Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,757,009

1.15%

2,251,521

0.69%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,991,200

0.61%

1,942,646

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

823,400

0.25%

517,800

0.16%

 

 

 

 

TOTAL:

 

 

 

 

6,571,609

2.00%

4,711,967

1.44%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

173.8633 USD

Purchase

79

173.2774 USD

Purchase

81

173.9000 USD

Purchase

100

173.0850 USD

Purchase

100

173.2700 USD

Purchase

100

173.2800 USD

Purchase

100

173.7500 USD

Purchase

100

173.9500 USD

Purchase

100

173.9550 USD

Purchase

111

174.0344 USD

Purchase

111

173.7733 USD

Purchase

149

173.7979 USD

Purchase

175

173.7714 USD

Purchase

178

173.8915 USD

Purchase

200

173.2750 USD

Purchase

200

173.7800 USD

Purchase

200

173.7779 USD

Purchase

220

174.0300 USD

Purchase

290

173.2702 USD

Purchase

304

173.7669 USD

Purchase

381

173.7515 USD

Purchase

400

173.7825 USD

Purchase

416

173.7392 USD

Purchase

500

173.9230 USD

Purchase

568

173.8142 USD

Purchase

618

173.7694 USD

Purchase

668

173.6601 USD

Purchase

675

173.8133 USD

Purchase

700

173.7350 USD

Purchase

700

173.9293 USD

Purchase

752

173.6393 USD

Purchase

796

173.9517 USD

Purchase

799

173.7950 USD

Purchase

871

173.9851 USD

Purchase

1,031

173.7698 USD

Purchase

1,128

173.8400 USD

Purchase

1,355

173.7706 USD

Purchase

1,400

173.8078 USD

Purchase

1,847

173.8376 USD

Purchase

2,117

173.8206 USD

Purchase

2,400

173.7116 USD

Purchase

2,425

173.8485 USD

Purchase

2,710

173.8414 USD

Purchase

3,000

173.8310 USD

Purchase

3,300

173.7931 USD

Purchase

3,400

173.7202 USD

Purchase

3,609

173.8230 USD

Purchase

4,109

173.7811 USD

Purchase

6,380

173.7944 USD

Purchase

6,575

173.7921 USD

Purchase

6,797

173.8323 USD

Purchase

6,840

173.7425 USD

Purchase

15,911

173.8375 USD

Purchase

18,202

173.8303 USD

Sale

1

173.9200 USD

Sale

3

173.9400 USD

Sale

5

173.7800 USD

Sale

8

173.7200 USD

Sale

26

173.8900 USD

Sale

100

173.6950 USD

Sale

100

173.4200 USD

Sale

100

173.1200 USD

Sale

100

173.2000 USD

Sale

100

173.8495 USD

Sale

100

173.7300 USD

Sale

157

173.7900 USD

Sale

200

173.7400 USD

Sale

200

173.7750 USD

Sale

200

173.7774 USD

Sale

200

173.7700 USD

Sale

208

173.7392 USD

Sale

222

173.5018 USD

Sale

390

173.8000 USD

Sale

400

173.9375 USD

Sale

431

173.9558 USD

Sale

500

173.7594 USD

Sale

600

173.6800 USD

Sale

670

173.9000 USD

Sale

693

173.8754 USD

Sale

741

173.7537 USD

Sale

1,000

173.7560 USD

Sale

1,700

173.7238 USD

Sale

2,032

173.8400 USD

Sale

2,300

173.6989 USD

Sale

2,600

173.7912 USD

Sale

3,400

173.7993 USD

Sale

4,109

173.7811 USD

Sale

5,575

173.7677 USD

Sale

7,575

173.8298 USD

Sale

25,500

173.8022 USD

Sale

40,843

173.8272 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

6,300

173 USD

American

25 Oct 2019

1.3015 USD

Call Option

Purchasing

100

175 USD

American

25 Oct 2019

0.0400 USD

Put Option

Purchasing

1,000

175 USD

American

25 Oct 2019

1.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

175.0000

American

Oct 25, 2019

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-100

177.5000

American

Nov 1, 2019

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

50,200

140.0000

American

Mar 20, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

5,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

200

170.0000

American

Nov 1, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

6,300

172.5000

American

Oct 25, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,200

170.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Oct 25, 2019

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

12,600

160.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

175.0000

American

Nov 15, 2019

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Purchased

100

175.0000

American

Nov 1, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

200

180.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

200

165.0000

American

Oct 25, 2019

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-100

175.0000

American

Jun 19, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-17,900

185.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

100

175.0000

American

Oct 25, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

175.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Put Options

Written

21,400

150.0000

American

Feb 21, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Put Options

Purchased

-100

172.5000

American

Nov 1, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679190
Time of Receipt (offset from UTC): 20191028T094156+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC