Form 8.3 - Abbvie Plc - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,301,318

0.16%

3,578,858

0.24%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,547,646

0.10%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,022,000

0.14%

1,051,600

0.07%

 

 

 

 

TOTAL:

 

 

 

 

5,870,964

0.40%

4,630,458

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

77.4000 USD

Purchase

20

77.7300 USD

Purchase

98

77.3009 USD

Purchase

100

77.3200 USD

Purchase

100

77.7200 USD

Purchase

100

77.6600 USD

Purchase

100

77.5700 USD

Purchase

100

77.5200 USD

Purchase

100

77.4700 USD

Purchase

139

77.4884 USD

Purchase

142

77.5466 USD

Purchase

200

77.5250 USD

Purchase

200

77.6950 USD

Purchase

200

77.5050 USD

Purchase

200

77.5675 USD

Purchase

200

77.4500 USD

Purchase

300

77.4733 USD

Purchase

300

77.5333 USD

Purchase

300

77.5133 USD

Purchase

300

77.5233 USD

Purchase

361

77.5615 USD

Purchase

372

77.5075 USD

Purchase

397

77.4986 USD

Purchase

400

77.4975 USD

Purchase

400

77.4200 USD

Purchase

415

77.5137 USD

Purchase

500

77.5350 USD

Purchase

500

77.5100 USD

Purchase

500

77.6000 USD

Purchase

537

77.5944 USD

Purchase

600

77.5366 USD

Purchase

666

77.5129 USD

Purchase

700

77.4842 USD

Purchase

724

77.5057 USD

Purchase

736

77.5188 USD

Purchase

800

77.4825 USD

Purchase

819

77.5796 USD

Purchase

1,000

77.4890 USD

Purchase

1,000

77.5515 USD

Purchase

1,100

77.4509 USD

Purchase

1,100

77.5272 USD

Purchase

1,235

77.5087 USD

Purchase

1,300

77.4865 USD

Purchase

1,756

77.5844 USD

Purchase

1,794

77.4946 USD

Purchase

1,808

77.5254 USD

Purchase

2,100

77.5566 USD

Purchase

2,108

77.4838 USD

Purchase

2,600

77.4562 USD

Purchase

3,792

77.5123 USD

Purchase

4,700

77.5088 USD

Purchase

5,943

77.3768 USD

Purchase

9,248

77.4663 USD

Purchase

10,726

77.4959 USD

Purchase

19,105

77.4903 USD

Purchase

20,100

77.5048 USD

Purchase

21,164

77.4755 USD

Purchase

23,000

77.5007 USD

Purchase

24,228

77.7500 USD

Purchase

34,514

77.6362 USD

Purchase

34,628

77.7447 USD

Purchase

34,906

77.7475 USD

Purchase

36,440

77.5834 USD

Purchase

40,791

77.4678 USD

Purchase

43,300

77.4711 USD

Purchase

74,754

77.7301 USD

Sale

15

77.5713 USD

Sale

85

77.8275 USD

Sale

95

77.5484 USD

Sale

100

77.5200 USD

Sale

200

77.7050 USD

Sale

200

77.4750 USD

Sale

200

77.4600 USD

Sale

201

77.4749 USD

Sale

201

77.5888 USD

Sale

250

77.5500 USD

Sale

300

77.5183 USD

Sale

300

77.5400 USD

Sale

300

77.5133 USD

Sale

300

77.4733 USD

Sale

363

77.5425 USD

Sale

388

77.5568 USD

Sale

389

77.3352 USD

Sale

400

77.4850 USD

Sale

400

77.3400 USD

Sale

400

77.6000 USD

Sale

420

77.6800 USD

Sale

451

77.3820 USD

Sale

500

77.4900 USD

Sale

500

77.5100 USD

Sale

503

77.3180 USD

Sale

563

77.4480 USD

Sale

600

77.5366 USD

Sale

605

77.5354 USD

Sale

700

77.4985 USD

Sale

700

77.5007 USD

Sale

743

77.6711 USD

Sale

792

77.3243 USD

Sale

799

77.5125 USD

Sale

800

77.5487 USD

Sale

899

77.4120 USD

Sale

1,077

77.5294 USD

Sale

1,087

77.4440 USD

Sale

1,226

77.7279 USD

Sale

1,300

77.5246 USD

Sale

1,300

77.6698 USD

Sale

1,395

77.7155 USD

Sale

1,500

77.4716 USD

Sale

1,500

77.5320 USD

Sale

1,631

77.5176 USD

Sale

1,892

77.6993 USD

Sale

2,148

77.3902 USD

Sale

2,235

77.5252 USD

Sale

2,500

77.5668 USD

Sale

2,700

77.4998 USD

Sale

2,942

77.5514 USD

Sale

3,247

77.6671 USD

Sale

4,250

77.5671 USD

Sale

4,426

77.5226 USD

Sale

4,700

77.5088 USD

Sale

5,171

77.5154 USD

Sale

5,366

77.4865 USD

Sale

5,675

77.5110 USD

Sale

7,187

77.6818 USD

Sale

7,800

77.5092 USD

Sale

9,800

77.5489 USD

Sale

17,300

77.4797 USD

Sale

20,700

77.4919 USD

Sale

21,650

77.4711 USD

Sale

22,022

77.6166 USD

Sale

23,702

77.7472 USD

Sale

27,211

77.5654 USD

Sale

52,148

77.7500 USD

Sale

69,193

77.7495 USD

Sale

124,066

77.5071 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

7,700

80 USD

American

20 Dec 2019

1.8600 USD

Call Option

Purchasing

100

85 USD

American

22 Nov 2019

0.2200 USD

Call Option

Selling

1,500

75 USD

American

15 Jan 2021

8.9500 USD

Call Option

Selling

2,000

77 USD

American

25 Oct 2019

0.8600 USD

Call Option

Selling

100

78 USD

American

25 Oct 2019

0.5800 USD

Call Option

Selling

100

80 USD

American

25 Oct 2019

0.0400 USD

Call Option

Selling

200

80 USD

American

8 Nov 2019

1.0500 USD

Call Option

Selling

5,000

95 USD

American

21 Feb 2020

0.3000 USD

Put Option

Purchasing

300

60 USD

American

21 Jan 2022

7.0000 USD

Put Option

Purchasing

100

73 USD

American

1 Nov 2019

0.2600 USD

Put Option

Purchasing

16,500

75 USD

American

15 Nov 2019

1.1496 USD

Put Option

Purchasing

100

76 USD

American

25 Oct 2019

0.0700 USD

Put Option

Purchasing

100

78 USD

American

25 Oct 2019

0.8000 USD

Put Option

Selling

200

63 USD

American

21 Feb 2020

0.7100 USD

Put Option

Selling

100

70 USD

American

19 Jun 2020

3.9000 USD

Put Option

Selling

16,500

73 USD

American

15 Nov 2019

0.6057 USD

Put Option

Selling

300

77 USD

American

25 Oct 2019

0.3766 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

3,000

50.0000  

American

Nov 15, 2019

Put Options

  Written

99,500

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,800

72.5000  

American

Feb 21, 2020

Put Options

  Written

100

73.5000  

American

Nov 1, 2019

Put Options

  Written

350,000

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

700

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

75.0000  

American

May 15, 2020

Put Options

  Written

900

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

200

55.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

5,200

77.5000  

American

Jan 17, 2020

Call Options

  Purchased

12,500

70.0000  

American

Nov 15, 2019

Call Options

  Purchased

6,200

82.5000  

American

Nov 15, 2019

Put Options

  Written

1,100

85.0000  

American

Jun 19, 2020

Put Options

  Written

800

82.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

70.0000  

American

Nov 1, 2019

Call Options

  Purchased

7,700

80.0000  

American

Dec 20, 2019

Put Options

  Written

1,000

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

13,100

72.5000  

American

Nov 15, 2019

Put Options

  Written

200

75.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

70.0000  

American

Oct 25, 2019

Put Options

  Purchased

-2,200

75.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-100

79.0000  

American

Nov 22, 2019

Call Options

  Written

-300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-300

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-4,100

57.5000  

American

Jan 17, 2020

Put Options

  Purchased

-600

82.5000  

American

Feb 21, 2020

Call Options

  Written

-1,500

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

57.5000  

American

Nov 15, 2019

Put Options

  Purchased

-3,700

65.0000  

American

Jan 17, 2020

Put Options

  Purchased

-16,400

75.0000  

American

Nov 15, 2019

Put Options

  Purchased

-5,100

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-7,300

97.5000  

American

Jan 17, 2020

Call Options

  Written

-19,500

90.0000  

American

Jun 19, 2020

Call Options

  Written

-8,300

70.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

100

73.0000  

American

Oct 25, 2019

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

900

72.5000  

American

Oct 25, 2019

Put Options

  Written

300

62.5000  

American

Sep 18, 2020

Put Options

  Written

49,600

95.0000  

American

Jan 17, 2020

Put Options

  Written

3,300

47.5000  

American

Jan 17, 2020

Put Options

  Written

302,400

60.0000  

American

Jan 15, 2021

Put Options

  Written

73,000

70.0000  

American

Jan 17, 2020

Put Options

  Written

50,000

57.5000  

American

Jan 17, 2020

Call Options

  Purchased

1,100

80.0000  

American

Nov 1, 2019

Put Options

  Written

1,600

72.5000  

American

Feb 21, 2020

Put Options

  Written

2,600

50.0000  

American

Jan 17, 2020

Call Options

  Purchased

800

67.5000  

American

Feb 21, 2020

Put Options

  Written

100

72.0000  

American

Nov 1, 2019

Call Options

  Purchased

37,400

80.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

45.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,100

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,300

55.0000  

American

Jun 19, 2020

Put Options

  Purchased

-10,900

82.5000  

American

Nov 15, 2019

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-10,000

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

65.0000  

American

Nov 29, 2019

Put Options

  Purchased

-1,200

77.5000  

American

Nov 15, 2019

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,600

55.0000  

American

Jan 15, 2021

Call Options

  Written

-11,600

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-13,300

55.0000  

American

Jan 17, 2020

Call Options

  Written

-100

85.0000  

American

Nov 1, 2019

Call Options

  Written

-18,200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

67.0000  

American

Oct 25, 2019

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

75.0000  

American

Nov 1, 2019

Call Options

  Purchased

4,900

80.0000  

American

Oct 25, 2019

Put Options

  Written

900

75.0000  

American

May 15, 2020

Put Options

  Written

300

77.0000  

American

Nov 8, 2019

Put Options

  Written

6,400

62.5000  

American

Jan 17, 2020

Put Options

  Written

1,000

77.0000  

American

Nov 1, 2019

Call Options

  Purchased

18,700

72.5000  

American

Jan 17, 2020

Call Options

  Purchased

3,400

78.0000  

American

Oct 25, 2019

Put Options

  Written

500

57.5000  

American

Feb 21, 2020

Call Options

  Purchased

100

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

79.0000  

American

Nov 8, 2019

Call Options

  Purchased

2,500

60.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

60.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,300

60.0000  

American

Jun 19, 2020

Put Options

  Written

5,200

79.0000  

American

Nov 1, 2019

Call Options

  Purchased

400

62.5000  

American

May 15, 2020

Put Options

  Purchased

-600

55.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-12,100

95.0000  

American

Jan 17, 2020

Call Options

  Written

-200

80.0000  

American

Nov 8, 2019

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

66.0000  

American

Nov 1, 2019

Put Options

  Purchased

-1,100

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Jan 17, 2020

Call Options

  Written

-2,600

105.0000  

American

Nov 15, 2019

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-100

77.5000  

American

Nov 8, 2019

Call Options

  Written

-1,900

115.0000  

American

Sep 18, 2020

Call Options

  Written

-3,100

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

May 15, 2020

Call Options

  Written

-500

95.0000  

American

Sep 18, 2020

Call Options

  Written

-1,200

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-29,400

60.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

92.5000  

American

Nov 15, 2019

Put Options

  Purchased

-5,600

40.0000  

American

Jan 21, 2022

Call Options

  Written

-14,700

87.5000  

American

Nov 15, 2019

Call Options

  Written

-400

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-100

76.0000  

American

Oct 25, 2019

Call Options

  Written

-5,000

95.0000  

American

Feb 21, 2020

Call Options

  Purchased

600

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

67.5000  

American

Nov 15, 2019

Call Options

  Purchased

800

155.0000  

American

Jan 17, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,100

82.5000  

American

Feb 21, 2020

Put Options

  Written

300

80.0000  

American

Jun 19, 2020

Put Options

  Written

125,000

80.0000  

American

Jan 15, 2021

Put Options

  Written

200

76.5000  

American

Nov 22, 2019

Call Options

  Purchased

3,500

70.5000  

American

Nov 29, 2019

Put Options

  Written

151,000

65.0000  

American

Jun 19, 2020

Put Options

  Written

100

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

112,100

77.5000  

American

Nov 15, 2019

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

900

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,100

65.0000  

American

Sep 18, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

100

77.0000  

American

Nov 22, 2019

Call Options

  Purchased

900

82.0000  

American

Nov 15, 2019

Call Options

  Purchased

800

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

67.5000  

American

Jan 15, 2021

Put Options

  Written

3,400

62.5000  

American

Feb 21, 2020

Put Options

  Written

100

77.5000  

American

Jan 15, 2021

Call Options

  Written

-6,900

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,000

105.0000  

American

Jun 19, 2020

Call Options

  Written

-200

70.0000  

American

Jan 21, 2022

Call Options

  Written

-300

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-17,400

85.0000  

American

Nov 15, 2019

Call Options

  Written

-87,200

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

73.5000  

American

Nov 29, 2019

Put Options

  Purchased

-500

68.5000  

American

Oct 25, 2019

Call Options

  Written

-5,100

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

74.0000  

American

Oct 25, 2019

Call Options

  Written

-800

92.5000  

American

Jan 15, 2021

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-2,600

100.0000  

American

Feb 21, 2020

Call Options

  Written

-13,400

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

75.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,400

70.0000  

American

Jan 15, 2021

Call Options

  Written

-400

82.5000  

American

Jun 19, 2020

Call Options

  Written

-4,100

115.0000  

American

Jan 17, 2020

Call Options

  Written

-400

67.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

42.5000  

American

Jan 17, 2020

Call Options

  Purchased

18,200

70.0000  

American

Jan 17, 2020

Put Options

  Written

500

67.5000  

American

Jan 17, 2020

Call Options

  Purchased

100

73.0000  

American

Nov 8, 2019

Put Options

  Written

100

59.5000  

American

Oct 25, 2019

Call Options

  Purchased

31,800

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

110.0000  

American

Jan 21, 2022

Put Options

  Written

3,200

85.0000  

American

Jan 17, 2020

Put Options

  Written

600

70.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

77.5000  

American

Nov 1, 2019

Put Options

  Written

900

55.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

75.0000  

American

Oct 25, 2019

Call Options

  Purchased

200

76.5000  

American

Nov 22, 2019

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

9,300

90.0000  

American

Feb 21, 2020

Put Options

  Written

300

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

11,000

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

500

77.5000  

American

Sep 18, 2020

Put Options

  Purchased

-700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,300

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-8,200

75.0000  

American

Jan 17, 2020

Put Options

  Purchased

-800

50.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

78.0000  

American

Oct 25, 2019

Put Options

  Purchased

-300

77.0000  

American

Nov 15, 2019

Call Options

  Written

-400

73.5000  

American

Nov 1, 2019

Call Options

  Written

-700

72.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

60.0000  

American

Feb 21, 2020

Put Options

  Purchased

-71,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-19,800

65.0000  

American

Nov 15, 2019

Call Options

  Written

-2,500

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-13,100

69.0000  

American

Oct 25, 2019

Call Options

  Written

-100,100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-300

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,800

72.5000  

American

Jun 19, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Call Options

  Written

-200

79.0000  

American

Nov 1, 2019

Put Options

  Purchased

-5,000

35.0000  

American

Jan 15, 2021

Call Options

  Written

-900

90.0000  

American

Sep 18, 2020

Call Options

  Written

-3,200

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,400

75.0000  

American

Feb 21, 2020

Put Options

  Written

200

55.0000  

American

Nov 15, 2019

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

24,500

75.0000  

American

Nov 15, 2019

Call Options

  Purchased

12,600

80.0000  

American

Feb 21, 2020

Put Options

  Written

26,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

45.0000  

American

Nov 15, 2019

Call Options

  Purchased

24,700

67.5000  

American

Jan 17, 2020

Put Options

  Written

100

76.0000  

American

Nov 29, 2019

Put Options

  Written

400

77.0000  

American

Oct 25, 2019

Put Options

  Written

6,100

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,100

74.0000  

American

Oct 25, 2019

Call Options

  Purchased

200

71.0000  

American

Nov 1, 2019

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

85.0000  

American

Nov 22, 2019

Put Options

  Written

700

72.0000  

American

Oct 25, 2019

Call Options

  Purchased

300

75.5000  

American

Nov 1, 2019

Call Options

  Purchased

100

81.0000  

American

Oct 25, 2019

Put Options

  Written

100

57.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,100

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,000

69.5000  

American

Oct 25, 2019

Call Options

  Written

-52,800

82.5000  

American

Jan 17, 2020

Put Options

  Purchased

-200

75.0000  

American

Oct 25, 2019

Call Options

  Written

-100

180.0000  

American

Jan 17, 2020

Call Options

  Written

-300

78.5000  

American

Nov 15, 2019

Call Options

  Written

-2,200

62.5000  

American

Feb 21, 2020

Put Options

  Purchased

-300

42.5000  

American

Nov 15, 2019

Put Options

  Purchased

-1,700

87.5000  

American

Jan 17, 2020

Call Options

  Written

-1,000

76.5000  

American

Nov 1, 2019

Call Options

  Written

-18,100

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,100

76.5000  

American

Oct 25, 2019

Call Options

  Written

-2,000

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

80.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

78.0000  

American

Nov 29, 2019

Put Options

  Purchased

-9,500

72.5000  

American

Jan 15, 2021

Call Options

  Written

-100

90.0000  

American

Jan 15, 2021

Call Options

  Written

-200

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-800

92.5000  

American

Jun 19, 2020

Call Options

  Written

-200

75.0000  

American

Nov 22, 2019

Put Options

  Purchased

-7,000

70.0000  

American

Jan 17, 2020

Call Options

  Written

-3,300

77.0000  

American

Oct 25, 2019

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-100

65.0000  

American

Jan 15, 2021

Call Options

  Written

-700

77.0000  

American

Nov 8, 2019

Put Options

  Purchased

-1,600

68.0000  

American

Oct 25, 2019

Call Options

  Written

-500

87.5000  

American

Jun 19, 2020

Put Options

  Written

3,000

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,500

80.0000  

American

Jun 19, 2020

Put Options

  Written

6,000

105.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

83.0000  

American

Nov 15, 2019

Put Options

  Written

14,500

72.5000  

American

Nov 15, 2019

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

57.5000  

American

Sep 18, 2020

Put Options

  Written

75,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,900

79.0000  

American

Oct 25, 2019

Put Options

  Written

1,300

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

500

85.0000  

American

May 15, 2020

Call Options

  Purchased

300

79.0000  

American

Nov 22, 2019

Call Options

  Purchased

1,200

57.5000  

American

Jun 19, 2020

Put Options

  Written

200

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,300

47.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,500

77.5000  

American

Oct 25, 2019

Call Options

  Purchased

500

78.0000  

American

Nov 1, 2019

Call Options

  Purchased

100

73.5000  

American

Oct 25, 2019

Call Options

  Purchased

7,000

85.0000  

American

Jun 19, 2020

Put Options

  Written

100

65.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

76.0000  

American

Nov 15, 2019

Call Options

  Written

-200

105.0000  

American

Sep 18, 2020

Put Options

  Purchased

-200

75.5000  

American

Oct 25, 2019

Call Options

  Written

-11,800

87.5000  

American

Jan 17, 2020

Call Options

  Written

-10,500

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

67.5000  

American

Feb 21, 2020

Call Options

  Written

-13,800

90.0000  

American

Nov 15, 2019

Put Options

  Purchased

-27,100

62.5000  

American

Nov 15, 2019

Call Options

  Written

-1,100

62.5000  

American

Jan 17, 2020

Put Options

  Purchased

-39,200

67.5000  

American

Nov 15, 2019

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-10,400

100.0000  

American

Jun 19, 2020

Call Options

  Written

-1,000

100.0000  

American

Nov 15, 2019

Call Options

  Written

-69,400

100.0000  

American

Jan 17, 2020

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

400

72.5000  

American

May 15, 2020

Call Options

  Purchased

14,900

77.5000  

American

Jan 17, 2020

Put Options

  Written

100

62.5000  

American

Oct 25, 2019

Call Options

  Purchased

100

79.0000  

American

Nov 15, 2019

Call Options

  Purchased

5,500

77.5000  

American

Jan 15, 2021

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

77.0000  

American

Nov 1, 2019

Put Options

  Written

2,000

47.5000  

American

Nov 15, 2019

Call Options

  Purchased

1,700

77.5000  

American

Feb 21, 2020

Put Options

  Written

8,400

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,200

75.0000  

American

Jan 17, 2020

Put Options

  Written

200

73.0000  

American

Nov 22, 2019

Call Options

  Purchased

1,300

80.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

73.5000  

American

Oct 25, 2019

Call Options

  Written

-6,900

92.5000  

American

Jan 17, 2020

Put Options

  Purchased

-2,200

72.5000  

American

Jan 17, 2020

Call Options

  Written

-3,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-12,300

60.0000  

American

Nov 15, 2019

Put Options

  Purchased

-600

63.0000  

American

Nov 1, 2019

Call Options

  Written

-5,000

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-300

77.5000  

American

Feb 21, 2020

Call Options

  Written

-6,500

95.0000  

American

Nov 15, 2019

Put Options

  Purchased

-9,400

90.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-3,100

135.0000  

American

Jan 17, 2020

Put Options

  Purchased

-7,000

76.0000  

American

Oct 25, 2019

Put Options

  Purchased

-13,200

70.0000  

American

Nov 15, 2019

Call Options

  Written

-400

80.0000  

American

Jan 15, 2021

Call Options

  Written

-12,000

90.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,800

100.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679141
Time of Receipt (offset from UTC): 20191025T155933+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC