Form 8.3 - Abbvie Plc - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,460,771

0.17%

3,698,009

0.25%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,551,046

0.10%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,018,500

0.14%

1,063,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

6,030,317

0.41%

4,761,909

0.32%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

76.7900 USD

Purchase

10

76.7700 USD

Purchase

37

76.7400 USD

Purchase

41

76.9400 USD

Purchase

49

76.6873 USD

Purchase

50

76.4800 USD

Purchase

54

76.8500 USD

Purchase

100

77.1500 USD

Purchase

100

76.8900 USD

Purchase

100

76.8750 USD

Purchase

100

76.8450 USD

Purchase

100

76.7500 USD

Purchase

100

76.6500 USD

Purchase

100

76.6000 USD

Purchase

121

76.7135 USD

Purchase

143

76.4869 USD

Purchase

145

76.6796 USD

Purchase

158

76.8546 USD

Purchase

200

76.3400 USD

Purchase

200

76.7800 USD

Purchase

200

76.8425 USD

Purchase

221

76.8769 USD

Purchase

290

76.6634 USD

Purchase

296

76.7872 USD

Purchase

400

76.5525 USD

Purchase

400

76.8337 USD

Purchase

442

76.8596 USD

Purchase

479

76.8532 USD

Purchase

600

76.6333 USD

Purchase

700

76.8392 USD

Purchase

800

76.7087 USD

Purchase

800

76.6350 USD

Purchase

1,000

76.8775 USD

Purchase

1,000

76.7600 USD

Purchase

1,059

76.4894 USD

Purchase

1,076

76.7928 USD

Purchase

1,600

76.6337 USD

Purchase

1,600

76.4900 USD

Purchase

1,758

76.7599 USD

Purchase

2,800

76.8921 USD

Purchase

2,893

76.4934 USD

Purchase

2,898

76.4896 USD

Purchase

3,273

76.7261 USD

Purchase

3,273

76.7262 USD

Purchase

3,613

76.7428 USD

Purchase

4,020

76.8034 USD

Purchase

4,076

76.7329 USD

Purchase

4,700

76.8265 USD

Purchase

4,791

76.6141 USD

Purchase

4,856

76.8354 USD

Purchase

5,756

77.7975 USD

Purchase

6,126

76.5932 USD

Purchase

6,142

76.8103 USD

Purchase

6,865

76.8000 USD

Purchase

8,852

76.9762 USD

Purchase

11,400

76.6878 USD

Purchase

15,600

76.8093 USD

Purchase

16,184

76.6239 USD

Purchase

20,000

76.5131 USD

Purchase

24,547

76.8171 USD

Purchase

24,700

76.7332 USD

Purchase

30,100

76.7245 USD

Purchase

36,650

76.8766 USD

Purchase

38,647

76.6148 USD

Purchase

41,270

76.7926 USD

Purchase

60,485

76.8195 USD

Purchase

153,390

76.6562 USD

Sale

10

76.4000 USD

Sale

21

76.7276 USD

Sale

32

76.6700 USD

Sale

34

76.7200 USD

Sale

37

76.7400 USD

Sale

44

76.8600 USD

Sale

97

76.4700 USD

Sale

100

76.8800 USD

Sale

100

76.8300 USD

Sale

100

76.8550 USD

Sale

100

76.7900 USD

Sale

100

77.1500 USD

Sale

100

76.4900 USD

Sale

103

76.8773 USD

Sale

111

76.8795 USD

Sale

115

76.6900 USD

Sale

141

76.7000 USD

Sale

172

76.7560 USD

Sale

198

76.6651 USD

Sale

200

76.4550 USD

Sale

200

76.5950 USD

Sale

200

76.6950 USD

Sale

200

76.6000 USD

Sale

200

76.6050 USD

Sale

250

76.4800 USD

Sale

300

76.6167 USD

Sale

300

76.6166 USD

Sale

356

76.6180 USD

Sale

400

76.6655 USD

Sale

500

76.4560 USD

Sale

500

76.8090 USD

Sale

500

76.8010 USD

Sale

525

76.6042 USD

Sale

600

76.6800 USD

Sale

600

76.7150 USD

Sale

602

76.7514 USD

Sale

728

76.5555 USD

Sale

772

76.7924 USD

Sale

773

76.7586 USD

Sale

891

76.4918 USD

Sale

900

76.6455 USD

Sale

919

76.5995 USD

Sale

1,000

76.7600 USD

Sale

1,002

76.5349 USD

Sale

1,100

76.5831 USD

Sale

1,200

76.5125 USD

Sale

1,300

76.5119 USD

Sale

1,387

76.5867 USD

Sale

1,575

76.7531 USD

Sale

2,326

76.7634 USD

Sale

2,400

76.8464 USD

Sale

2,670

77.3799 USD

Sale

2,946

77.3322 USD

Sale

3,273

76.7261 USD

Sale

3,300

76.5592 USD

Sale

3,690

76.7633 USD

Sale

4,548

76.8671 USD

Sale

4,980

76.5037 USD

Sale

6,700

76.8416 USD

Sale

7,788

76.7474 USD

Sale

8,656

76.5059 USD

Sale

8,684

76.7210 USD

Sale

10,641

76.6861 USD

Sale

11,400

76.6878 USD

Sale

12,918

76.6799 USD

Sale

13,009

76.7443 USD

Sale

20,669

76.5238 USD

Sale

22,100

76.7262 USD

Sale

23,100

76.7286 USD

Sale

23,471

76.8282 USD

Sale

33,772

76.6660 USD

Sale

34,252

76.8000 USD

Sale

34,868

76.7203 USD

Sale

71,392

76.8128 USD

Sale

75,418

76.7422 USD

Sale

90,119

76.7177 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,000

78 USD

American

8 Nov 2019

1.4500 USD

Call Option

Purchasing

200

80 USD

American

17 Jan 2020

1.9800 USD

Call Option

Purchasing

100

82 USD

American

8 Nov 2019

0.3400 USD

Call Option

Purchasing

100

85 USD

American

15 Nov 2019

0.1100 USD

Call Option

Selling

3,900

74 USD

American

25 Oct 2019

2.8100 USD

Call Option

Selling

200

74 USD

American

1 Nov 2019

3.6200 USD

Call Option

Selling

4,500

76 USD

American

25 Oct 2019

1.1500 USD

Call Option

Selling

900

77 USD

American

25 Oct 2019

0.3755 USD

Call Option

Selling

100

77 USD

American

25 Oct 2019

0.4500 USD

Call Option

Selling

1,000

77 USD

American

8 Nov 2019

1.7000 USD

Call Option

Selling

200

78 USD

American

1 Nov 2019

0.8950 USD

Call Option

Selling

200

80 USD

American

1 Nov 2019

0.3700 USD

Call Option

Selling

100

80 USD

American

8 Nov 2019

0.7500 USD

Put Option

Purchasing

700

38 USD

American

21 Jan 2022

1.9600 USD

Put Option

Purchasing

6,700

73 USD

American

15 Nov 2019

0.8200 USD

Put Option

Purchasing

300

74 USD

American

15 Nov 2019

1.0600 USD

Put Option

Purchasing

100

75 USD

American

15 Nov 2019

1.2900 USD

Put Option

Purchasing

400

76 USD

American

25 Oct 2019

0.2300 USD

Put Option

Purchasing

1,200

77 USD

American

25 Oct 2019

0.4150 USD

Put Option

Purchasing

3,500

77 USD

American

25 Oct 2019

0.6248 USD

Put Option

Purchasing

100

78 USD

American

15 Nov 2019

2.3900 USD

Put Option

Purchasing

1,000

80 USD

American

25 Oct 2019

2.8200 USD

Put Option

Selling

100

38 USD

American

21 Jan 2022

1.7300 USD

Put Option

Selling

100

40 USD

American

21 Jan 2022

2.2700 USD

Put Option

Selling

100

43 USD

American

21 Jan 2022

2.7900 USD

Put Option

Selling

400

70 USD

American

15 Nov 2019

0.3550 USD

Put Option

Selling

200

70 USD

American

19 Jun 2020

4.0900 USD

Put Option

Selling

100

73 USD

American

15 Nov 2019

0.6700 USD

Put Option

Selling

6,700

75 USD

American

15 Nov 2019

1.4100 USD

Put Option

Selling

200

76 USD

American

1 Nov 2019

1.1700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

6,200

82.5000

American

Nov 15, 2019

Call Options

Purchased

100

70.0000

American

Nov 1, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options

Purchased

7,700

80.0000

American

Dec 20, 2019

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

300

37.5000

American

Jan 21, 2022

Put Options

Written

100

73.5000

American

Nov 1, 2019

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-9,800

75.0000

American

Nov 15, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

79.0000

American

Nov 22, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

75.0000

American

Feb 21, 2020

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-4,100

57.5000

American

Jan 17, 2020

Put Options

Purchased

-100

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

80.0000

American

Oct 25, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-6,700

73.0000

American

Nov 15, 2019

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

900

80.0000

American

Nov 1, 2019

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

37,600

80.0000

American

Jan 17, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

100

72.0000

American

Nov 1, 2019

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,100

85.0000

American

Feb 21, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

81.5000

American

Nov 8, 2019

Put Options

Written

100

73.0000

American

Oct 25, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Written

-100

76.5000

American

Oct 25, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-100

85.0000

American

Nov 1, 2019

Put Options

Purchased

-1,300

77.5000

American

Nov 15, 2019

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-300

74.0000

American

Nov 15, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-13,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Put Options

Written

5,200

79.0000

American

Nov 1, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

1,000

77.0000

American

Nov 1, 2019

Call Options

Purchased

3,400

78.0000

American

Oct 25, 2019

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

18,700

72.5000

American

Jan 17, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

200

79.0000

American

Nov 8, 2019

Put Options

Written

500

57.5000

American

Feb 21, 2020

Call Options

Purchased

4,900

80.0000

American

Oct 25, 2019

Put Options

Written

300

77.0000

American

Nov 8, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Put Options

Written

900

75.0000

American

May 15, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-200

80.0000

American

Nov 8, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-5,500

40.0000

American

Jan 21, 2022

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-5,000

95.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-3,100

75.0000

American

Jan 15, 2021

Put Options

Purchased

-29,400

60.0000

American

Jan 17, 2020

Call Options

Written

-4,600

76.0000

American

Oct 25, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Written

200

76.5000

American

Nov 22, 2019

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

900

82.0000

American

Nov 15, 2019

Call Options

Purchased

112,100

77.5000

American

Nov 15, 2019

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

65.0000

American

Sep 18, 2020

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Call Options

Purchased

100

67.5000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

100

77.0000

American

Nov 22, 2019

Put Options

Written

3,400

62.5000

American

Feb 21, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

82.5000

American

Feb 21, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,400

70.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

74.0000

American

Oct 25, 2019

Call Options

Written

-87,200

70.0000

American

Jan 15, 2021

Call Options

Written

-17,300

85.0000

American

Nov 15, 2019

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-2,600

100.0000

American

Feb 21, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

Nov 1, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

500

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

900

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

31,800

80.0000

American

Nov 15, 2019

Call Options

Purchased

600

75.0000

American

Oct 25, 2019

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

9,300

90.0000

American

Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-3,200

145.0000

American

Jan 17, 2020

Put Options

Purchased

-300

77.0000

American

Nov 15, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options

Purchased

-100

78.0000

American

Oct 25, 2019

Call Options

Written

-700

72.5000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-200

79.0000

American

Nov 1, 2019

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

4,400

75.0000

American

Feb 21, 2020

Call Options

Purchased

12,600

80.0000

American

Feb 21, 2020

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,200

74.0000

American

Oct 25, 2019

Call Options

Purchased

24,500

75.0000

American

Nov 15, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

700

72.0000

American

Oct 25, 2019

Call Options

Purchased

200

85.0000

American

Nov 22, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

100

76.0000

American

Nov 29, 2019

Put Options

Written

26,300

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

81.0000

American

Oct 25, 2019

Call Options

Written

-1,700

77.0000

American

Nov 8, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Call Options

Written

-52,800

82.5000

American

Jan 17, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-1,000

76.5000

American

Nov 1, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-4,200

77.0000

American

Oct 25, 2019

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Put Options

Purchased

-200

75.0000

American

Oct 25, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Written

-300

78.5000

American

Nov 15, 2019

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-4,300

76.5000

American

Oct 25, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Written

3,000

67.5000

American

Jun 19, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

2,900

79.0000

American

Oct 25, 2019

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Put Options

Written

200

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

1,300

72.5000

American

Sep 18, 2020

Call Options

Purchased

300

78.0000

American

Nov 1, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

300

79.0000

American

Nov 22, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

80.0000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

83.0000

American

Nov 15, 2019

Put Options

Written

14,600

72.5000

American

Nov 15, 2019

Call Options

Purchased

2,500

77.5000

American

Oct 25, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-10,500

85.0000

American

Jan 17, 2020

Put Options

Purchased

-200

75.5000

American

Oct 25, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-11,800

87.5000

American

Jan 17, 2020

Call Options

Written

-200

74.0000

American

Nov 1, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Put Options

Purchased

-100

76.0000

American

Nov 15, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-3,100

77.0000

American

Oct 25, 2019

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

100

79.0000

American

Nov 15, 2019

Call Options

Purchased

5,200

75.0000

American

Jan 17, 2020

Call Options

Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

2,000

47.5000

American

Nov 15, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

77.5000

American

Feb 21, 2020

Put Options

Written

200

76.0000

American

Nov 1, 2019

Call Options

Purchased

100

77.0000

American

Nov 1, 2019

Put Options

Written

8,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

900

77.5000

American

Nov 8, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Call Options

Written

-12,000

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-12,800

70.0000

American

Nov 15, 2019

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-7,400

76.0000

American

Oct 25, 2019

Call Options

Written

-100

79.5000

American

Nov 8, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Oct 25, 2019

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679192
Time of Receipt (offset from UTC): 20191028T100602+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC