FORM 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 22 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,779,552

1.15%

2,293,719

0.70%

 

(2)

Derivatives (other than options):

2,414,200

0.74%

1,938,520

0.59%

 

(3)

Options and agreements to
purchase/sell:

815,600

0.25%

514,300

0.16%

 
TOTAL:

 

7,009,352

2.14%

4,746,539

1.45%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

175.7500 USD

Purchase

5

175.4300 USD

Purchase

10

175.3500 USD

Purchase

11

175.2168 USD

Purchase

81

175.1044 USD

Purchase

110

175.0890 USD

Purchase

150

175.5733 USD

Purchase

156

175.2232 USD

Purchase

200

175.6300 USD

Purchase

300

175.7266 USD

Purchase

350

175.0286 USD

Purchase

350

175.0285 USD

Purchase

372

175.6112 USD

Purchase

400

175.7950 USD

Purchase

400

175.5775 USD

Purchase

504

175.5374 USD

Purchase

513

175.6759 USD

Purchase

669

175.5155 USD

Purchase

684

175.5309 USD

Purchase

703

175.7117 USD

Purchase

733

175.1696 USD

Purchase

829

175.5358 USD

Purchase

837

175.7171 USD

Purchase

900

175.4000 USD

Purchase

901

175.7392 USD

Purchase

920

175.7432 USD

Purchase

935

175.7063 USD

Purchase

1,069

175.5361 USD

Purchase

1,320

175.2771 USD

Purchase

1,500

175.5913 USD

Purchase

1,550

175.7372 USD

Purchase

1,719

175.6454 USD

Purchase

2,081

175.6210 USD

Purchase

2,200

175.7281 USD

Purchase

2,221

175.7145 USD

Purchase

2,418

175.5274 USD

Purchase

2,500

175.5284 USD

Purchase

2,656

175.3466 USD

Purchase

2,678

175.5573 USD

Purchase

3,200

175.5596 USD

Purchase

3,977

175.4008 USD

Purchase

4,000

175.7996 USD

Purchase

4,266

174.9305 USD

Purchase

4,400

175.5456 USD

Purchase

5,900

175.6009 USD

Purchase

8,247

175.5879 USD

Purchase

10,836

175.3487 USD

Purchase

11,140

175.3279 USD

Purchase

12,786

175.5101 USD

Purchase

14,602

175.1303 USD

Purchase

15,701

175.4903 USD

Purchase

17,503

175.2642 USD

Purchase

30,100

175.5000 USD

Sale

1

175.7500 USD

Sale

3

175.4900 USD

Sale

5

175.2250 USD

Sale

6

175.2100 USD

Sale

53

175.2200 USD

Sale

54

175.5207 USD

Sale

78

175.2232 USD

Sale

81

175.1044 USD

Sale

100

175.7200 USD

Sale

100

175.6800 USD

Sale

100

175.6200 USD

Sale

100

175.2600 USD

Sale

100

175.1700 USD

Sale

100

175.0200 USD

Sale

100

175.0500 USD

Sale

163

175.8400 USD

Sale

200

175.8275 USD

Sale

200

175.2800 USD

Sale

233

175.0530 USD

Sale

250

175.0320 USD

Sale

265

175.7000 USD

Sale

300

175.8066 USD

Sale

300

175.6496 USD

Sale

325

175.2300 USD

Sale

350

175.0285 USD

Sale

374

175.6761 USD

Sale

378

175.6792 USD

Sale

400

175.4850 USD

Sale

469

175.2270 USD

Sale

537

175.8176 USD

Sale

600

175.7900 USD

Sale

700

175.8100 USD

Sale

762

175.5367 USD

Sale

781

175.4340 USD

Sale

800

175.7737 USD

Sale

900

175.8083 USD

Sale

1,038

175.5857 USD

Sale

1,500

175.5913 USD

Sale

1,500

175.4596 USD

Sale

1,900

175.5542 USD

Sale

2,400

175.3075 USD

Sale

2,500

175.5392 USD

Sale

2,900

175.6920 USD

Sale

3,100

175.5558 USD

Sale

3,132

175.5427 USD

Sale

4,576

174.9836 USD

Sale

4,946

175.5532 USD

Sale

5,042

175.0199 USD

Sale

10,801

174.9204 USD

Sale

10,990

175.1132 USD

Sale

16,326

175.7173 USD

Sale

43,650

175.4519 USD

Sale

60,100

175.5000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

90 USD

American

17 Jan 2020

85.5000 USD

Call Option Selling

300

165 USD

American

20 Mar 2020

15.3200 USD

Put Option Selling

2,700

160 USD

American

21 Feb 2020

3.3555 USD

Put Option Selling

200

165 USD

American

25 Oct 2019

1.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type Expiry
purchased

relevant securities

price

date

to which the option

 

or derivative

 

relates

 

Call Options Purchased

1,600

175.0000

American Dec 20, 2019
Call Options Purchased

800

180.0000

American Nov 8, 2019
Call Options Purchased

500

185.0000

American Jan 15, 2021
Call Options Purchased

15,900

165.0000

American Nov 15, 2019
Call Options Purchased

4,300

250.0000

American Jan 17, 2020
Put Options Written

700

95.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Feb 21, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

100

130.0000

American Nov 15, 2019
Call Options Purchased

2,500

175.0000

American Jan 15, 2021
Put Options Written

100

135.0000

American Feb 21, 2020
Put Options Written

900

90.0000

American Feb 21, 2020
Put Options Written

4,600

155.0000

American Dec 20, 2019
Call Options Purchased

1,200

100.0000

American Jan 15, 2021
Put Options Written

1,100

100.0000

American Feb 21, 2020
Call Options Written

-100

190.0000

American Nov 15, 2019
Put Options Purchased

-300

165.0000

American Jan 15, 2021
Put Options Purchased

-500

140.0000

American Nov 15, 2019
Put Options Purchased

-1,500

165.0000

American Jan 17, 2020
Call Options Written

-2,300

185.0000

American Dec 20, 2019
Put Options Purchased

-3,000

165.0000

American Dec 20, 2019
Put Options Purchased

-50,000

160.0000

American Feb 21, 2020
Put Options Purchased

-7,100

155.0000

American Nov 15, 2019
Put Options Purchased

-1,500

155.0000

American Feb 21, 2020
Put Options Purchased

-700

155.0000

American Jan 17, 2020
Put Options Purchased

-500

170.0000

American Dec 20, 2019
Call Options Written

-400

155.0000

American Nov 15, 2019
Call Options Written

-2,100

125.0000

American Jan 15, 2021
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options Purchased

26,500

170.0000

American Dec 20, 2019
Put Options Written

50,200

140.0000

American Mar 20, 2020
Put Options Written

500

80.0000

American Feb 21, 2020
Call Options Purchased

3,800

140.0000

American Jan 17, 2020
Put Options Written

12,900

150.0000

American Nov 15, 2019
Call Options Purchased

900

145.0000

American Nov 15, 2019
Put Options Written

300

145.0000

American Nov 15, 2019
Put Options Written

36,400

105.0000

American Jan 15, 2021
Call Options Purchased

800

155.0000

American Jan 15, 2021
Put Options Written

5,900

160.0000

American Jun 19, 2020
Call Options Purchased

3,400

170.0000

American Jan 15, 2021
Call Options Purchased

1,000

190.0000

American Dec 20, 2019
Put Options Purchased

-2,900

90.0000

American Dec 20, 2019
Put Options Purchased

-5,300

110.0000

American Jan 17, 2020
Call Options Written

-300

150.0000

American Feb 21, 2020
Put Options Purchased

-200

110.0000

American Dec 20, 2019
Put Options Purchased

-10,800

125.0000

American Jan 17, 2020
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-2,200

70.0000

American Jan 17, 2020
Put Options Purchased

-100

155.0000

American Jan 15, 2021
Put Options Purchased

-400

135.0000

American Nov 15, 2019
Call Options Written

-1,100

290.0000

American Jan 17, 2020
Call Options Written

-1,700

200.0000

American Jan 15, 2021
Put Options Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options Purchased

-200

95.0000

American Nov 15, 2019
Put Options Purchased

-700

175.0000

American Nov 15, 2019
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Purchased

5,800

160.0000

American Jan 17, 2020
Call Options Purchased

2,500

160.0000

American Nov 15, 2019
Put Options Written

149,800

140.0000

American Nov 15, 2019
Call Options Purchased

7,900

185.0000

American Nov 15, 2019
Call Options Purchased

2,300

155.0000

American Dec 20, 2019
Call Options Purchased

3,300

165.0000

American Jan 15, 2021
Put Options Written

400

65.0000

American Jan 17, 2020
Call Options Purchased

12,400

170.0000

American Nov 15, 2019
Call Options Purchased

4,700

140.0000

American Nov 15, 2019
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

300

100.0000

American Dec 20, 2019
Put Options Written

2,800

90.0000

American Nov 15, 2019
Call Options Purchased

3,200

180.0000

American Jan 17, 2020
Put Options Written

1,000

85.0000

American Dec 20, 2019
Put Options Written

100

145.0000

American Jan 15, 2021
Call Options Purchased

5,100

170.0000

American Feb 21, 2020
Put Options Written

400

125.0000

American Jan 15, 2021
Call Options Written

-4,500

220.0000

American Jan 17, 2020
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Call Options Written

-200

140.0000

American Feb 21, 2020
Put Options Purchased

-700

170.0000

American Jan 17, 2020
Call Options Written

-100

210.0000

American Nov 15, 2019
Put Options Purchased

-50,000

160.0000

American Mar 20, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

100

180.0000

American Jan 15, 2021
Call Options Purchased

100

165.0000

American Feb 21, 2020
Call Options Purchased

4,100

170.0000

American Jan 17, 2020
Put Options Written

46,000

140.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Purchased

-2,100

165.0000

American Nov 15, 2019
Put Options Purchased

-3,000

160.0000

American Jan 17, 2020
Put Options Purchased

-22,500

105.0000

American Jan 17, 2020
Call Options Written

-500

220.0000

American Jan 15, 2021
Put Options Purchased

-1,500

150.0000

American Jan 17, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-100

135.0000

American Jan 15, 2021
Put Options Purchased

-7,400

130.0000

American Nov 15, 2019
Put Options Purchased

-5,300

100.0000

American Jan 17, 2020
Call Options Written

-29,800

150.0000

American Jan 17, 2020
Call Options Written

-1,500

170.0000

American Nov 8, 2019
Put Options Purchased

-2,400

170.0000

American Jun 19, 2020
Call Options Written

-7,000

300.0000

American Jan 17, 2020
Put Options Written

2,000

115.0000

American Feb 21, 2020
Put Options Written

29,300

140.0000

American Jan 17, 2020
Put Options Written

2,500

120.0000

American Feb 21, 2020
Call Options Purchased

100

180.0000

American Jun 19, 2020
Call Options Purchased

900

115.0000

American Jan 17, 2020
Put Options Written

12,600

160.0000

American Feb 21, 2020
Put Options Written

7,000

120.0000

American Jun 19, 2020
Call Options Purchased

4,600

190.0000

American Jan 17, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

50,000

140.0000

American Feb 21, 2020
Call Options Purchased

2,600

120.0000

American Jan 17, 2020
Call Options Purchased

1,100

175.0000

American Nov 15, 2019
Put Options Written

100

140.0000

American Jan 15, 2021
Put Options Written

4,700

80.0000

American Jan 17, 2020
Put Options Written

3,100

115.0000

American Dec 20, 2019
Call Options Purchased

800

125.0000

American Jan 17, 2020
Call Options Purchased

400

185.0000

American Jun 19, 2020
Put Options Purchased

-12,400

150.0000

American Jan 15, 2021
Put Options Purchased

-39,200

150.0000

American Nov 15, 2019
Call Options Written

-200

140.0000

American Jun 19, 2020
Call Options Written

-100

120.0000

American Jan 15, 2021
Call Options Written

-1,700

225.0000

American Jan 17, 2020
Call Options Written

-200

165.0000

American Jun 19, 2020
Call Options Written

-1,200

195.0000

American Dec 20, 2019
Put Options Purchased

-300

100.0000

American Nov 15, 2019
Call Options Written

-600

205.0000

American Jan 17, 2020
Call Options Written

-100

240.0000

American Jan 17, 2020
Put Options Purchased

-300

170.0000

American Nov 15, 2019
Call Options Written

-4,100

155.0000

American Jan 17, 2020
Call Options Written

-1,500

270.0000

American Jan 17, 2020
Call Options Purchased

4,000

160.0000

American Jan 15, 2021
Put Options Written

500

230.0000

American Jan 17, 2020
Call Options Purchased

300

135.0000

American Jan 17, 2020
Put Options Written

33,600

150.0000

American Dec 20, 2019
Call Options Purchased

4,300

165.0000

American Jan 17, 2020
Put Options Written

200

165.0000

American Oct 25, 2019
Put Options Written

13,700

75.0000

American Jan 17, 2020
Call Options Written

-200

110.0000

American Jan 15, 2021
Put Options Purchased

-300

160.0000

American Jan 15, 2021
Call Options Written

-22,800

210.0000

American Jan 17, 2020
Call Options Written

-300

165.0000

American Mar 20, 2020
Put Options Purchased

-900

175.0000

American Jan 17, 2020
Put Options Purchased

-100

85.0000

American Jan 17, 2020
Put Options Purchased

-100

165.0000

American Nov 1, 2019
Put Options Purchased

-100

150.0000

American Jun 19, 2020
Call Options Written

-18,000

185.0000

American Jan 17, 2020
Put Options Purchased

-600

120.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-6,100

200.0000

American Jan 17, 2020
Call Options Written

-100

105.0000

American Jan 17, 2020
Call Options Written

-500

135.0000

American Dec 20, 2019
Call Options Written

-2,800

230.0000

American Jan 17, 2020
Put Options Purchased

-400

115.0000

American Jan 17, 2020
Put Options Written

25,500

120.0000

American Nov 15, 2019
Put Options Written

1,300

105.0000

American Nov 15, 2019
Call Options Purchased

100

150.0000

American Jan 15, 2021
Call Options Purchased

3,500

135.0000

American Nov 15, 2019
Call Options Purchased

300

160.0000

American Dec 20, 2019
Put Options Written

6,700

145.0000

American Jan 17, 2020
Put Options Written

500

80.0000

American Nov 15, 2019
Put Options Written

7,900

170.0000

American Feb 21, 2020
Call Options Purchased

100

90.0000

American Jan 17, 2020
Call Options Purchased

3,800

175.0000

American Feb 21, 2020
Put Options Written

1,000

135.0000

American Jan 17, 2020
Call Options Purchased

12,100

180.0000

American Nov 15, 2019
Put Options Written

1,300

90.0000

American Jan 17, 2020
Call Options Purchased

800

180.0000

American Dec 20, 2019
Call Options Purchased

100

170.0000

American Nov 1, 2019
Call Options Written

-100

215.0000

American Jan 17, 2020
Call Options Written

-4,500

150.0000

American Nov 15, 2019
Call Options Written

-1,000

200.0000

American Feb 21, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-19,700

95.0000

American Jan 17, 2020
Put Options Purchased

-3,600

80.0000

American Dec 20, 2019
Put Options Purchased

-106,300

130.0000

American Jan 17, 2020
Put Options Purchased

-600

110.0000

American Nov 15, 2019
Put Options Written

25,000

150.0000

American Jan 17, 2020
Put Options Written

5,600

145.0000

American Feb 21, 2020
Put Options Written

6,800

115.0000

American Nov 15, 2019
Call Options Purchased

1,700

180.0000

American Feb 21, 2020
Call Options Purchased

1,200

175.0000

American Jan 17, 2020
Put Options Written

1,200

95.0000

American Dec 20, 2019
Call Options Purchased

4,500

145.0000

American Jan 17, 2020
Put Options Written

40,000

170.0000

American Jan 17, 2020
Put Options Written

3,000

200.0000

American Dec 20, 2019
Put Options Written

20,800

150.0000

American Feb 21, 2020
Put Options Written

4,200

125.0000

American Nov 15, 2019
Put Options Written

9,300

160.0000

American Dec 20, 2019
Put Options Purchased

-2,000

160.0000

American Nov 15, 2019
Call Options Written

-2,200

130.0000

American Jan 17, 2020
Call Options Written

-100

195.0000

American Jan 17, 2020
Call Options Written

-4,500

260.0000

American Jan 17, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Put Options Purchased

-4,500

130.0000

American Feb 21, 2020
Call Options Written

-600

110.0000

American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 679030
Time of Receipt (offset from UTC): 20191024T132051+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC