FORM 8.3 – ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,297,092

0.16%

3,542,158

0.24%

 

(2)

Derivatives (other than options):

1,547,646

0.10%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,999,500

0.14%

1,028,000

0.07%

 
TOTAL:

5,844,238

0.40%

4,570,158

0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

25

78.2100 USD

Purchase

45

78.0777 USD

Purchase

71

77.9300 USD

Purchase

75

78.2500 USD

Purchase

98

78.4973 USD

Purchase

100

78.0500 USD

Purchase

100

78.1100 USD

Purchase

100

78.1000 USD

Purchase

100

78.0400 USD

Purchase

101

78.3607 USD

Purchase

145

78.3958 USD

Purchase

180

78.2997 USD

Purchase

184

77.9891 USD

Purchase

200

78.0175 USD

Purchase

200

77.9670 USD

Purchase

200

78.4450 USD

Purchase

200

78.0150 USD

Purchase

200

78.2750 USD

Purchase

200

78.2400 USD

Purchase

200

78.0700 USD

Purchase

200

78.0625 USD

Purchase

240

77.9897 USD

Purchase

240

77.9898 USD

Purchase

300

78.3900 USD

Purchase

300

77.9850 USD

Purchase

300

78.3633 USD

Purchase

300

78.3758 USD

Purchase

324

78.3183 USD

Purchase

362

77.9675 USD

Purchase

400

78.0087 USD

Purchase

454

78.2935 USD

Purchase

490

78.3563 USD

Purchase

500

78.2860 USD

Purchase

500

78.1490 USD

Purchase

500

78.0780 USD

Purchase

518

77.9658 USD

Purchase

600

77.8450 USD

Purchase

604

78.1408 USD

Purchase

700

77.9935 USD

Purchase

700

77.8800 USD

Purchase

700

78.2314 USD

Purchase

800

78.3150 USD

Purchase

800

78.0437 USD

Purchase

800

78.1450 USD

Purchase

801

77.9800 USD

Purchase

852

78.0159 USD

Purchase

1,100

77.9272 USD

Purchase

1,446

78.2656 USD

Purchase

1,500

78.2706 USD

Purchase

2,487

78.0928 USD

Purchase

2,800

78.1938 USD

Purchase

3,049

78.3346 USD

Purchase

3,180

78.6124 USD

Purchase

3,200

78.1265 USD

Purchase

3,311

78.0381 USD

Purchase

3,900

78.2394 USD

Purchase

6,381

78.0950 USD

Purchase

7,020

78.1070 USD

Purchase

8,000

78.0975 USD

Purchase

9,352

77.9683 USD

Purchase

9,900

78.2334 USD

Purchase

10,087

77.8700 USD

Purchase

10,308

78.1208 USD

Purchase

13,258

77.9269 USD

Purchase

16,885

78.1093 USD

Purchase

18,556

78.1021 USD

Purchase

19,800

78.0904 USD

Purchase

19,886

78.3084 USD

Purchase

25,000

77.9981 USD

Purchase

25,720

78.1054 USD

Purchase

27,396

78.1114 USD

Purchase

28,947

77.9020 USD

Purchase

32,871

78.2823 USD

Purchase

42,363

78.0109 USD

Purchase

51,960

78.1755 USD

Sale

39

78.2500 USD

Sale

47

78.3000 USD

Sale

60

78.5800 USD

Sale

100

78.1000 USD

Sale

100

78.1900 USD

Sale

100

78.2700 USD

Sale

100

78.3350 USD

Sale

100

78.3400 USD

Sale

100

78.3450 USD

Sale

100

78.4400 USD

Sale

100

78.6400 USD

Sale

106

78.2386 USD

Sale

130

78.4153 USD

Sale

180

78.3072 USD

Sale

180

78.2997 USD

Sale

200

78.3162 USD

Sale

200

78.2175 USD

Sale

200

78.3550 USD

Sale

200

77.9850 USD

Sale

200

77.8850 USD

Sale

200

78.4775 USD

Sale

230

78.3586 USD

Sale

240

77.9897 USD

Sale

240

77.8500 USD

Sale

300

78.2933 USD

Sale

300

78.3833 USD

Sale

300

78.0600 USD

Sale

300

77.9533 USD

Sale

300

77.9900 USD

Sale

300

78.2800 USD

Sale

305

78.0050 USD

Sale

355

78.2338 USD

Sale

365

78.4316 USD

Sale

399

78.3547 USD

Sale

400

78.2325 USD

Sale

400

78.6025 USD

Sale

420

77.8809 USD

Sale

500

78.1490 USD

Sale

521

78.1272 USD

Sale

637

78.2410 USD

Sale

700

78.3214 USD

Sale

700

77.8900 USD

Sale

800

77.9625 USD

Sale

800

78.3038 USD

Sale

800

78.3125 USD

Sale

807

77.8726 USD

Sale

852

78.2905 USD

Sale

900

78.2983 USD

Sale

900

78.2755 USD

Sale

904

77.9280 USD

Sale

907

78.0122 USD

Sale

910

77.8800 USD

Sale

932

78.2774 USD

Sale

932

78.2747 USD

Sale

978

78.2758 USD

Sale

1,016

78.5692 USD

Sale

1,100

78.2322 USD

Sale

1,148

78.3655 USD

Sale

1,300

78.3061 USD

Sale

1,300

77.9684 USD

Sale

1,400

78.2985 USD

Sale

1,500

77.9946 USD

Sale

1,535

78.0040 USD

Sale

1,553

78.0072 USD

Sale

1,572

77.9930 USD

Sale

1,594

78.3067 USD

Sale

1,700

78.0785 USD

Sale

1,806

78.2990 USD

Sale

1,865

77.9548 USD

Sale

1,872

78.3953 USD

Sale

1,933

77.8636 USD

Sale

2,229

77.9917 USD

Sale

2,233

77.9303 USD

Sale

2,288

77.8700 USD

Sale

2,345

78.5051 USD

Sale

2,413

78.2845 USD

Sale

2,993

78.0148 USD

Sale

3,268

78.3009 USD

Sale

3,471

78.2773 USD

Sale

3,787

78.0179 USD

Sale

3,820

78.2497 USD

Sale

3,900

77.9487 USD

Sale

4,048

78.3064 USD

Sale

4,082

78.3081 USD

Sale

4,430

78.2557 USD

Sale

4,633

78.1201 USD

Sale

4,816

77.9966 USD

Sale

5,118

78.2812 USD

Sale

5,154

78.1208 USD

Sale

5,459

77.9958 USD

Sale

5,700

77.9257 USD

Sale

5,800

78.0994 USD

Sale

7,070

78.3541 USD

Sale

7,400

78.1259 USD

Sale

8,867

78.3047 USD

Sale

9,700

78.1768 USD

Sale

11,111

78.1031 USD

Sale

13,212

78.2930 USD

Sale

16,552

78.3412 USD

Sale

17,700

78.1070 USD

Sale

25,980

78.1755 USD

Sale

26,283

78.0591 USD

Sale

28,137

77.8884 USD

Sale

28,659

77.8766 USD

Sale

96,764

78.1132 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

200

60 USD American

15 Jan 2021

19.4000 USD

Call Option Purchasing

100

73 USD American

17 Jan 2020

7.2600 USD

Call Option Purchasing

100

75 USD American

21 Feb 2020

6.4500 USD

Call Option Purchasing

200

77 USD American

25 Oct 2019

1.4850 USD

Call Option Purchasing

200

78 USD American

25 Oct 2019

0.9000 USD

Call Option Purchasing

600

78 USD American

1 Nov 2019

1.4383 USD

Call Option Purchasing

200

78 USD American

1 Nov 2019

2.0800 USD

Call Option Purchasing

200

78 USD American

15 Nov 2019

2.6800 USD

Call Option Purchasing

300

79 USD American

25 Oct 2019

0.4500 USD

Call Option Purchasing

300

79 USD American

22 Nov 2019

2.1300 USD

Call Option Purchasing

5,700

80 USD American

25 Oct 2019

0.1901 USD

Call Option Purchasing

100

80 USD American

15 Nov 2019

1.2600 USD

Call Option Purchasing

100

80 USD American

17 Jan 2020

2.3100 USD

Call Option Purchasing

100

81 USD American

25 Oct 2019

0.0500 USD

Call Option Purchasing

900

82 USD American

15 Nov 2019

0.7277 USD

Call Option Purchasing

100

83 USD American

21 Feb 2020

2.5300 USD

Call Option Purchasing

100

85 USD American

22 Nov 2019

0.3300 USD

Call Option Purchasing

300

85 USD American

21 Feb 2020

1.8000 USD

Call Option Purchasing

100

88 USD American

17 Jan 2020

0.6100 USD

Call Option Purchasing

1,300

90 USD American

17 Jan 2020

0.3800 USD

Call Option Purchasing

800

90 USD American

21 Feb 2020

0.7400 USD

Call Option Selling

13,800

70 USD American

15 Jan 2021

12.3630 USD

Call Option Selling

200

75 USD American

15 Nov 2019

4.4200 USD

Call Option Selling

200

77 USD American

25 Oct 2019

1.3400 USD

Call Option Selling

100

78 USD American

1 Nov 2019

1.7900 USD

Call Option Selling

100

78 USD American

8 Nov 2019

2.6500 USD

Call Option Selling

200

79 USD American

1 Nov 2019

1.2800 USD

Call Option Selling

300

79 USD American

15 Nov 2019

2.2100 USD

Call Option Selling

100

80 USD American

15 Nov 2019

1.2500 USD

Put Option Purchasing

100

76 USD American

15 Nov 2019

1.2300 USD

Put Option Purchasing

100

77 USD American

25 Oct 2019

0.1800 USD

Put Option Purchasing

300

77 USD American

15 Nov 2019

1.6600 USD

Put Option Purchasing

100

78 USD American

15 Nov 2019

1.7200 USD

Put Option Purchasing

100

79 USD American

22 Nov 2019

2.6500 USD

Put Option Selling

800

50 USD American

19 Jun 2020

0.5400 USD

Put Option Selling

100

55 USD American

21 Feb 2020

0.2000 USD

Put Option Selling

100

58 USD American

21 Feb 2020

0.3300 USD

Put Option Selling

100

76 USD American

25 Oct 2019

0.2100 USD

Put Option Selling

100

77 USD American

25 Oct 2019

0.3000 USD

Put Option Selling

100

77 USD American

22 Nov 2019

1.7500 USD

Put Option Selling

5,200

79 USD American

1 Nov 2019

2.0311 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Put Options Written

350,000

65.0000

American Jan 17, 2020
Put Options Written

99,500

60.0000

American Jun 19, 2020
Put Options Written

3,000

50.0000

American Nov 15, 2019
Call Options Purchased

6,200

82.5000

American Nov 15, 2019
Put Options Written

900

37.5000

American Jan 21, 2022
Call Options Purchased

13,100

72.5000

American Nov 15, 2019
Call Options Purchased

200

75.0000

American May 15, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

3,800

72.5000

American Feb 21, 2020
Put Options Written

100

73.5000

American Nov 1, 2019
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

12,500

70.0000

American Nov 15, 2019
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

5,200

77.5000

American Jan 17, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Written

200

75.0000

American Jun 19, 2020
Call Options Purchased

100

70.0000

American Nov 1, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-3,700

65.0000

American Jan 17, 2020
Put Options Purchased

-100

65.0000

American Jan 15, 2021
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-100

79.0000

American Nov 22, 2019
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-4,100

57.5000

American Jan 17, 2020
Call Options Written

-19,500

90.0000

American Jun 19, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Put Options Purchased

-600

82.5000

American Feb 21, 2020
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Put Options Purchased

-2,200

75.0000

American Feb 21, 2020
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Purchased

1,100

85.0000

American Feb 21, 2020
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Written

302,400

60.0000

American Jan 15, 2021
Put Options Written

73,000

70.0000

American Jan 17, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Call Options Purchased

900

72.5000

American Oct 25, 2019
Put Options Written

100

75.0000

American Nov 15, 2019
Call Options Purchased

37,400

80.0000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

100

72.0000

American Nov 1, 2019
Put Options Written

100

73.0000

American Oct 25, 2019
Put Options Written

3,300

47.5000

American Jan 17, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

1,600

72.5000

American Feb 21, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Put Options Written

2,600

50.0000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Call Options Purchased

1,100

80.0000

American Nov 1, 2019
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Put Options Purchased

-13,300

55.0000

American Jan 17, 2020
Put Options Purchased

-1,200

77.5000

American Nov 15, 2019
Put Options Purchased

-2,000

72.5000

American Nov 15, 2019
Call Options Written

-100

85.0000

American Nov 1, 2019
Put Options Purchased

-100

65.0000

American Nov 29, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Purchased

18,700

72.5000

American Jan 17, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Put Options Written

5,200

79.0000

American Nov 1, 2019
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

900

75.0000

American May 15, 2020
Put Options Written

100

72.5000

American Nov 1, 2019
Call Options Purchased

400

62.5000

American May 15, 2020
Call Options Purchased

200

79.0000

American Nov 8, 2019
Call Options Purchased

3,400

78.0000

American Oct 25, 2019
Put Options Written

1,000

77.0000

American Nov 1, 2019
Put Options Written

500

57.5000

American Feb 21, 2020
Call Options Purchased

200

75.0000

American Nov 1, 2019
Call Options Purchased

5,000

80.0000

American Oct 25, 2019
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Put Options Written

300

77.0000

American Nov 8, 2019
Put Options Written

6,400

62.5000

American Jan 17, 2020
Call Options Written

-100

76.0000

American Oct 25, 2019
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Put Options Purchased

-1,100

85.0000

American Feb 21, 2020
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Put Options Purchased

-5,600

40.0000

American Jan 21, 2022
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Call Options Written

-1,600

75.0000

American Jan 15, 2021
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-14,700

87.5000

American Nov 15, 2019
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-300

80.0000

American May 15, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Call Options Written

-100

77.5000

American Nov 8, 2019
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-29,400

60.0000

American Jan 17, 2020
Call Options Purchased

1,100

82.5000

American Feb 21, 2020
Call Options Purchased

100

67.5000

American Nov 15, 2019
Call Options Purchased

112,100

77.5000

American Nov 15, 2019
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,100

65.0000

American Sep 18, 2020
Call Options Purchased

800

87.5000

American Feb 21, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Written

300

80.0000

American Jun 19, 2020
Put Options Written

125,000

80.0000

American Jan 15, 2021
Put Options Written

200

76.5000

American Nov 22, 2019
Put Options Written

151,000

65.0000

American Jun 19, 2020
Call Options Purchased

200

67.5000

American Jan 15, 2021
Put Options Written

100

77.0000

American Nov 22, 2019
Put Options Written

37,300

57.5000

American Jun 19, 2020
Call Options Purchased

3,500

70.5000

American Nov 29, 2019
Put Options Written

900

42.5000

American Jan 21, 2022
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Put Options Written

3,200

62.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Purchased

900

82.0000

American Nov 15, 2019
Put Options Written

100

37.5000

American Jan 15, 2021
Call Options Written

-87,200

70.0000

American Jan 15, 2021
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Put Options Purchased

-100

74.0000

American Oct 25, 2019
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-400

82.5000

American Jun 19, 2020
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-2,600

100.0000

American Feb 21, 2020
Put Options Purchased

-1,400

70.0000

American Jan 15, 2021
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Call Options Written

-300

110.0000

American Sep 18, 2020
Put Options Purchased

-100

73.5000

American Nov 29, 2019
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-13,400

100.0000

American Jan 15, 2021
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-800

92.5000

American Jan 15, 2021
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-17,400

85.0000

American Nov 15, 2019
Call Options Written

-100

75.0000

American Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Purchased

600

75.0000

American Oct 25, 2019
Call Options Purchased

11,000

75.0000

American Sep 18, 2020
Call Options Purchased

9,300

90.0000

American Feb 21, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Call Options Purchased

200

76.5000

American Nov 22, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Put Options Written

900

55.0000

American Feb 21, 2020
Put Options Written

100

59.5000

American Oct 25, 2019
Call Options Purchased

31,800

80.0000

American Nov 15, 2019
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

500

77.5000

American Sep 18, 2020
Call Options Purchased

100

73.0000

American Nov 8, 2019
Put Options Written

600

70.0000

American Feb 21, 2020
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Put Options Written

3,200

85.0000

American Jan 17, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

100

77.5000

American Nov 1, 2019
Put Options Written

500

67.5000

American Jan 17, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Put Options Purchased

-71,000

67.5000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-13,100

69.0000

American Oct 25, 2019
Call Options Written

-700

72.5000

American Jun 19, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Call Options Written

-900

90.0000

American Sep 18, 2020
Put Options Purchased

-1,000

60.0000

American Feb 21, 2020
Call Options Written

-200

79.0000

American Nov 1, 2019
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-300

77.0000

American Nov 15, 2019
Call Options Written

-400

73.5000

American Nov 1, 2019
Call Options Written

-3,200

145.0000

American Jan 17, 2020
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Put Options Purchased

-19,800

65.0000

American Nov 15, 2019
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-8,200

75.0000

American Jan 17, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Written

26,000

70.0000

American Jun 19, 2020
Call Options Purchased

300

75.5000

American Nov 1, 2019
Put Options Written

100

77.0000

American Oct 25, 2019
Put Options Written

6,100

80.0000

American Jan 17, 2020
Call Options Purchased

200

71.0000

American Nov 1, 2019
Call Options Purchased

24,500

75.0000

American Nov 15, 2019
Put Options Written

100

57.5000

American Sep 18, 2020
Put Options Written

200

55.0000

American Nov 15, 2019
Put Options Written

100

76.0000

American Nov 29, 2019
Call Options Purchased

5,100

74.0000

American Oct 25, 2019
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

24,700

67.5000

American Jan 17, 2020
Put Options Written

1,500

45.0000

American Nov 15, 2019
Call Options Purchased

4,400

75.0000

American Feb 21, 2020
Put Options Written

700

72.0000

American Oct 25, 2019
Call Options Purchased

100

85.0000

American Nov 22, 2019
Call Options Purchased

12,600

80.0000

American Feb 21, 2020
Call Options Purchased

100

81.0000

American Oct 25, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Call Options Written

-100

90.0000

American Jan 15, 2021
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Call Options Written

-1,300

77.0000

American Oct 25, 2019
Put Options Purchased

-3,100

76.5000

American Oct 25, 2019
Put Options Purchased

-7,000

70.0000

American Jan 17, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-100

65.0000

American Jan 15, 2021
Call Options Written

-700

77.0000

American Nov 8, 2019
Call Options Written

-1,000

76.5000

American Nov 1, 2019
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-1,700

87.5000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-200

75.0000

American Nov 22, 2019
Call Options Written

-300

78.5000

American Nov 15, 2019
Call Options Written

-52,800

82.5000

American Jan 17, 2020
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-9,000

69.5000

American Oct 25, 2019
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-100

78.0000

American Nov 29, 2019
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Call Options Written

-500

87.5000

American Jun 19, 2020
Put Options Purchased

-100

80.0000

American Feb 21, 2020
Put Options Purchased

-200

75.0000

American Oct 25, 2019
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

100

73.5000

American Oct 25, 2019
Put Options Written

3,000

67.5000

American Jun 19, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Put Options Written

200

77.5000

American Jun 19, 2020
Call Options Purchased

100

83.0000

American Nov 15, 2019
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

400

57.5000

American Sep 18, 2020
Call Options Purchased

7,000

85.0000

American Jun 19, 2020
Call Options Purchased

500

85.0000

American May 15, 2020
Call Options Purchased

500

78.0000

American Nov 1, 2019
Call Options Purchased

2,900

79.0000

American Oct 25, 2019
Call Options Purchased

2,600

77.5000

American Oct 25, 2019
Put Options Written

1,300

72.5000

American Sep 18, 2020
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Purchased

300

79.0000

American Nov 22, 2019
Call Options Purchased

3,500

80.0000

American Jun 19, 2020
Call Options Written

-1,000

100.0000

American Nov 15, 2019
Put Options Purchased

-100

67.5000

American Feb 21, 2020
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Put Options Purchased

-100

76.0000

American Nov 15, 2019
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Put Options Purchased

-39,200

67.5000

American Nov 15, 2019
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Put Options Purchased

-27,100

62.5000

American Nov 15, 2019
Call Options Written

-200

105.0000

American Sep 18, 2020
Put Options Purchased

-100

75.5000

American Oct 25, 2019
Call Options Written

-10,500

85.0000

American Jan 17, 2020
Call Options Written

-11,800

87.5000

American Jan 17, 2020
Call Options Purchased

100

77.0000

American Nov 1, 2019
Call Options Purchased

5,200

75.0000

American Jan 17, 2020
Put Options Written

200

73.0000

American Nov 22, 2019
Call Options Purchased

5,500

77.5000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

14,900

77.5000

American Jan 17, 2020
Put Options Written

100

62.5000

American Oct 25, 2019
Call Options Purchased

1,700

77.5000

American Feb 21, 2020
Put Options Written

8,400

65.0000

American Feb 21, 2020
Put Options Written

2,000

47.5000

American Nov 15, 2019
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

100

79.0000

American Nov 15, 2019
Put Options Written

400

72.5000

American May 15, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Put Options Purchased

-12,300

60.0000

American Nov 15, 2019
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-2,200

72.5000

American Jan 17, 2020
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Put Options Purchased

-7,000

76.0000

American Oct 25, 2019
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Put Options Purchased

-100

73.5000

American Oct 25, 2019
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-12,000

90.0000

American Jan 17, 2020
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Put Options Purchased

-600

63.0000

American Nov 1, 2019
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-400

80.0000

American Jan 15, 2021
Call Options Written

-3,100

95.0000

American Jan 15, 2021
Put Options Purchased

-13,200

70.0000

American Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679031
Time of Receipt (offset from UTC): 20191024T133309+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC