Form 8.3 – ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,325,247

0.16%

3,497,010

0.24%

 

(2)

Derivatives (other than options):

1,547,646

0.10%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,047,100

0.14%

1,051,800

0.07%

 
TOTAL:

5,919,993

0.40%

4,548,810

0.31%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

16

76.7800 USD

Purchase

35

75.6700 USD

Purchase

43

76.8300 USD

Purchase

86

76.7700 USD

Purchase

93

76.5200 USD

Purchase

100

75.5000 USD

Purchase

100

75.3745 USD

Purchase

100

76.7000 USD

Purchase

100

77.0100 USD

Purchase

100

77.0000 USD

Purchase

100

76.9200 USD

Purchase

100

76.9000 USD

Purchase

100

76.8100 USD

Purchase

100

76.7200 USD

Purchase

100

76.7100 USD

Purchase

100

77.0450 USD

Purchase

100

76.6950 USD

Purchase

100

76.4200 USD

Purchase

120

75.2000 USD

Purchase

164

76.6773 USD

Purchase

178

76.9356 USD

Purchase

200

76.1450 USD

Purchase

200

76.6300 USD

Purchase

200

76.8050 USD

Purchase

200

76.9900 USD

Purchase

200

76.6450 USD

Purchase

270

75.9125 USD

Purchase

300

76.7758 USD

Purchase

300

76.6616 USD

Purchase

337

76.8000 USD

Purchase

349

76.9800 USD

Purchase

400

76.3775 USD

Purchase

400

76.2400 USD

Purchase

400

76.4075 USD

Purchase

400

67.5000 USD

Purchase

429

76.7762 USD

Purchase

451

76.9788 USD

Purchase

500

76.5750 USD

Purchase

500

76.7500 USD

Purchase

700

76.8785 USD

Purchase

721

76.6824 USD

Purchase

771

76.4795 USD

Purchase

800

76.6862 USD

Purchase

800

76.7025 USD

Purchase

892

76.6469 USD

Purchase

900

76.6623 USD

Purchase

900

76.8136 USD

Purchase

962

76.7169 USD

Purchase

992

76.7776 USD

Purchase

1,000

76.6305 USD

Purchase

1,000

76.9760 USD

Purchase

1,000

76.4920 USD

Purchase

1,100

76.7763 USD

Purchase

1,110

76.6447 USD

Purchase

1,128

76.7320 USD

Purchase

1,280

76.9163 USD

Purchase

1,300

74.0000 USD

Purchase

1,372

76.5927 USD

Purchase

1,392

76.4125 USD

Purchase

1,600

76.7657 USD

Purchase

1,600

76.8596 USD

Purchase

1,704

75.7358 USD

Purchase

1,708

76.7016 USD

Purchase

1,900

76.6700 USD

Purchase

1,915

76.7355 USD

Purchase

1,918

76.8381 USD

Purchase

2,101

76.6758 USD

Purchase

2,222

76.8385 USD

Purchase

2,434

76.6220 USD

Purchase

2,700

76.6796 USD

Purchase

2,750

76.8387 USD

Purchase

3,300

76.9013 USD

Purchase

3,377

76.7790 USD

Purchase

3,467

76.8115 USD

Purchase

3,634

76.5371 USD

Purchase

3,700

76.0000 USD

Purchase

3,800

76.7257 USD

Purchase

4,335

76.7187 USD

Purchase

5,225

76.6424 USD

Purchase

5,659

76.7377 USD

Purchase

6,030

76.7829 USD

Purchase

6,079

76.7839 USD

Purchase

6,463

76.7926 USD

Purchase

6,500

76.4723 USD

Purchase

7,248

76.6495 USD

Purchase

8,400

76.6619 USD

Purchase

10,162

76.7780 USD

Purchase

12,200

75.0000 USD

Purchase

13,690

76.6345 USD

Purchase

13,798

76.6170 USD

Purchase

15,100

76.7779 USD

Purchase

15,587

76.7788 USD

Purchase

25,513

76.4472 USD

Purchase

26,372

76.8298 USD

Purchase

29,186

76.7015 USD

Purchase

30,200

76.8278 USD

Purchase

32,600

76.5493 USD

Purchase

33,341

76.2125 USD

Purchase

34,200

76.6236 USD

Purchase

47,898

75.2400 USD

Purchase

73,692

76.5008 USD

Purchase

84,106

76.1990 USD

Purchase

86,262

76.4600 USD

Purchase

90,531

75.6703 USD

Purchase

91,592

76.4648 USD

Purchase

105,548

76.4091 USD

Sale

17

76.4300 USD

Sale

35

75.6700 USD

Sale

46

76.8156 USD

Sale

49

75.3526 USD

Sale

100

76.7550 USD

Sale

100

76.6800 USD

Sale

100

75.7500 USD

Sale

100

76.4000 USD

Sale

100

75.7300 USD

Sale

100

75.7150 USD

Sale

100

76.9900 USD

Sale

100

75.4200 USD

Sale

100

77.0000 USD

Sale

100

76.9000 USD

Sale

100

76.9100 USD

Sale

100

76.9200 USD

Sale

100

76.9700 USD

Sale

120

75.2000 USD

Sale

129

75.3900 USD

Sale

135

75.9125 USD

Sale

135

75.9126 USD

Sale

200

76.7400 USD

Sale

200

76.5750 USD

Sale

200

75.7550 USD

Sale

222

76.4900 USD

Sale

300

76.0200 USD

Sale

300

73.5000 USD

Sale

300

76.5900 USD

Sale

300

76.7333 USD

Sale

300

74.5000 USD

Sale

300

76.7533 USD

Sale

300

76.8300 USD

Sale

350

76.6371 USD

Sale

352

75.7286 USD

Sale

400

76.6600 USD

Sale

489

76.6647 USD

Sale

500

76.7500 USD

Sale

500

76.7590 USD

Sale

500

76.4680 USD

Sale

500

76.7680 USD

Sale

605

76.5053 USD

Sale

700

76.8500 USD

Sale

800

76.8262 USD

Sale

800

76.8925 USD

Sale

800

76.8831 USD

Sale

852

75.7358 USD

Sale

906

76.7006 USD

Sale

1,100

76.6945 USD

Sale

1,195

76.9038 USD

Sale

1,200

76.7233 USD

Sale

1,275

76.8310 USD

Sale

1,300

76.5630 USD

Sale

1,300

76.9023 USD

Sale

1,308

76.8606 USD

Sale

1,547

76.5116 USD

Sale

1,900

76.6700 USD

Sale

1,913

76.4468 USD

Sale

2,213

76.5873 USD

Sale

2,250

76.5000 USD

Sale

2,323

76.5800 USD

Sale

2,576

76.8228 USD

Sale

2,600

76.9138 USD

Sale

2,776

76.5148 USD

Sale

2,872

76.6713 USD

Sale

2,897

76.4682 USD

Sale

3,000

75.8281 USD

Sale

3,179

76.6091 USD

Sale

3,194

76.5904 USD

Sale

4,603

76.4601 USD

Sale

4,789

76.9685 USD

Sale

4,968

76.9837 USD

Sale

5,100

76.7120 USD

Sale

5,300

75.0000 USD

Sale

5,311

76.4478 USD

Sale

5,549

76.4825 USD

Sale

5,901

76.9572 USD

Sale

6,200

76.4666 USD

Sale

6,645

76.9368 USD

Sale

6,890

75.8509 USD

Sale

7,574

76.8577 USD

Sale

7,900

76.7275 USD

Sale

8,101

76.6906 USD

Sale

8,342

76.4968 USD

Sale

11,740

76.2033 USD

Sale

11,790

76.4544 USD

Sale

11,921

76.8526 USD

Sale

16,538

76.4557 USD

Sale

17,082

76.8494 USD

Sale

21,552

76.4910 USD

Sale

22,648

76.6314 USD

Sale

23,547

76.7662 USD

Sale

24,800

76.7049 USD

Sale

24,900

76.5592 USD

Sale

25,426

75.7356 USD

Sale

25,892

76.7361 USD

Sale

33,341

76.2125 USD

Sale

37,341

76.2656 USD

Sale

47,898

75.2400 USD

Sale

58,700

76.4600 USD

Sale

64,490

75.2431 USD

Sale

75,213

76.6110 USD

Sale

75,333

76.7918 USD

Sale

93,049

76.4788 USD

Sale

143,728

76.4267 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

500

60 USD

American

15 Jan 2021

18.4000 USD

Call Option Purchasing

100

68 USD

American

15 Nov 2019

9.2100 USD

Call Option Purchasing

200

70 USD

American

21 Feb 2020

8.5000 USD

Call Option Purchasing

400

73 USD

American

15 May 2020

6.7800 USD

Call Option Purchasing

600

74 USD

American

18 Oct 2019

2.4883 USD

Call Option Purchasing

1,000

74 USD

American

25 Oct 2019

2.8900 USD

Call Option Purchasing

900

75 USD

American

18 Oct 2019

1.4877 USD

Call Option Purchasing

600

75 USD

American

25 Oct 2019

1.9416 USD

Call Option Purchasing

300

75 USD

American

15 Nov 2019

3.2100 USD

Call Option Purchasing

1,600

76 USD

American

18 Oct 2019

0.6737 USD

Call Option Purchasing

200

77 USD

American

18 Oct 2019

0.0500 USD

Call Option Purchasing

200

77 USD

American

22 Nov 2019

2.2100 USD

Call Option Purchasing

100

78 USD

American

25 Oct 2019

0.2100 USD

Call Option Purchasing

1,800

78 USD

American

25 Oct 2019

0.3633 USD

Call Option Purchasing

5,800

78 USD

American

15 Nov 2019

1.8005 USD

Call Option Purchasing

100

78 USD

American

18 Sep 2020

6.1500 USD

Call Option Purchasing

900

79 USD

American

25 Oct 2019

0.1688 USD

Call Option Purchasing

1,100

80 USD

American

1 Nov 2019

0.3500 USD

Call Option Purchasing

1,000

80 USD

American

15 Nov 2019

0.8200 USD

Call Option Purchasing

1,200

80 USD

American

21 Feb 2020

2.9458 USD

Call Option Purchasing

300

80 USD

American

19 Jun 2020

3.7100 USD

Call Option Purchasing

900

85 USD

American

17 Jan 2020

0.5300 USD

Call Option Selling

400

70 USD

American

17 Jan 2020

7.0200 USD

Call Option Selling

9,400

75 USD

American

18 Oct 2019

1.3400 USD

Call Option Selling

500

75 USD

American

15 Nov 2019

3.1360 USD

Call Option Selling

300

75 USD

American

17 Jan 2020

3.6400 USD

Call Option Selling

1,000

77 USD

American

18 Oct 2019

0.3500 USD

Call Option Selling

400

77 USD

American

25 Oct 2019

0.8100 USD

Call Option Selling

1,000

77 USD

American

1 Nov 2019

1.8500 USD

Call Option Selling

800

78 USD

American

18 Oct 2019

0.0400 USD

Call Option Selling

800

80 USD

American

25 Oct 2019

0.0700 USD

Put Option Purchasing

100

72 USD

American

25 Oct 2019

0.0400 USD

Put Option Purchasing

1,100

73 USD

American

15 Nov 2019

0.7127 USD

Put Option Purchasing

200

74 USD

American

25 Oct 2019

0.1600 USD

Put Option Purchasing

400

75 USD

American

25 Oct 2019

0.2700 USD

Put Option Purchasing

100

76 USD

American

25 Oct 2019

0.3200 USD

Put Option Purchasing

100

76 USD

American

25 Oct 2019

0.5300 USD

Put Option Purchasing

100

78 USD

American

15 Nov 2019

2.4400 USD

Put Option Purchasing

100

78 USD

American

29 Nov 2019

2.8300 USD

Put Option Selling

100

58 USD

American

18 Sep 2020

1.9800 USD

Put Option Selling

100

65 USD

American

15 Nov 2019

0.1400 USD

Put Option Selling

1,300

70 USD

American

15 Nov 2019

0.3976 USD

Put Option Selling

800

70 USD

American

15 Jan 2021

7.4000 USD

Put Option Selling

800

72 USD

American

25 Oct 2019

0.0700 USD

Put Option Selling

1,000

73 USD

American

18 Sep 2020

6.5500 USD

Put Option Selling

100

74 USD

American

1 Nov 2019

0.5900 USD

Put Option Selling

100

75 USD

American

18 Oct 2019

0.2500 USD

Put Option Selling

100

75 USD

American

25 Oct 2019

0.2900 USD

Put Option Selling

100

75 USD

American

1 Nov 2019

1.0100 USD

Put Option Selling

2,900

75 USD

American

15 Nov 2019

1.4017 USD

Put Option Selling

1,400

75 USD

American

15 May 2020

5.7714 USD

Put Option Selling

900

76 USD

American

18 Oct 2019

0.1000 USD

Put Option Selling

3,000

76 USD

American

18 Oct 2019

0.1103 USD

Put Option Selling

100

76 USD

American

29 Nov 2019

1.9100 USD

Put Option Selling

100

77 USD

American

18 Oct 2019

0.3300 USD

Put Option Selling

300

77 USD

American

8 Nov 2019

1.9900 USD

Put Option Selling

400

78 USD

American

15 Nov 2019

2.3900 USD

Put Option Selling

200

78 USD

American

19 Jun 2020

7.4600 USD

Put Option Selling

400

80 USD

American

15 Jan 2021

12.7000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

900

37.5000

American

Jan 21, 2022

Call Options Purchased

100

70.0000

American

Nov 1, 2019

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Written

100

73.5000

American

Nov 1, 2019

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

18,200

62.5000

American

Oct 18, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

6,000

82.5000

American

Nov 15, 2019

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Call Options Written

-300

78.0000

American

Oct 18, 2019

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-700

75.0000

American

Nov 15, 2019

Put Options Purchased

-4,100

57.5000

American

Jan 17, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-100

65.0000

American

Jan 15, 2021

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

75.0000

American

Feb 21, 2020

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-2,500

72.0000

American

Oct 18, 2019

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Call Options Written

-8,300

70.0000

American

Feb 21, 2020

Call Options Written

-300

74.5000

American

Oct 18, 2019

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Call Options Purchased

800

85.0000

American

Feb 21, 2020

Call Options Purchased

2,800

77.5000

American

Oct 18, 2019

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

900

72.5000

American

Oct 25, 2019

Call Options Purchased

400

72.5000

American

May 15, 2020

Put Options Written

100

72.0000

American

Nov 1, 2019

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

800

67.5000

American

Feb 21, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

100

73.0000

American

Oct 25, 2019

Call Options Purchased

37,300

80.0000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

1,100

80.0000

American

Nov 1, 2019

Call Options Purchased

100

75.5000

American

Oct 18, 2019

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

72.5000

American

Nov 15, 2019

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-600

77.5000

American

Nov 15, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-13,300

55.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

68.0000

American

Oct 18, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Written

300

77.0000

American

Nov 8, 2019

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

200

75.0000

American

Nov 1, 2019

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options Written

900

75.0000

American

May 15, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Written

6,400

62.5000

American

Jan 17, 2020

Call Options Purchased

2,200

78.0000

American

Oct 25, 2019

Call Options Purchased

200

79.0000

American

Nov 8, 2019

Put Options Written

100

72.5000

American

Nov 1, 2019

Put Options Written

100

69.5000

American

Oct 18, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

May 15, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-29,400

60.0000

American

Jan 17, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Put Options Purchased

-5,600

40.0000

American

Jan 21, 2022

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

1,000

82.5000

American

Feb 21, 2020

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

900

42.5000

American

Jan 21, 2022

Put Options Written

300

80.0000

American

Jun 19, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

1,100

65.0000

American

Sep 18, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Purchased

111,200

77.5000

American

Nov 15, 2019

Call Options Purchased

800

87.5000

American

Feb 21, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Call Options Purchased

100

67.5000

American

Nov 15, 2019

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options Written

3,200

62.5000

American

Feb 21, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Put Options Purchased

-200

74.0000

American

Oct 25, 2019

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Call Options Written

-400

82.5000

American

Jun 19, 2020

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-2,300

72.5000

American

Oct 18, 2019

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-1,400

70.0000

American

Jan 15, 2021

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-800

92.5000

American

Jan 15, 2021

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-2,600

100.0000

American

Feb 21, 2020

Call Options Written

-100

80.0000

American

Oct 18, 2019

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-300

73.5000

American

Oct 18, 2019

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Put Options Written

900

75.5000

American

Oct 18, 2019

Call Options Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options Purchased

1,400

75.0000

American

Oct 25, 2019

Call Options Purchased

31,700

80.0000

American

Nov 15, 2019

Put Options Written

100

59.5000

American

Oct 25, 2019

Call Options Purchased

900

60.0000

American

Jan 15, 2021

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Call Options Purchased

3,700

76.0000

American

Oct 18, 2019

Call Options Purchased

18,200

70.0000

American

Jan 17, 2020

Put Options Written

8,800

74.0000

American

Oct 18, 2019

Call Options Purchased

8,500

90.0000

American

Feb 21, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Put Options Written

600

70.0000

American

Feb 21, 2020

Put Options Written

500

67.5000

American

Jan 17, 2020

Call Options Purchased

200

77.0000

American

Oct 18, 2019

Call Options Purchased

500

77.5000

American

Sep 18, 2020

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

200

76.5000

American

Nov 22, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

2,800

76.0000

American

Oct 18, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options Written

-900

90.0000

American

Sep 18, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-400

73.5000

American

Nov 1, 2019

Call Options Written

-700

72.5000

American

Jun 19, 2020

Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options Written

-3,200

145.0000

American

Jan 17, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-700

80.0000

American

Jan 15, 2021

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-900

75.0000

American

Oct 18, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

73.5000

American

Oct 18, 2019

Put Options Purchased

-20,000

65.0000

American

Nov 15, 2019

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Put Options Purchased

-100

71.0000

American

Oct 18, 2019

Call Options Purchased

25,200

75.0000

American

Nov 15, 2019

Put Options Written

26,000

70.0000

American

Jun 19, 2020

Call Options Purchased

4,300

75.0000

American

Feb 21, 2020

Call Options Purchased

11,100

80.0000

American

Feb 21, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

900

73.0000

American

Oct 18, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

400

60.0000

American

Oct 18, 2019

Call Options Purchased

12,200

75.0000

American

Oct 18, 2019

Call Options Purchased

5,100

74.0000

American

Oct 25, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

700

72.0000

American

Oct 25, 2019

Call Options Purchased

200

71.0000

American

Nov 1, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

100

57.5000

American

Sep 18, 2020

Put Options Written

100

76.0000

American

Nov 29, 2019

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-200

77.0000

American

Oct 25, 2019

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Put Options Purchased

-300

75.0000

American

Oct 25, 2019

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options Written

-52,800

82.5000

American

Jan 17, 2020

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options Written

-2,400

76.5000

American

Oct 18, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Written

-1,000

76.5000

American

Nov 1, 2019

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-100

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Feb 21, 2020

Put Options Purchased

-100

78.0000

American

Nov 29, 2019

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Purchased

100

73.5000

American

Oct 25, 2019

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

1,300

72.5000

American

Sep 18, 2020

Call Options Purchased

900

79.0000

American

Oct 25, 2019

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

200

77.5000

American

Oct 25, 2019

Call Options Purchased

3,500

80.0000

American

Jun 19, 2020

Call Options Purchased

500

85.0000

American

May 15, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

200

77.5000

American

Jun 19, 2020

Call Options Purchased

7,000

85.0000

American

Jun 19, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

3,000

67.5000

American

Jun 19, 2020

Call Options Written

-10,500

85.0000

American

Jan 17, 2020

Put Options Purchased

-11,700

70.0000

American

Oct 18, 2019

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-39,200

67.5000

American

Nov 15, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-5,300

75.0000

American

Oct 18, 2019

Put Options Purchased

-100

67.5000

American

Feb 21, 2020

Put Options Purchased

-100

75.5000

American

Oct 25, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-11,900

87.5000

American

Jan 17, 2020

Call Options Written

-800

80.0000

American

Oct 25, 2019

Call Options Written

-14,300

90.0000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

200

73.0000

American

Nov 22, 2019

Put Options Written

100

62.5000

American

Oct 25, 2019

Put Options Written

100

77.0000

American

Oct 18, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

15,900

65.0000

American

Oct 18, 2019

Put Options Written

8,400

65.0000

American

Feb 21, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

400

67.5000

American

Oct 18, 2019

Put Options Written

100

69.0000

American

Oct 18, 2019

Call Options Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options Purchased

1,300

74.0000

American

Oct 18, 2019

Call Options Purchased

5,200

75.0000

American

Jan 17, 2020

Call Options Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options Written

-400

80.0000

American

Jan 15, 2021

Put Options Purchased

-600

63.0000

American

Nov 1, 2019

Put Options Purchased

-100

76.0000

American

Oct 25, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-14,200

67.5000

American

Oct 18, 2019

Put Options Purchased

-13,500

70.0000

American

Nov 15, 2019

Put Options Purchased

-100

73.5000

American

Oct 25, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-200

71.5000

American

Oct 18, 2019

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678953
Time of Receipt (offset from UTC): 20191023T151137+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC