FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,740,209

1.14%

2,253,282

0.69%

 

(2)

Derivatives (other than options):

1,991,200

0.61%

1,938,520

0.59%

 

(3)

Options and agreements to
purchase/sell:

815,600

0.25%

516,100

0.16%

 
TOTAL:

6,547,009

2.00%

4,707,902

1.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

174.9900 USD

Purchase

4

175.0050 USD

Purchase

16

175.0700 USD

Purchase

50

175.0200 USD

Purchase

56

175.0500 USD

Purchase

74

175.0552 USD

Purchase

100

174.9700 USD

Purchase

100

175.0100 USD

Purchase

100

175.0300 USD

Purchase

107

174.9232 USD

Purchase

200

175.0575 USD

Purchase

200

175.0750 USD

Purchase

200

175.0550 USD

Purchase

300

174.9575 USD

Purchase

300

175.0033 USD

Purchase

301

174.9367 USD

Purchase

302

174.9601 USD

Purchase

400

174.9275 USD

Purchase

400

174.9525 USD

Purchase

500

175.0220 USD

Purchase

553

175.0062 USD

Purchase

600

174.9400 USD

Purchase

899

175.0340 USD

Purchase

1,197

174.9375 USD

Purchase

1,200

175.0012 USD

Purchase

1,595

175.0145 USD

Purchase

2,115

174.9633 USD

Purchase

2,206

174.9780 USD

Purchase

2,500

174.9776 USD

Purchase

2,893

175.0284 USD

Purchase

5,200

175.0241 USD

Purchase

5,734

174.9902 USD

Purchase

5,900

175.0056 USD

Purchase

5,957

174.9882 USD

Purchase

6,559

175.0215 USD

Purchase

6,720

174.9869 USD

Purchase

10,134

175.0000 USD

Purchase

10,500

175.0135 USD

Purchase

13,398

175.0150 USD

Purchase

14,529

175.0029 USD

Purchase

16,565

175.0098 USD

Purchase

25,000

174.7900 USD

Purchase

27,763

175.0244 USD

Purchase

36,500

174.9738 USD

Sale

5

174.8700 USD

Sale

15

174.7700 USD

Sale

15

175.1586 USD

Sale

50

174.9400 USD

Sale

90

175.0579 USD

Sale

100

174.9100 USD

Sale

100

174.8900 USD

Sale

100

174.9725 USD

Sale

100

175.2300 USD

Sale

100

175.0200 USD

Sale

107

174.9700 USD

Sale

200

175.0350 USD

Sale

200

174.9500 USD

Sale

200

174.9600 USD

Sale

300

174.8600 USD

Sale

300

175.0400 USD

Sale

400

174.9475 USD

Sale

400

174.9250 USD

Sale

400

175.1100 USD

Sale

400

175.0950 USD

Sale

735

174.9490 USD

Sale

888

174.9329 USD

Sale

1,016

175.0358 USD

Sale

1,125

174.9726 USD

Sale

1,197

174.9375 USD

Sale

1,300

175.0526 USD

Sale

1,400

175.0025 USD

Sale

1,645

174.9485 USD

Sale

2,345

174.9559 USD

Sale

3,505

175.0079 USD

Sale

3,800

175.0149 USD

Sale

3,938

174.9872 USD

Sale

4,500

175.0066 USD

Sale

4,546

175.0540 USD

Sale

4,548

174.9404 USD

Sale

4,800

175.0182 USD

Sale

5,183

175.0000 USD

Sale

6,708

174.9982 USD

Sale

7,100

174.9652 USD

Sale

8,415

174.9512 USD

Sale

10,459

174.9918 USD

Sale

15,320

174.9985 USD

Sale

33,271

174.9200 USD

Sale

50,000

174.7900 USD

Sale

60,667

175.0138 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

200

165 USD

American

25 Oct 2019

11.2000 USD

Put Option

Purchasing

1,500

175 USD

American

25 Oct 2019

0.6000 USD

Put Option

Purchasing

1,000

175 USD

American

17 Jan 2020

5.7940 USD

Put Option

Purchasing

100

178 USD

American

8 Nov 2019

3.6500 USD

Put Option

Selling

1,000

165 USD

American

15 Nov 2019

1.4540 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

175.0000

American

Oct 25, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Written

5,900

160.0000

American

Jun 19, 2020

Put Options

Written

50,200

140.0000

American

Mar 20, 2020

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Purchased

-50,000

160.0000

American

Mar 20, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

177.5000

American

Nov 8, 2019

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Oct 25, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

165.0000

American

Nov 15, 2019

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Put Options

Written

12,600

160.0000

American

Feb 21, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

200

165.0000

American

Oct 25, 2019

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-300

165.0000

American

Mar 20, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

20,800

150.0000

American

Feb 21, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

175.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679028
Time of Receipt (offset from UTC): 20191024T130142+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC