FORM 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,835,085

1.17%

2,228,326

0.68%

 

(2)

Derivatives (other than options):

2,136,200

0.65%

1,938,520

0.59%

 

(3)

Options and agreements to
purchase/sell:

822,000

0.25%

526,800

0.16%

 
TOTAL:

6,793,285

2.07%

4,693,646

1.43%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

173.6400 USD

Purchase

6

174.3600 USD

Purchase

17

174.3000 USD

Purchase

56

173.3900 USD

Purchase

100

167.5000 USD

Purchase

100

173.4000 USD

Purchase

100

173.7800 USD

Purchase

100

173.8600 USD

Purchase

125

173.6040 USD

Purchase

154

173.7000 USD

Purchase

200

173.8800 USD

Purchase

200

173.7850 USD

Purchase

200

174.4175 USD

Purchase

300

173.1133 USD

Purchase

400

173.4812 USD

Purchase

500

173.9430 USD

Purchase

600

173.6125 USD

Purchase

600

173.7083 USD

Purchase

700

174.1464 USD

Purchase

1,100

174.1313 USD

Purchase

1,300

170.0000 USD

Purchase

2,323

173.6284 USD

Purchase

3,638

173.5242 USD

Purchase

4,096

173.5312 USD

Purchase

8,700

174.3996 USD

Purchase

9,555

173.6003 USD

Purchase

10,638

172.6500 USD

Purchase

11,707

174.0268 USD

Purchase

19,398

173.5118 USD

Purchase

22,740

173.6000 USD

Purchase

27,185

173.3058 USD

Purchase

38,500

174.0000 USD

Purchase

43,119

174.0457 USD

Purchase

44,100

174.0313 USD

Sale

1

173.6400 USD

Sale

6

174.3600 USD

Sale

35

174.1200 USD

Sale

42

173.6333 USD

Sale

50

174.3800 USD

Sale

56

173.3900 USD

Sale

94

173.2012 USD

Sale

100

165.0000 USD

Sale

100

174.1900 USD

Sale

100

173.8100 USD

Sale

100

173.4400 USD

Sale

100

173.2900 USD

Sale

100

173.6800 USD

Sale

100

174.3200 USD

Sale

100

173.7000 USD

Sale

100

174.4000 USD

Sale

200

174.4425 USD

Sale

200

174.3400 USD

Sale

200

174.2900 USD

Sale

200

173.3650 USD

Sale

200

174.0300 USD

Sale

200

173.9900 USD

Sale

200

173.7850 USD

Sale

200

174.0775 USD

Sale

200

174.4250 USD

Sale

253

174.2100 USD

Sale

300

173.6866 USD

Sale

400

174.1987 USD

Sale

446

174.0242 USD

Sale

500

173.9600 USD

Sale

550

173.3254 USD

Sale

550

174.1254 USD

Sale

594

174.4073 USD

Sale

700

173.8385 USD

Sale

756

174.4456 USD

Sale

800

174.4693 USD

Sale

818

174.0318 USD

Sale

952

174.2601 USD

Sale

954

173.7429 USD

Sale

1,059

174.1579 USD

Sale

1,200

174.2733 USD

Sale

1,521

174.3269 USD

Sale

1,662

174.1028 USD

Sale

1,719

174.4158 USD

Sale

2,113

174.2213 USD

Sale

2,273

174.1973 USD

Sale

2,367

174.0229 USD

Sale

2,500

173.7957 USD

Sale

2,938

174.2015 USD

Sale

3,721

174.1476 USD

Sale

5,158

174.2180 USD

Sale

5,200

174.3854 USD

Sale

6,747

174.3377 USD

Sale

8,700

174.3996 USD

Sale

9,555

173.6003 USD

Sale

9,600

174.3728 USD

Sale

9,834

173.5564 USD

Sale

10,638

172.6500 USD

Sale

11,666

174.0905 USD

Sale

12,004

174.0033 USD

Sale

13,446

174.1267 USD

Sale

15,072

172.6953 USD

Sale

16,683

173.6000 USD

Sale

18,547

173.9610 USD

Sale

27,478

173.5398 USD

Sale

38,500

174.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Selling

900

170 USD

American

20 Dec 2019

7.1944 USD

Call Option Selling

2,800

170 USD

American

21 Feb 2020

10.7600 USD

Call Option Selling

100

190 USD

American

15 Nov 2019

0.0500 USD

Put Option Purchasing

100

165 USD

American

15 Nov 2019

0.7200 USD

Put Option Selling

4,900

145 USD

American

21 Feb 2020

2.2828 USD

Put Option Selling

1,000

160 USD

American

21 Feb 2020

4.0000 USD

Put Option Selling

100

170 USD

American

15 Nov 2019

1.6900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options Purchased

1,700

175.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-13,500

165.0000

American

Oct 18, 2019

Call Options Written

-100

190.0000

American

Nov 15, 2019

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Call Options Written

-400

155.0000

American

Nov 15, 2019

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

50,000

140.0000

American

Mar 20, 2020

Put Options Written

300

145.0000

American

Nov 15, 2019

Put Options Written

5,900

160.0000

American

Jun 19, 2020

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

12,900

150.0000

American

Nov 15, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

Oct 18, 2019

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options Purchased

7,900

185.0000

American

Nov 15, 2019

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

300

100.0000

American

Dec 20, 2019

Call Options Purchased

100

167.5000

American

Oct 18, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options Written

200

140.0000

American

Oct 18, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

400

125.0000

American

Jan 15, 2021

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

400

65.0000

American

Jan 17, 2020

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Purchased

-50,000

160.0000

American

Mar 20, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Purchased

-2,100

165.0000

American

Nov 15, 2019

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Call Options Written

-100

165.0000

American

Oct 18, 2019

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Put Options Written

9,900

160.0000

American

Feb 21, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Call Options Purchased

100

180.0000

American

Jun 19, 2020

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Call Options Purchased

1,100

175.0000

American

Nov 15, 2019

Put Options Written

9,600

160.0000

American

Oct 18, 2019

Put Options Written

100

140.0000

American

Jan 15, 2021

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options Purchased

1,300

170.0000

American

Oct 18, 2019

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Call Options Written

-100

240.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Put Options Purchased

-1,000

172.5000

American

Oct 18, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Put Options Purchased

-300

170.0000

American

Nov 15, 2019

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-200

165.0000

American

Jun 19, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-900

175.0000

American

Jan 17, 2020

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Oct 18, 2019

Put Options Purchased

-100

165.0000

American

Nov 1, 2019

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Call Options Written

-100

105.0000

American

Jan 17, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-500

135.0000

American

Dec 20, 2019

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Put Options Written

500

80.0000

American

Nov 15, 2019

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

7,900

170.0000

American

Feb 21, 2020

Put Options Written

1,000

135.0000

American

Jan 17, 2020

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

100

170.0000

American

Nov 1, 2019

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Call Options Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options Purchased

1,200

175.0000

American

Jan 17, 2020

Put Options Written

5,600

145.0000

American

Feb 21, 2020

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

20,800

150.0000

American

Feb 21, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Put Options Written

9,300

160.0000

American

Dec 20, 2019

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678948
Time of Receipt (offset from UTC): 20191023T145613+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC