Form 8.3 - ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,301,396

0.16%

3,534,878

0.24%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,547,646

0.10%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,986,200

0.13%

1,017,600

0.07%

 

 

 

 

TOTAL:

 

 

 

 

5,835,242

0.39%

4,552,478

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

8

77.8100 USD

Purchase

16

77.3300 USD

Purchase

26

76.4700 USD

Purchase

63

77.3600 USD

Purchase

70

77.2600 USD

Purchase

100

77.4300 USD

Purchase

100

77.7100 USD

Purchase

101

77.5798 USD

Purchase

105

76.4000 USD

Purchase

110

76.8581 USD

Purchase

110

76.8582 USD

Purchase

116

77.3301 USD

Purchase

122

77.2678 USD

Purchase

170

76.5700 USD

Purchase

183

77.4192 USD

Purchase

184

76.6800 USD

Purchase

199

77.7851 USD

Purchase

200

77.2400 USD

Purchase

200

76.9199 USD

Purchase

200

76.4200 USD

Purchase

200

77.3100 USD

Purchase

209

77.1487 USD

Purchase

231

77.3234 USD

Purchase

248

77.1564 USD

Purchase

255

77.8131 USD

Purchase

300

77.4000 USD

Purchase

300

77.3433 USD

Purchase

300

77.2833 USD

Purchase

348

76.4183 USD

Purchase

387

77.3269 USD

Purchase

395

76.4264 USD

Purchase

400

77.3687 USD

Purchase

497

77.2907 USD

Purchase

500

77.3620 USD

Purchase

500

77.2100 USD

Purchase

600

77.2900 USD

Purchase

694

76.9178 USD

Purchase

700

77.1542 USD

Purchase

758

76.4882 USD

Purchase

772

77.7803 USD

Purchase

784

77.7925 USD

Purchase

800

77.4250 USD

Purchase

866

77.7938 USD

Purchase

1,000

77.3955 USD

Purchase

1,140

77.3788 USD

Purchase

1,172

77.3700 USD

Purchase

1,208

77.5829 USD

Purchase

1,300

76.9500 USD

Purchase

1,300

76.8907 USD

Purchase

1,300

77.2253 USD

Purchase

1,474

77.6018 USD

Purchase

1,739

76.8186 USD

Purchase

2,006

77.0049 USD

Purchase

2,368

77.5251 USD

Purchase

2,419

77.0317 USD

Purchase

2,600

77.1301 USD

Purchase

6,200

77.1211 USD

Purchase

6,736

76.8410 USD

Purchase

7,060

77.0307 USD

Purchase

8,425

77.0741 USD

Purchase

9,135

77.3905 USD

Purchase

10,131

77.2545 USD

Purchase

11,200

77.2286 USD

Purchase

13,314

77.0161 USD

Purchase

15,506

77.2984 USD

Purchase

16,764

77.2516 USD

Purchase

28,026

76.8548 USD

Purchase

28,200

77.1335 USD

Purchase

53,806

77.1272 USD

Purchase

57,614

77.3000 USD

Purchase

59,550

77.3518 USD

Purchase

60,476

77.0870 USD

Purchase

61,716

77.2650 USD

Sale

10

76.6100 USD

Sale

28

76.8100 USD

Sale

33

76.6000 USD

Sale

70

77.2600 USD

Sale

89

76.6300 USD

Sale

90

77.3513 USD

Sale

100

77.4000 USD

Sale

100

76.8400 USD

Sale

100

77.5000 USD

Sale

100

76.7700 USD

Sale

100

77.4400 USD

Sale

100

77.3900 USD

Sale

100

76.2000 USD

Sale

100

77.2200 USD

Sale

100

77.2100 USD

Sale

103

76.3610 USD

Sale

131

77.4252 USD

Sale

139

77.2500 USD

Sale

148

77.4100 USD

Sale

170

76.5700 USD

Sale

193

77.0424 USD

Sale

200

76.6450 USD

Sale

200

77.4350 USD

Sale

200

76.3425 USD

Sale

200

77.3250 USD

Sale

200

77.2750 USD

Sale

200

76.2150 USD

Sale

200

75.9050 USD

Sale

220

76.8581 USD

Sale

233

77.3742 USD

Sale

246

77.4706 USD

Sale

300

76.0133 USD

Sale

300

77.3750 USD

Sale

339

77.3960 USD

Sale

400

77.3912 USD

Sale

404

76.8753 USD

Sale

407

77.2631 USD

Sale

499

77.4080 USD

Sale

500

77.1260 USD

Sale

568

77.3961 USD

Sale

600

76.7425 USD

Sale

834

77.4155 USD

Sale

896

76.5900 USD

Sale

899

77.3856 USD

Sale

900

77.2211 USD

Sale

929

77.2856 USD

Sale

930

76.0545 USD

Sale

991

77.4866 USD

Sale

1,024

77.2193 USD

Sale

1,140

77.3788 USD

Sale

1,148

77.3700 USD

Sale

1,200

76.4558 USD

Sale

1,202

77.4017 USD

Sale

1,244

77.1886 USD

Sale

1,399

77.1991 USD

Sale

1,477

77.2119 USD

Sale

1,489

77.3364 USD

Sale

1,600

77.6100 USD

Sale

1,649

77.3921 USD

Sale

1,919

77.2239 USD

Sale

2,084

77.3778 USD

Sale

2,409

77.2035 USD

Sale

2,699

77.3105 USD

Sale

2,909

77.2971 USD

Sale

2,987

77.5188 USD

Sale

3,176

76.7140 USD

Sale

4,000

77.6788 USD

Sale

4,260

76.9186 USD

Sale

4,276

76.9268 USD

Sale

4,800

77.1591 USD

Sale

5,078

77.2108 USD

Sale

7,245

77.5170 USD

Sale

8,754

77.1806 USD

Sale

9,153

77.2197 USD

Sale

10,144

76.8804 USD

Sale

10,300

77.1207 USD

Sale

10,352

77.2178 USD

Sale

11,700

77.1409 USD

Sale

13,100

77.3207 USD

Sale

18,012

76.9682 USD

Sale

19,479

77.0704 USD

Sale

21,706

77.2478 USD

Sale

25,010

77.3724 USD

Sale

25,900

77.1679 USD

Sale

25,980

77.3765 USD

Sale

31,797

77.2306 USD

Sale

32,037

77.1713 USD

Sale

36,840

77.3285 USD

Sale

60,129

77.3000 USD

Sale

61,090

76.9676 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

900

40 USD

American

16 Jun 2017

0.0300 USD

Call Option

Purchasing

100

77 USD

American

25 Oct 2019

0.9800 USD

Call Option

Purchasing

100

77 USD

American

1 Nov 2019

1.4100 USD

Call Option

Purchasing

1,200

78 USD

American

25 Oct 2019

0.4816 USD

Call Option

Purchasing

2,200

78 USD

American

25 Oct 2019

0.8800 USD

Call Option

Purchasing

700

78 USD

American

15 Nov 2019

2.0628 USD

Call Option

Purchasing

200

78 USD

American

21 Feb 2020

4.4200 USD

Call Option

Purchasing

1,700

79 USD

American

25 Oct 2019

0.1976 USD

Call Option

Purchasing

100

79 USD

American

15 Nov 2019

1.0700 USD

Call Option

Purchasing

100

80 USD

American

25 Oct 2019

0.1100 USD

Call Option

Purchasing

100

80 USD

American

15 Nov 2019

1.0300 USD

Call Option

Purchasing

1,500

80 USD

American

21 Feb 2020

3.0000 USD

Call Option

Purchasing

100

83 USD

American

15 Nov 2019

0.2600 USD

Call Option

Purchasing

200

83 USD

American

15 Nov 2019

0.3000 USD

Call Option

Purchasing

500

90 USD

American

15 Nov 2019

0.0100 USD

Call Option

Selling

500

35 USD

American

16 Jun 2017

0.0500 USD

Call Option

Selling

800

75 USD

American

25 Oct 2019

1.5000 USD

Call Option

Selling

500

75 USD

American

15 Nov 2019

3.7920 USD

Call Option

Selling

200

75 USD

American

22 Nov 2019

4.0700 USD

Call Option

Selling

100

76 USD

American

25 Oct 2019

1.5700 USD

Call Option

Selling

100

77 USD

American

25 Oct 2019

0.8500 USD

Call Option

Selling

1,100

77 USD

American

25 Oct 2019

0.8900 USD

Call Option

Selling

700

77 USD

American

8 Nov 2019

2.0900 USD

Call Option

Selling

100

78 USD

American

1 Nov 2019

1.6300 USD

Call Option

Selling

100

85 USD

American

1 Nov 2019

0.0800 USD

Put Option

Purchasing

300

48 USD

American

15 Nov 2019

0.0200 USD

Put Option

Purchasing

100

74 USD

American

29 Nov 2019

1.0600 USD

Put Option

Purchasing

100

76 USD

American

25 Oct 2019

0.5000 USD

Put Option

Purchasing

6,900

76 USD

American

25 Oct 2019

0.6804 USD

Put Option

Purchasing

3,000

77 USD

American

25 Oct 2019

0.8266 USD

Put Option

Purchasing

100

77 USD

American

25 Oct 2019

1.1300 USD

Put Option

Purchasing

500

78 USD

American

15 Nov 2019

2.0000 USD

Put Option

Purchasing

100

80 USD

American

15 Nov 2019

3.5300 USD

Put Option

Selling

400

58 USD

American

21 Feb 2020

0.3575 USD

Put Option

Selling

200

65 USD

American

15 Nov 2019

0.1300 USD

Put Option

Selling

300

70 USD

American

15 Nov 2019

0.4600 USD

Put Option

Selling

100

74 USD

American

25 Oct 2019

0.1400 USD

Put Option

Selling

100

75 USD

American

25 Oct 2019

0.3300 USD

Put Option

Selling

800

75 USD

American

15 Nov 2019

1.1012 USD

Put Option

Selling

100

77 USD

American

25 Oct 2019

0.5800 USD

Put Option

Selling

1,000

77 USD

American

1 Nov 2019

1.4500 USD

Put Option

Selling

200

77 USD

American

22 Nov 2019

2.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options

Purchased

100

70.0000

American

Nov 1, 2019

Call Options

Purchased

6,200

82.5000

American

Nov 15, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

100

73.5000

American

Nov 1, 2019

Put Options

Written

900

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-2,200

75.0000

American

Feb 21, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Call Options

Written

-8,300

70.0000

American

Feb 21, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-4,100

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-100

65.0000

American

Jan 15, 2021

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

80.0000

American

Nov 1, 2019

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

37,300

80.0000

American

Jan 17, 2020

Put Options

Written

100

72.0000

American

Nov 1, 2019

Put Options

Written

100

73.0000

American

Oct 25, 2019

Put Options

Written

100

75.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-2,000

72.5000

American

Nov 15, 2019

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-100

85.0000

American

Nov 1, 2019

Put Options

Purchased

-13,300

55.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

77.5000

American

Nov 15, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

300

77.0000

American

Nov 8, 2019

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Put Options

Written

100

72.5000

American

Nov 1, 2019

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options

Purchased

200

79.0000

American

Nov 8, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

400

57.5000

American

Feb 21, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options

Written

900

75.0000

American

May 15, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Put Options

Written

1,000

77.0000

American

Nov 1, 2019

Call Options

Purchased

3,400

78.0000

American

Oct 25, 2019

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-5,600

40.0000

American

Jan 21, 2022

Put Options

Purchased

-29,400

60.0000

American

Jan 17, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-100

76.0000

American

Oct 25, 2019

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Purchased

111,900

77.5000

American

Nov 15, 2019

Put Options

Written

900

42.5000

American

Jan 21, 2022

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

100

67.5000

American

Nov 15, 2019

Call Options

Purchased

1,100

65.0000

American

Sep 18, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

3,200

62.5000

American

Feb 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Put Options

Purchased

-100

73.5000

American

Nov 29, 2019

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-100

74.0000

American

Oct 25, 2019

Call Options

Written

-2,600

100.0000

American

Feb 21, 2020

Call Options

Purchased

600

75.0000

American

Oct 25, 2019

Call Options

Purchased

18,200

70.0000

American

Jan 17, 2020

Call Options

Purchased

8,500

90.0000

American

Feb 21, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

31,800

80.0000

American

Nov 15, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

500

77.5000

American

Sep 18, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

76.5000

American

Nov 22, 2019

Call Options

Purchased

900

60.0000

American

Jan 15, 2021

Put Options

Written

800

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-3,200

145.0000

American

Jan 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-19,800

65.0000

American

Nov 15, 2019

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Purchased

-700

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-700

72.5000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

26,000

70.0000

American

Jun 19, 2020

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

24,700

75.0000

American

Nov 15, 2019

Call Options

Purchased

12,600

80.0000

American

Feb 21, 2020

Put Options

Written

100

57.5000

American

Sep 18, 2020

Put Options

Written

100

76.0000

American

Nov 29, 2019

Call Options

Purchased

5,100

74.0000

American

Oct 25, 2019

Put Options

Written

700

72.0000

American

Oct 25, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Written

-1,300

77.0000

American

Oct 25, 2019

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-100

77.5000

American

Nov 1, 2019

Put Options

Purchased

-100

78.0000

American

Nov 29, 2019

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-52,800

82.5000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-200

75.0000

American

Nov 22, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-700

77.0000

American

Nov 8, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

76.5000

American

Oct 25, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-1,000

76.5000

American

Nov 1, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-200

75.0000

American

Oct 25, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Put Options

Written

200

77.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

3,500

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Call Options

Purchased

100

83.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

2,400

77.5000

American

Oct 25, 2019

Put Options

Written

3,000

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,600

79.0000

American

Oct 25, 2019

Put Options

Written

1,300

72.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-200

75.5000

American

Oct 25, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-700

80.0000

American

Oct 25, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-10,500

85.0000

American

Jan 17, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Call Options

Purchased

5,200

75.0000

American

Jan 17, 2020

Put Options

Written

2,000

47.5000

American

Nov 15, 2019

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

77.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.0000

American

Nov 1, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

8,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-13,200

70.0000

American

Nov 15, 2019

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-7,000

76.0000

American

Oct 25, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-100

73.5000

American

Oct 25, 2019

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678951
Time of Receipt (offset from UTC): 20191023T145852+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC