 USD

American

1 Nov 2019

0.9700 USD

Call Option

Purchasing

1,000

78 USD

American

1 Nov 2019

1.1600 USD

Call Option

Purchasing

1,000

78 USD

American

15 Nov 2019

2.0310 USD

Call Option

Purchasing

200

80 USD

American

1 Nov 2019

0.6300 USD

Call Option

Purchasing

200

80 USD

American

15 Nov 2019

0.8500 USD

Call Option

Selling

100

79 USD

American

1 Nov 2019

0.7700 USD

Call Option

Selling

400

79 USD

American

8 Nov 2019

1.3900 USD

Call Option

Selling

100

84 USD

American

8 Nov 2019

0.1200 USD

Call Option

Selling

1,500

98 USD

American

17 Jan 2020

0.0800 USD

Call Option

Selling

4,500

115 USD

American

21 Jan 2022

1.4500 USD

Put Option

Purchasing

100

70 USD

American

21 Feb 2020

1.6300 USD

Put Option

Purchasing

100

72 USD

American

15 Nov 2019

0.3100 USD

Put Option

Purchasing

200

73 USD

American

15 Nov 2019

0.4100 USD

Put Option

Purchasing

100

75 USD

American

8 Nov 2019

0.7600 USD

Put Option

Purchasing

200

76 USD

American

1 Nov 2019

1.0500 USD

Put Option

Purchasing

600

77 USD

American

8 Nov 2019

1.0233 USD

Put Option

Selling

100

70 USD

American

19 Jun 2020

3.9000 USD

Put Option

Selling

300

73 USD

American

15 Nov 2019

0.3900 USD

Put Option

Selling

400

73 USD

American

17 Jan 2020

1.8500 USD

Put Option

Selling

100

73 USD

American

15 Jan 2021

8.0000 USD

Put Option

Selling

700

75 USD

American

15 Nov 2019

0.8514 USD

Put Option

Selling

14,400

75 USD

American

20 Dec 2019

1.4938 USD

Put Option

Selling

2,000

75 USD

American

17 Jan 2020

2.7500 USD

Put Option

Selling

100

77 USD

American

1 Nov 2019

1.1000 USD

Put Option

Selling

400

78 USD

American

1 Nov 2019

1.1200 USD

Put Option

Selling

700

78 USD

American

8 Nov 2019

1.5185 USD

Put Option

Selling

1,800

78 USD

American

8 Nov 2019

1.8438 USD

Put Option

Selling

900

78 USD

American

15 Nov 2019

1.5077 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

13,100

72.5000  

American

Nov 15, 2019

Put Options

  Written

800

82.5000  

American

Jan 17, 2020

Put Options

  Written

300

37.5000  

American

Jan 21, 2022

Put Options

  Written

99,500

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Put Options

  Written

100

73.5000  

American

Nov 1, 2019

Call Options

  Purchased

200

75.0000  

American

May 15, 2020

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,800

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

78.0000  

American

Nov 15, 2019

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

80.0000  

American

Dec 20, 2019

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Put Options

  Written

5,200

77.5000  

American

Jan 17, 2020

Put Options

  Written

3,000

50.0000  

American

Nov 15, 2019

Call Options

  Purchased

12,500

70.0000  

American

Nov 15, 2019

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

70.0000  

American

Nov 1, 2019

Call Options

  Purchased

6,800

82.5000  

American

Nov 15, 2019

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-6,900

73.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Call Options

  Written

-19,500

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,700

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

57.5000  

American

Nov 15, 2019

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Call Options

  Written

-8,800

97.5000  

American

Jan 17, 2020

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,100

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

79.0000  

American

Nov 22, 2019

Put Options

  Purchased

-600

82.5000  

American

Feb 21, 2020

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

75.0000  

American

Feb 21, 2020

Put Options

  Purchased

-4,100

57.5000  

American

Jan 17, 2020

Put Options

  Written

3,300

47.5000  

American

Jan 17, 2020

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

81.5000  

American

Nov 8, 2019

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

37,600

80.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Put Options

  Written

2,600

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,100

85.0000  

American

Feb 21, 2020

Put Options

  Written

100

72.0000  

American

Nov 1, 2019

Put Options

  Written

1,600

72.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

80.0000  

American

Nov 1, 2019

Put Options

  Purchased

-100

74.5000  

American

Nov 8, 2019

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Nov 1, 2019

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-13,300

55.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

65.0000  

American

Nov 29, 2019

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

74.0000  

American

Nov 15, 2019

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-400

77.5000  

American

Nov 15, 2019

Put Options

  Written

500

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

75.0000  

American

Nov 1, 2019

Put Options

  Written

5,200

79.0000  

American

Nov 1, 2019

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

18,700

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Put Options

  Written

6,400

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

77.0000  

American

Nov 1, 2019

Call Options

  Purchased

400

62.5000  

American

May 15, 2020

Call Options

  Purchased

200

79.0000  

American

Nov 8, 2019

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Put Options

  Written

900

75.0000  

American

May 15, 2020

Put Options

  Written

300

77.0000  

American

Nov 8, 2019

Put Options

  Purchased

-29,400

60.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-3,100

75.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

95.0000  

American

Feb 21, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-600

76.5000  

American

Nov 8, 2019

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-300

80.0000  

American

May 15, 2020

Call Options

  Written

-1,200

85.0000  

American

Sep 18, 2020

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-200

80.0000  

American

Nov 8, 2019

Put Options

  Purchased

-700

66.0000  

American

Nov 1, 2019

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,500

40.0000  

American

Jan 21, 2022

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,100

85.0000  

American

Feb 21, 2020

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Call Options

  Written

-14,700

87.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,900

82.0000  

American

Nov 15, 2019

Put Options

  Written

200

76.5000  

American

Nov 22, 2019

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

65.0000  

American

Jan 17, 2020

Put Options

  Written

100

77.0000  

American

Nov 22, 2019

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

112,100

77.5000  

American

Nov 15, 2019

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,200

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

800

87.5000  

American

Feb 21, 2020

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

82.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,500

70.5000  

American

Nov 29, 2019

Put Options

  Written

200

75.0000  

American

Nov 1, 2019

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

67.5000  

American

Nov 15, 2019

Put Options

  Written

100

37.5000  

American

Jan 15, 2021

Put Options

  Written

3,400

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Call Options

  Written

-87,200

70.0000  

American

Jan 15, 2021

Call Options

  Written

-13,400

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

73.5000  

American

Nov 29, 2019

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Call Options

  Written

-400

82.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-2,600

100.0000  

American

Feb 21, 2020

Call Options

  Written

-17,300

85.0000  

American

Nov 15, 2019

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,400

70.0000  

American

Jan 15, 2021

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Call Options

  Purchased

18,200

70.0000  

American

Jan 17, 2020

Put Options

  Written

500

67.5000  

American

Jan 17, 2020

Put Options

  Written

400

77.5000  

American

Nov 1, 2019

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

73.0000  

American

Nov 8, 2019

Call Options

  Purchased

9,300

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

77.5000  

American

Nov 1, 2019

Call Options

  Purchased

32,000

80.0000  

American

Nov 15, 2019

Put Options

  Written

3,200

85.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Put Options

  Written

500

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

76.5000  

American

Nov 22, 2019

Call Options

  Purchased

500

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

69.5000  

American

Nov 1, 2019

Call Options

  Purchased

11,000

75.0000  

American

Sep 18, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Written

-100

84.0000  

American

Nov 8, 2019

Call Options

  Written

-400

73.5000  

American

Nov 1, 2019

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Call Options

  Written

-300

79.0000  

American

Nov 1, 2019

Put Options

  Purchased

-300

77.0000  

American

Nov 15, 2019

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-71,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-700

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-19,800

65.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,000

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,800

72.5000  

American

Jun 19, 2020

Call Options

  Written

-3,200

145.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-6,200

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Call Options

  Written

-900

90.0000  

American

Sep 18, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

72.0000  

American

Nov 15, 2019

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Written

100

76.0000  

American

Nov 29, 2019

Call Options

  Purchased

1,000

73.0000  

American

Nov 1, 2019

Call Options

  Purchased

200

71.0000  

American

Nov 1, 2019

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Put Options

  Written

26,400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

24,500

75.0000  

American

Nov 15, 2019

Call Options

  Purchased

300

75.5000  

American

Nov 1, 2019

Put Options

  Written

200

55.0000  

American

Nov 15, 2019

Call Options

  Purchased

24,700

67.5000  

American

Jan 17, 2020

Put Options

  Written

14,400

75.0000  

American

Dec 20, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

85.0000  

American

Nov 22, 2019

Call Options

  Purchased

12,600

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,400

75.0000  

American

Feb 21, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

76.5000  

American

Nov 1, 2019

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-200

75.0000  

American

Nov 22, 2019

Call Options

  Written

-300

78.5000  

American

Nov 15, 2019

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,000

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

87.5000  

American

Jan 17, 2020

Call Options

  Written

-52,800

82.5000  

American

Jan 17, 2020

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-1,300

77.0000  

American

Nov 8, 2019

Call Options

  Written

-100

65.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

78.0000  

American

Nov 29, 2019

Put Options

  Purchased

-100

80.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Call Options

  Purchased

500

85.0000  

American

May 15, 2020

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

300

79.0000  

American

Nov 22, 2019

Call Options

  Purchased

200

78.0000  

American

Nov 1, 2019

Put Options

  Written

14,900

72.5000  

American

Nov 15, 2019

Call Options

  Purchased

7,000

85.0000  

American

Jun 19, 2020

Put Options

  Written

3,000

67.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Put Options

  Written

1,300

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

3,500

80.0000  

American

Jun 19, 2020

Put Options

  Written

200

77.5000  

American

Jun 19, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

83.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

100.0000  

American

Nov 15, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Put Options

  Purchased

-39,200

67.5000  

American

Nov 15, 2019

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-13,800

90.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

76.0000  

American

Nov 15, 2019

Put Options

  Purchased

-27,100

62.5000  

American

Nov 15, 2019

Call Options

  Written

-11,800

87.5000  

American

Jan 17, 2020

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-10,500

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-200

74.0000  

American

Nov 1, 2019

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

67.5000  

American

Feb 21, 2020

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

400

72.5000  

American

May 15, 2020

Put Options

  Written

8,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

5,200

75.0000  

American

Jan 17, 2020

Put Options

  Written

200

73.0000  

American

Nov 22, 2019

Put Options

  Written

2,000

47.5000  

American

Nov 15, 2019

Call Options

  Purchased

900

77.5000  

American

Nov 8, 2019

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

79.0000  

American

Nov 15, 2019

Call Options

  Purchased

14,800

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

77.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

78.0000  

American

Nov 8, 2019

Put Options

  Written

700

77.5000  

American

Nov 8, 2019

Call Options

  Purchased

200

77.0000  

American

Nov 1, 2019

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,500

77.5000  

American

Jan 15, 2021

Call Options

  Written

-400

78.5000  

American

Nov 8, 2019

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Put Options

  Purchased

-600

63.0000  

American

Nov 1, 2019

Call Options

  Written

-3,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-1,800

72.5000  

American

Jan 17, 2020

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-12,800

70.0000  

American

Nov 15, 2019

Call Options

  Written

-100

79.5000  

American

Nov 8, 2019

Call Options

  Written

-12,000

90.0000  

American

Jan 17, 2020

Call Options

  Written

-400

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-12,300

60.0000  

American

Nov 15, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679271
Time of Receipt (offset from UTC): 20191029T105321+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC