Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,746,208

1.14%

2,244,647

0.68%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,991,200

0.61%

1,942,446

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

817,000

0.25%

516,800

0.16%

 

 

 

 

TOTAL:

 

 

 

 

6,554,408

2.00%

4,703,893

1.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

174.3300 USD

Purchase

8

174.0100 USD

Purchase

28

173.3914 USD

Purchase

43

173.3700 USD

Purchase

83

173.7993 USD

Purchase

97

173.5440 USD

Purchase

100

174.1300 USD

Purchase

100

173.7700 USD

Purchase

100

175.2500 USD

Purchase

100

173.1550 USD

Purchase

102

174.4200 USD

Purchase

117

173.3693 USD

Purchase

136

173.5527 USD

Purchase

200

173.5425 USD

Purchase

200

173.3600 USD

Purchase

200

173.3500 USD

Purchase

200

173.6750 USD

Purchase

200

173.2545 USD

Purchase

200

173.6850 USD

Purchase

206

173.3098 USD

Purchase

300

173.7957 USD

Purchase

355

173.9300 USD

Purchase

400

173.3375 USD

Purchase

498

173.5144 USD

Purchase

711

173.3691 USD

Purchase

814

173.3671 USD

Purchase

860

173.5102 USD

Purchase

880

173.5072 USD

Purchase

1,046

173.6673 USD

Purchase

2,700

173.4391 USD

Purchase

3,158

173.6874 USD

Purchase

4,132

173.9822 USD

Purchase

6,333

173.9122 USD

Purchase

7,434

173.4674 USD

Purchase

9,387

173.8293 USD

Purchase

11,600

173.7311 USD

Purchase

20,869

174.0347 USD

Purchase

34,139

173.8404 USD

Sale

2

174.3300 USD

Sale

4

173.3000 USD

Sale

5

173.8600 USD

Sale

8

174.0100 USD

Sale

50

173.9700 USD

Sale

73

173.5983 USD

Sale

73

173.7621 USD

Sale

100

173.0869 USD

Sale

100

173.5300 USD

Sale

100

174.6000 USD

Sale

100

174.0600 USD

Sale

100

173.9900 USD

Sale

100

173.9600 USD

Sale

101

173.5799 USD

Sale

106

173.8500 USD

Sale

117

173.9640 USD

Sale

117

173.3693 USD

Sale

123

174.3475 USD

Sale

200

174.2850 USD

Sale

237

173.9548 USD

Sale

245

173.8264 USD

Sale

262

173.9583 USD

Sale

300

174.6566 USD

Sale

430

174.6604 USD

Sale

480

173.5162 USD

Sale

500

173.6521 USD

Sale

500

173.6120 USD

Sale

670

173.9643 USD

Sale

1,000

173.9025 USD

Sale

1,400

173.5420 USD

Sale

1,600

173.7375 USD

Sale

2,500

173.7886 USD

Sale

2,526

174.4752 USD

Sale

3,201

173.6379 USD

Sale

3,400

173.6776 USD

Sale

3,728

173.6991 USD

Sale

3,941

173.7075 USD

Sale

4,437

173.5928 USD

Sale

4,500

173.6313 USD

Sale

5,563

173.9188 USD

Sale

5,859

173.9300 USD

Sale

6,775

173.7702 USD

Sale

13,605

173.8515 USD

Sale

13,730

173.6092 USD

Sale

25,394

173.9233 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

175 USD

American

1 Nov 2019

1.0100 USD

Call Option

Purchasing

500

175 USD

American

15 Nov 2019

1.5000 USD

Call Option

Purchasing

100

180 USD

American

19 Jun 2020

7.4300 USD

Call Option

Purchasing

100

185 USD

American

17 Jan 2020

0.9800 USD

Call Option

Selling

100

175 USD

American

17 Jan 2020

4.9800 USD

Call Option

Selling

100

175 USD

American

19 Jun 2020

10.4300 USD

Call Option

Selling

100

178 USD

American

1 Nov 2019

0.7200 USD

Put Option

Purchasing

500

170 USD

American

17 Jan 2020

3.8000 USD

Put Option

Purchasing

100

173 USD

American

1 Nov 2019

1.0200 USD

Put Option

Selling

600

150 USD

American

21 Feb 2020

2.6000 USD

Put Option

Selling

200

170 USD

American

1 Nov 2019

1.2400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

100

135.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Call Options

  Purchased

500

185.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

180.0000  

American

Nov 8, 2019

Call Options

  Purchased

1,600

175.0000  

American

Dec 20, 2019

Call Options

  Purchased

1,200

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

15,900

165.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

130.0000  

American

Nov 15, 2019

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

4,600

155.0000  

American

Dec 20, 2019

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

190.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Call Options

  Written

-400

155.0000  

American

Nov 15, 2019

Call Options

  Written

-2,300

185.0000  

American

Dec 20, 2019

Put Options

  Purchased

-7,100

155.0000  

American

Nov 15, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Call Options

  Written

-100

190.0000  

American

Nov 15, 2019

Call Options

  Written

-100

177.5000  

American

Nov 1, 2019

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,500

165.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

140.0000  

American

Nov 15, 2019

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

175.0000  

American

Oct 25, 2019

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Written

300

145.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

5,900

160.0000  

American

Jun 19, 2020

Call Options

  Purchased

900

145.0000  

American

Nov 15, 2019

Call Options

  Purchased

26,500

170.0000  

American

Dec 20, 2019

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

12,900

150.0000  

American

Nov 15, 2019

Put Options

  Written

200

170.0000  

American

Nov 1, 2019

Call Options

  Purchased

3,800

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Call Options

  Purchased

800

155.0000  

American

Jan 15, 2021

Put Options

  Written

50,200

140.0000  

American

Mar 20, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

175.0000  

American

Nov 15, 2019

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-10,800

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

135.0000  

American

Nov 15, 2019

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

95.0000  

American

Nov 15, 2019

Call Options

  Written

-1,700

200.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,200

180.0000  

American

Jan 17, 2020

Put Options

  Written

2,800

90.0000  

American

Nov 15, 2019

Put Options

  Written

149,800

140.0000  

American

Nov 15, 2019

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,300

155.0000  

American

Dec 20, 2019

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,900

185.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,500

160.0000  

American

Nov 15, 2019

Call Options

  Purchased

5,800

160.0000  

American

Jan 17, 2020

Call Options

  Purchased

12,400

170.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,700

140.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Call Options

  Written

-100

210.0000  

American

Nov 15, 2019

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Put Options

  Purchased

-50,000

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,200

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

180.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

46,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Written

-29,800

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,000

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,100

165.0000  

American

Nov 15, 2019

Put Options

  Purchased

-100

177.5000  

American

Nov 8, 2019

Call Options

  Written

-200

165.0000  

American

Oct 25, 2019

Put Options

  Purchased

-2,400

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

170.0000  

American

Nov 8, 2019

Put Options

  Purchased

-5,300

100.0000  

American

Jan 17, 2020

Put Options

  Purchased

-7,400

130.0000  

American

Nov 15, 2019

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,600

120.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,600

175.0000  

American

Nov 15, 2019

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

125.0000  

American

Jan 17, 2020

Put Options

  Written

29,300

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

175.0000  

American

Nov 1, 2019

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Put Options

  Written

12,600

160.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

185.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Put Options

  Written

50,000

140.0000  

American

Feb 21, 2020

Call Options

  Purchased

900

115.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,600

190.0000  

American

Jan 17, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-4,100

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-200

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

100.0000  

American

Nov 15, 2019

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

170.0000  

American

Nov 15, 2019

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Put Options

  Purchased

-39,200

150.0000  

American

Nov 15, 2019

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Put Options

  Written

200

165.0000  

American

Oct 25, 2019

Put Options

  Written

500

230.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

33,600

150.0000  

American

Dec 20, 2019

Call Options

  Written

-100

175.0000  

American

Jun 19, 2020

Call Options

  Written

-6,100

200.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

165.0000  

American

Nov 1, 2019

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-500

135.0000  

American

Dec 20, 2019

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-300

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

175.0000  

American

Jan 17, 2020

Call Options

  Written

-100

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Call Options

  Written

-17,900

185.0000  

American

Jan 17, 2020

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,500

135.0000  

American

Nov 15, 2019

Put Options

  Written

6,700

145.0000  

American

Jan 17, 2020

Put Options

  Written

500

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

170.0000  

American

Nov 1, 2019

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

180.0000  

American

Dec 20, 2019

Put Options

  Written

1,000

135.0000  

American

Jan 17, 2020

Call Options

  Purchased

12,100

180.0000  

American

Nov 15, 2019

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Put Options

  Written

25,500

120.0000  

American

Nov 15, 2019

Put Options

  Written

7,900

170.0000  

American

Feb 21, 2020

Put Options

  Written

1,300

105.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

90.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

160.0000  

American

Dec 20, 2019

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Call Options

  Written

-1,000

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

110.0000  

American

Nov 15, 2019

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-19,700

95.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

150.0000  

American

Nov 15, 2019

Call Options

  Purchased

1,700

180.0000  

American

Feb 21, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,100

175.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

125.0000  

American

Nov 15, 2019

Put Options

  Written

40,000

170.0000  

American

Jan 17, 2020

Put Options

  Written

5,600

145.0000  

American

Feb 21, 2020

Put Options

  Written

21,400

150.0000  

American

Feb 21, 2020

Put Options

  Written

9,300

160.0000  

American

Dec 20, 2019

Put Options

  Written

6,800

115.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,500

145.0000  

American

Jan 17, 2020

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

3,000

200.0000  

American

Dec 20, 2019

Call Options

  Written

-100

195.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

172.5000  

American

Nov 1, 2019

Put Options

  Purchased

-2,000

160.0000  

American

Nov 15, 2019

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-600

110.0000  

American

Jan 17, 2020

Call Options

  Written

-2,200

130.0000  

American

Jan 17, 2020

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679111
Time of Receipt (offset from UTC): 20191025T115458+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC