Form 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

22 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,301,633

0.16%

3,542,158

0.24%

 

(2)

Derivatives (other than options):

1,547,646

0.10%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

1,999,500

0.14%

1,028,000

0.07%

 
TOTAL:

5,848,779

0.40%

4,570,158

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

25

78.2100 USD
Purchase

45

78.0777 USD
Purchase

71

77.9300 USD
Purchase

75

78.2500 USD
Purchase

98

78.4973 USD
Purchase

100

78.0500 USD
Purchase

100

78.1100 USD
Purchase

100

78.1000 USD
Purchase

100

78.0400 USD
Purchase

101

78.3607 USD
Purchase

145

78.3958 USD
Purchase

180

78.2997 USD
Purchase

184

77.9891 USD
Purchase

200

78.0175 USD
Purchase

200

77.9670 USD
Purchase

200

78.4450 USD
Purchase

200

78.0150 USD
Purchase

200

78.2750 USD
Purchase

200

78.2400 USD
Purchase

200

78.0700 USD
Purchase

200

78.0625 USD
Purchase

240

77.9897 USD
Purchase

240

77.9898 USD
Purchase

300

78.3900 USD
Purchase

300

77.9850 USD
Purchase

300

78.3633 USD
Purchase

300

78.3758 USD
Purchase

324

78.3183 USD
Purchase

362

77.9675 USD
Purchase

400

78.0087 USD
Purchase

454

78.2935 USD
Purchase

490

78.3563 USD
Purchase

500

78.2860 USD
Purchase

500

78.1490 USD
Purchase

500

78.0780 USD
Purchase

518

77.9658 USD
Purchase

600

77.8450 USD
Purchase

604

78.1408 USD
Purchase

700

77.9935 USD
Purchase

700

77.8800 USD
Purchase

700

78.2314 USD
Purchase

800

78.3150 USD
Purchase

800

78.0437 USD
Purchase

800

78.1450 USD
Purchase

801

77.9800 USD
Purchase

852

78.0159 USD
Purchase

1,100

77.9272 USD
Purchase

1,446

78.2656 USD
Purchase

1,500

78.2706 USD
Purchase

2,487

78.0928 USD
Purchase

2,800

78.1938 USD
Purchase

3,049

78.3346 USD
Purchase

3,180

78.6124 USD
Purchase

3,200

78.1265 USD
Purchase

3,311

78.0381 USD
Purchase

3,900

78.2394 USD
Purchase

6,381

78.0950 USD
Purchase

7,020

78.1070 USD
Purchase

8,000

78.0975 USD
Purchase

9,352

77.9683 USD
Purchase

9,900

78.2334 USD
Purchase

10,087

77.8700 USD
Purchase

10,308

78.1208 USD
Purchase

13,258

77.9269 USD
Purchase

16,885

78.1093 USD
Purchase

18,556

78.1021 USD
Purchase

19,800

78.0904 USD
Purchase

19,886

78.3084 USD
Purchase

25,000

77.9981 USD
Purchase

25,720

78.1054 USD
Purchase

27,396

78.1114 USD
Purchase

28,947

77.9020 USD
Purchase

32,871

78.2823 USD
Purchase

42,363

78.0109 USD
Purchase

51,960

78.1755 USD
Sale

39

78.2500 USD
Sale

47

78.3000 USD
Sale

60

78.5800 USD
Sale

100

78.1000 USD
Sale

100

78.1900 USD
Sale

100

78.2700 USD
Sale

100

78.3350 USD
Sale

100

78.3400 USD
Sale

100

78.3450 USD
Sale

100

78.4400 USD
Sale

100

78.6400 USD
Sale

106

78.2386 USD
Sale

130

78.4153 USD
Sale

180

78.3072 USD
Sale

180

78.2997 USD
Sale

200

78.3162 USD
Sale

200

78.3550 USD
Sale

200

78.4775 USD
Sale

200

78.2175 USD
Sale

200

77.8850 USD
Sale

200

77.9850 USD
Sale

230

78.3586 USD
Sale

240

77.9897 USD
Sale

240

77.8500 USD
Sale

300

77.9900 USD
Sale

300

78.2800 USD
Sale

300

78.0600 USD
Sale

300

78.2933 USD
Sale

300

78.3833 USD
Sale

300

77.9533 USD
Sale

305

78.0050 USD
Sale

355

78.2338 USD
Sale

365

78.4316 USD
Sale

399

78.3547 USD
Sale

400

78.6025 USD
Sale

400

78.2325 USD
Sale

420

77.8809 USD
Sale

500

78.1490 USD
Sale

521

78.1272 USD
Sale

637

78.2410 USD
Sale

700

77.8900 USD
Sale

700

78.3214 USD
Sale

800

78.3125 USD
Sale

800

77.9625 USD
Sale

800

78.3038 USD
Sale

807

77.8726 USD
Sale

852

78.2905 USD
Sale

900

78.2983 USD
Sale

900

78.2755 USD
Sale

904

77.9280 USD
Sale

907

78.0122 USD
Sale

910

77.8800 USD
Sale

932

78.2747 USD
Sale

932

78.2774 USD
Sale

978

78.2758 USD
Sale

1,016

78.5692 USD
Sale

1,100

78.2322 USD
Sale

1,148

78.3655 USD
Sale

1,218

77.8700 USD
Sale

1,300

78.3061 USD
Sale

1,300

77.9684 USD
Sale

1,400

78.2985 USD
Sale

1,500

77.9946 USD
Sale

1,535

78.0040 USD
Sale

1,553

78.0072 USD
Sale

1,572

77.9930 USD
Sale

1,594

78.3067 USD
Sale

1,700

78.0785 USD
Sale

1,806

78.2990 USD
Sale

1,865

77.9548 USD
Sale

1,872

78.3953 USD
Sale

1,933

77.8636 USD
Sale

2,229

77.9917 USD
Sale

2,233

77.9303 USD
Sale

2,345

78.5051 USD
Sale

2,413

78.2845 USD
Sale

2,993

78.0148 USD
Sale

3,268

78.3009 USD
Sale

3,787

78.0179 USD
Sale

3,820

78.2497 USD
Sale

3,900

77.9487 USD
Sale

4,048

78.3064 USD
Sale

4,082

78.3081 USD
Sale

4,430

78.2557 USD
Sale

4,633

78.1201 USD
Sale

4,816

77.9966 USD
Sale

5,118

78.2812 USD
Sale

5,154

78.1208 USD
Sale

5,459

77.9958 USD
Sale

5,700

77.9257 USD
Sale

5,800

78.0994 USD
Sale

7,070

78.3541 USD
Sale

7,400

78.1259 USD
Sale

8,867

78.3047 USD
Sale

9,700

78.1768 USD
Sale

11,111

78.1031 USD
Sale

13,212

78.2930 USD
Sale

16,552

78.3412 USD
Sale

17,700

78.1070 USD
Sale

25,980

78.1755 USD
Sale

26,283

78.0591 USD
Sale

28,137

77.8884 USD
Sale

28,659

77.8766 USD
Sale

96,764

78.1132 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

60 USD American 15 Jan 2021 19.4000 USD
Call Option Purchasing

100

73 USD American 17 Jan 2020 7.2600 USD
Call Option Purchasing

100

75 USD American 21 Feb 2020 6.4500 USD
Call Option Purchasing

200

77 USD American 25 Oct 2019 1.4850 USD
Call Option Purchasing

200

78 USD American 25 Oct 2019 0.9000 USD
Call Option Purchasing

600

78 USD American 1 Nov 2019 1.4383 USD
Call Option Purchasing

200

78 USD American 1 Nov 2019 2.0800 USD
Call Option Purchasing

200

78 USD American 15 Nov 2019 2.6800 USD
Call Option Purchasing

300

79 USD American 25 Oct 2019 0.4500 USD
Call Option Purchasing

300

79 USD American 22 Nov 2019 2.1300 USD
Call Option Purchasing

5,700

80 USD American 25 Oct 2019 0.1901 USD
Call Option Purchasing

100

80 USD American 15 Nov 2019 1.2600 USD
Call Option Purchasing

100

80 USD American 17 Jan 2020 2.3100 USD
Call Option Purchasing

100

81 USD American 25 Oct 2019 0.0500 USD
Call Option Purchasing

900

82 USD American 15 Nov 2019 0.7277 USD
Call Option Purchasing

100

83 USD American 21 Feb 2020 2.5300 USD
Call Option Purchasing

100

85 USD American 22 Nov 2019 0.3300 USD
Call Option Purchasing

300

85 USD American 21 Feb 2020 1.8000 USD
Call Option Purchasing

100

88 USD American 17 Jan 2020 0.6100 USD
Call Option Purchasing

1,300

90 USD American 17 Jan 2020 0.3800 USD
Call Option Purchasing

800

90 USD American 21 Feb 2020 0.7400 USD
Call Option Selling

13,800

70 USD American 15 Jan 2021 12.3630 USD
Call Option Selling

200

75 USD American 15 Nov 2019 4.4200 USD
Call Option Selling

200

77 USD American 25 Oct 2019 1.3400 USD
Call Option Selling

100

78 USD American 1 Nov 2019 1.7900 USD
Call Option Selling

100

78 USD American 8 Nov 2019 2.6500 USD
Call Option Selling

200

79 USD American 1 Nov 2019 1.2800 USD
Call Option Selling

300

79 USD American 15 Nov 2019 2.2100 USD
Call Option Selling

100

80 USD American 15 Nov 2019 1.2500 USD
Put Option Purchasing

100

76 USD American 15 Nov 2019 1.2300 USD
Put Option Purchasing

100

77 USD American 25 Oct 2019 0.1800 USD
Put Option Purchasing

300

77 USD American 15 Nov 2019 1.6600 USD
Put Option Purchasing

100

78 USD American 15 Nov 2019 1.7200 USD
Put Option Purchasing

100

79 USD American 22 Nov 2019 2.6500 USD
Put Option Selling

800

50 USD American 19 Jun 2020 0.5400 USD
Put Option Selling

100

55 USD American 21 Feb 2020 0.2000 USD
Put Option Selling

100

58 USD American 21 Feb 2020 0.3300 USD
Put Option Selling

100

76 USD American 25 Oct 2019 0.2100 USD
Put Option Selling

100

77 USD American 25 Oct 2019 0.3000 USD
Put Option Selling

100

77 USD American 22 Nov 2019 1.7500 USD
Put Option Selling

5,200

79 USD American 1 Nov 2019 2.0311 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

23 Oct 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

350,000

65.0000

American Jan 17, 2020
Put Options Written

99,500

60.0000

American Jun 19, 2020
Put Options Written

3,000

50.0000

American Nov 15, 2019
Call Options Purchased

6,200

82.5000

American Nov 15, 2019
Put Options Written

900

37.5000

American Jan 21, 2022
Call Options Purchased

13,100

72.5000

American Nov 15, 2019
Call Options Purchased

200

75.0000

American May 15, 2020
Call Options Purchased

700

50.0000

American Jan 15, 2021
Call Options Purchased

3,800

72.5000

American Feb 21, 2020
Put Options Written

100

73.5000

American Nov 1, 2019
Call Options Purchased

200

55.0000

American Sep 18, 2020
Call Options Purchased

12,500

70.0000

American Nov 15, 2019
Put Options Written

800

82.5000

American Jan 17, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Put Options Written

5,200

77.5000

American Jan 17, 2020
Put Options Written

1,100

85.0000

American Jun 19, 2020
Put Options Written

1,000

82.5000

American Jan 15, 2021
Put Options Written

200

75.0000

American Jun 19, 2020
Call Options Purchased

100

70.0000

American Nov 1, 2019
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-300

120.0000

American Jan 15, 2021
Put Options Purchased

-3,700

65.0000

American Jan 17, 2020
Put Options Purchased

-100

65.0000

American Jan 15, 2021
Call Options Written

-7,300

97.5000

American Jan 17, 2020
Call Options Written

-300

92.5000

American Sep 18, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-100

79.0000

American Nov 22, 2019
Put Options Purchased

-3,600

50.0000

American Jan 15, 2021
Put Options Purchased

-4,100

57.5000

American Jan 17, 2020
Call Options Written

-19,500

90.0000

American Jun 19, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-1,000

70.0000

American Oct 25, 2019
Put Options Purchased

-600

82.5000

American Feb 21, 2020
Call Options Written

-1,500

130.0000

American Jan 15, 2021
Put Options Purchased

-5,100

47.5000

American Jun 19, 2020
Put Options Purchased

-2,200

75.0000

American Feb 21, 2020
Put Options Purchased

-1,700

57.5000

American Nov 15, 2019
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-8,300

70.0000

American Feb 21, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Purchased

1,100

85.0000

American Feb 21, 2020
Put Options Written

300

62.5000

American Sep 18, 2020
Put Options Written

302,400

60.0000

American Jan 15, 2021
Put Options Written

73,000

70.0000

American Jan 17, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

800

67.5000

American Feb 21, 2020
Call Options Purchased

900

72.5000

American Oct 25, 2019
Put Options Written

100

75.0000

American Nov 15, 2019
Call Options Purchased

37,400

80.0000

American Jan 17, 2020
Call Options Purchased

1,300

55.0000

American Jun 19, 2020
Put Options Written

49,600

95.0000

American Jan 17, 2020
Put Options Written

100

72.0000

American Nov 1, 2019
Put Options Written

100

73.0000

American Oct 25, 2019
Put Options Written

3,300

47.5000

American Jan 17, 2020
Put Options Written

4,200

45.0000

American Jan 17, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

1,600

72.5000

American Feb 21, 2020
Put Options Written

50,000

57.5000

American Jan 17, 2020
Put Options Written

2,600

50.0000

American Jan 17, 2020
Put Options Written

2,000

57.5000

American Jan 15, 2021
Call Options Purchased

1,100

80.0000

American Nov 1, 2019
Call Options Written

-11,600

130.0000

American Jan 17, 2020
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-100

120.0000

American Jan 17, 2020
Put Options Purchased

-4,500

67.0000

American Oct 25, 2019
Put Options Purchased

-13,300

55.0000

American Jan 17, 2020
Put Options Purchased

-1,200

77.5000

American Nov 15, 2019
Put Options Purchased

-2,000

72.5000

American Nov 15, 2019
Call Options Written

-100

85.0000

American Nov 1, 2019
Put Options Purchased

-100

65.0000

American Nov 29, 2019
Call Options Written

-10,000

110.0000

American Jan 17, 2020
Put Options Purchased

-10,900

82.5000

American Nov 15, 2019
Put Options Purchased

-2,600

55.0000

American Jan 15, 2021
Call Options Written

-18,200

110.0000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Purchased

18,700

72.5000

American Jan 17, 2020
Call Options Purchased

2,500

60.0000

American Feb 21, 2020
Call Options Purchased

100

105.0000

American Jun 19, 2020
Put Options Written

5,200

79.0000

American Nov 1, 2019
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

1,000

60.0000

American Sep 18, 2020
Put Options Written

900

75.0000

American May 15, 2020
Put Options Written

100

72.5000

American Nov 1, 2019
Call Options Purchased

400

62.5000

American May 15, 2020
Call Options Purchased

200

79.0000

American Nov 8, 2019
Call Options Purchased

3,400

78.0000

American Oct 25, 2019
Put Options Written

1,000

77.0000

American Nov 1, 2019
Put Options Written

500

57.5000

American Feb 21, 2020
Call Options Purchased

200

75.0000

American Nov 1, 2019
Call Options Purchased

5,000

80.0000

American Oct 25, 2019
Call Options Purchased

2,300

60.0000

American Jun 19, 2020
Put Options Written

300

77.0000

American Nov 8, 2019
Put Options Written

6,400

62.5000

American Jan 17, 2020
Call Options Written

-100

76.0000

American Oct 25, 2019
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-1,500

92.5000

American Nov 15, 2019
Put Options Purchased

-1,100

85.0000

American Feb 21, 2020
Call Options Written

-2,600

105.0000

American Nov 15, 2019
Put Options Purchased

-5,600

40.0000

American Jan 21, 2022
Call Options Written

-400

110.0000

American Jun 19, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-700

66.0000

American Nov 1, 2019
Call Options Written

-1,200

85.0000

American Sep 18, 2020
Call Options Written

-1,600

75.0000

American Jan 15, 2021
Put Options Purchased

-600

55.0000

American Jun 19, 2020
Call Options Written

-800

125.0000

American Jan 17, 2020
Call Options Written

-14,700

87.5000

American Nov 15, 2019
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-300

80.0000

American May 15, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options Written

-500

95.0000

American Sep 18, 2020
Call Options Written

-100

67.5000

American Sep 18, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Call Options Written

-12,100

95.0000

American Jan 17, 2020
Call Options Written

-100

77.5000

American Nov 8, 2019
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-29,400

60.0000

American Jan 17, 2020
Call Options Purchased

1,100

82.5000

American Feb 21, 2020
Call Options Purchased

100

67.5000

American Nov 15, 2019
Call Options Purchased

112,100

77.5000

American Nov 15, 2019
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,100

65.0000

American Sep 18, 2020
Call Options Purchased

800

87.5000

American Feb 21, 2020
Put Options Written

100

77.5000

American Jan 15, 2021
Put Options Written

300

80.0000

American Jun 19, 2020
Put Options Written

125,000

80.0000

American Jan 15, 2021
Put Options Written

200

76.5000

American Nov 22, 2019
Put Options Written

151,000

65.0000

American Jun 19, 2020
Call Options Purchased

200

67.5000

American Jan 15, 2021
Put Options Written

100

77.0000

American Nov 22, 2019
Put Options Written

37,300

57.5000

American Jun 19, 2020
Call Options Purchased

3,500

70.5000

American Nov 29, 2019
Put Options Written

900

42.5000

American Jan 21, 2022
Call Options Purchased

800

155.0000

American Jan 17, 2020
Call Options Purchased

600

65.0000

American Jan 17, 2020
Put Options Written

3,200

62.5000

American Feb 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Call Options Purchased

900

82.0000

American Nov 15, 2019
Put Options Written

100

37.5000

American Jan 15, 2021
Call Options Written

-87,200

70.0000

American Jan 15, 2021
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Put Options Purchased

-100

74.0000

American Oct 25, 2019
Call Options Written

-400

67.5000

American Jun 19, 2020
Call Options Written

-400

82.5000

American Jun 19, 2020
Put Options Purchased

-1,000

105.0000

American Jun 19, 2020
Call Options Written

-4,100

115.0000

American Jan 17, 2020
Call Options Written

-2,600

100.0000

American Feb 21, 2020
Put Options Purchased

-1,400

70.0000

American Jan 15, 2021
Put Options Purchased

-2,800

42.5000

American Jan 17, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-500

68.5000

American Oct 25, 2019
Call Options Written

-300

110.0000

American Sep 18, 2020
Put Options Purchased

-100

73.5000

American Nov 29, 2019
Call Options Written

-6,900

105.0000

American Jan 17, 2020
Call Options Written

-13,400

100.0000

American Jan 15, 2021
Put Options Purchased

-100

67.5000

American Sep 18, 2020
Call Options Written

-800

92.5000

American Jan 15, 2021
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-17,400

85.0000

American Nov 15, 2019
Call Options Written

-100

75.0000

American Jun 19, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Purchased

600

75.0000

American Oct 25, 2019
Call Options Purchased

11,000

75.0000

American Sep 18, 2020
Call Options Purchased

9,300

90.0000

American Feb 21, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

300

77.5000

American Sep 18, 2020
Call Options Purchased

200

76.5000

American Nov 22, 2019
Call Options Purchased

100

62.5000

American Sep 18, 2020
Put Options Written

900

55.0000

American Feb 21, 2020
Put Options Written

100

59.5000

American Oct 25, 2019
Call Options Purchased

31,800

80.0000

American Nov 15, 2019
Put Options Written

28,300

62.5000

American Jun 19, 2020
Call Options Purchased

500

77.5000

American Sep 18, 2020
Call Options Purchased

100

73.0000

American Nov 8, 2019
Put Options Written

600

70.0000

American Feb 21, 2020
Call Options Purchased

18,200

70.0000

American Jan 17, 2020
Put Options Written

3,200

85.0000

American Jan 17, 2020
Call Options Purchased

1,400

65.0000

American Feb 21, 2020
Call Options Purchased

100

77.5000

American Nov 1, 2019
Put Options Written

500

67.5000

American Jan 17, 2020
Call Options Purchased

200

110.0000

American Jan 21, 2022
Put Options Purchased

-71,000

67.5000

American Jan 15, 2021
Call Options Written

-2,500

185.0000

American Jan 17, 2020
Put Options Purchased

-13,100

69.0000

American Oct 25, 2019
Call Options Written

-700

72.5000

American Jun 19, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Call Options Written

-900

90.0000

American Sep 18, 2020
Put Options Purchased

-1,000

60.0000

American Feb 21, 2020
Call Options Written

-200

79.0000

American Nov 1, 2019
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-300

77.0000

American Nov 15, 2019
Call Options Written

-400

73.5000

American Nov 1, 2019
Call Options Written

-3,200

145.0000

American Jan 17, 2020
Put Options Purchased

-5,000

35.0000

American Jan 15, 2021
Put Options Purchased

-2,800

72.5000

American Jun 19, 2020
Put Options Purchased

-19,800

65.0000

American Nov 15, 2019
Put Options Purchased

-800

50.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-8,200

75.0000

American Jan 17, 2020
Put Options Purchased

-700

80.0000

American Jan 15, 2021
Call Options Written

-100,100

120.0000

American Jan 17, 2020
Call Options Written

-300

130.0000

American Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Put Options Written

26,000

70.0000

American Jun 19, 2020
Call Options Purchased

300

75.5000

American Nov 1, 2019
Put Options Written

100

77.0000

American Oct 25, 2019
Put Options Written

6,100

80.0000

American Jan 17, 2020
Call Options Purchased

200

71.0000

American Nov 1, 2019
Call Options Purchased

24,500

75.0000

American Nov 15, 2019
Put Options Written

100

57.5000

American Sep 18, 2020
Put Options Written

200

55.0000

American Nov 15, 2019
Put Options Written

100

76.0000

American Nov 29, 2019
Call Options Purchased

5,100

74.0000

American Oct 25, 2019
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

24,700

67.5000

American Jan 17, 2020
Put Options Written

1,500

45.0000

American Nov 15, 2019
Call Options Purchased

4,400

75.0000

American Feb 21, 2020
Put Options Written

700

72.0000

American Oct 25, 2019
Call Options Purchased

100

85.0000

American Nov 22, 2019
Call Options Purchased

12,600

80.0000

American Feb 21, 2020
Call Options Purchased

100

81.0000

American Oct 25, 2019
Put Options Written

300

35.0000

American Sep 18, 2020
Call Options Written

-100

90.0000

American Jan 15, 2021
Put Options Purchased

-300

42.5000

American Nov 15, 2019
Call Options Written

-1,300

77.0000

American Oct 25, 2019
Put Options Purchased

-3,100

76.5000

American Oct 25, 2019
Put Options Purchased

-7,000

70.0000

American Jan 17, 2020
Call Options Written

-18,100

95.0000

American Jun 19, 2020
Call Options Written

-100

65.0000

American Jan 15, 2021
Call Options Written

-700

77.0000

American Nov 8, 2019
Call Options Written

-1,000

76.5000

American Nov 1, 2019
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-1,700

87.5000

American Jan 17, 2020
Call Options Written

-2,000

150.0000

American Jan 17, 2020
Call Options Written

-200

62.5000

American Jun 19, 2020
Call Options Written

-200

75.0000

American Nov 22, 2019
Call Options Written

-300

78.5000

American Nov 15, 2019
Call Options Written

-52,800

82.5000

American Jan 17, 2020
Put Options Purchased

-800

92.5000

American Jun 19, 2020
Put Options Purchased

-9,000

69.5000

American Oct 25, 2019
Call Options Written

-100

180.0000

American Jan 17, 2020
Put Options Purchased

-100

78.0000

American Nov 29, 2019
Put Options Purchased

-9,500

72.5000

American Jan 15, 2021
Put Options Purchased

-2,100

40.0000

American Jan 15, 2021
Put Options Purchased

-1,600

68.0000

American Oct 25, 2019
Call Options Written

-500

87.5000

American Jun 19, 2020
Put Options Purchased

-100

80.0000

American Feb 21, 2020
Put Options Purchased

-200

75.0000

American Oct 25, 2019
Call Options Written

-2,200

62.5000

American Feb 21, 2020
Call Options Purchased

2,300

47.5000

American Sep 18, 2020
Put Options Written

6,000

105.0000

American Jan 17, 2020
Call Options Purchased

100

73.5000

American Oct 25, 2019
Put Options Written

3,000

67.5000

American Jun 19, 2020
Put Options Written

100

65.0000

American Sep 18, 2020
Put Options Written

200

77.5000

American Jun 19, 2020
Call Options Purchased

100

83.0000

American Nov 15, 2019
Call Options Purchased

1,200

57.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

400

57.5000

American Sep 18, 2020
Call Options Purchased

7,000

85.0000

American Jun 19, 2020
Call Options Purchased

500

85.0000

American May 15, 2020
Call Options Purchased

500

78.0000

American Nov 1, 2019
Call Options Purchased

2,900

79.0000

American Oct 25, 2019
Call Options Purchased

2,600

77.5000

American Oct 25, 2019
Put Options Written

1,300

72.5000

American Sep 18, 2020
Put Options Written

75,000

70.0000

American Jan 15, 2021
Call Options Purchased

300

79.0000

American Nov 22, 2019
Call Options Purchased

3,500

80.0000

American Jun 19, 2020
Call Options Written

-1,000

100.0000

American Nov 15, 2019
Put Options Purchased

-100

67.5000

American Feb 21, 2020
Call Options Written

-69,400

100.0000

American Jan 17, 2020
Call Options Written

-10,400

100.0000

American Jun 19, 2020
Put Options Purchased

-100

76.0000

American Nov 15, 2019
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-13,800

90.0000

American Nov 15, 2019
Put Options Purchased

-39,200

67.5000

American Nov 15, 2019
Call Options Written

-1,100

62.5000

American Jan 17, 2020
Call Options Written

-6,600

105.0000

American Jan 15, 2021
Put Options Purchased

-27,100

62.5000

American Nov 15, 2019
Call Options Written

-200

105.0000

American Sep 18, 2020
Put Options Purchased

-100

75.5000

American Oct 25, 2019
Call Options Written

-10,500

85.0000

American Jan 17, 2020
Call Options Written

-11,800

87.5000

American Jan 17, 2020
Call Options Purchased

100

77.0000

American Nov 1, 2019
Call Options Purchased

5,200

75.0000

American Jan 17, 2020
Put Options Written

200

73.0000

American Nov 22, 2019
Call Options Purchased

5,500

77.5000

American Jan 15, 2021
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

14,900

77.5000

American Jan 17, 2020
Put Options Written

100

62.5000

American Oct 25, 2019
Call Options Purchased

1,700

77.5000

American Feb 21, 2020
Put Options Written

8,400

65.0000

American Feb 21, 2020
Put Options Written

2,000

47.5000

American Nov 15, 2019
Call Options Purchased

1,300

65.0000

American Jun 19, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Call Options Purchased

100

79.0000

American Nov 15, 2019
Put Options Written

400

72.5000

American May 15, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

1,300

80.0000

American Sep 18, 2020
Put Options Purchased

-12,300

60.0000

American Nov 15, 2019
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-1,000

87.5000

American Jan 15, 2021
Put Options Purchased

-2,200

72.5000

American Jan 17, 2020
Call Options Written

-5,000

100.0000

American Sep 18, 2020
Put Options Purchased

-7,000

76.0000

American Oct 25, 2019
Call Options Written

-2,200

82.5000

American Jan 15, 2021
Put Options Purchased

-100

73.5000

American Oct 25, 2019
Call Options Written

-6,900

92.5000

American Jan 17, 2020
Call Options Written

-6,500

95.0000

American Nov 15, 2019
Call Options Written

-12,000

90.0000

American Jan 17, 2020
Put Options Purchased

-300

77.5000

American Feb 21, 2020
Put Options Purchased

-600

63.0000

American Nov 1, 2019
Put Options Purchased

-9,400

90.0000

American Jan 17, 2020
Put Options Purchased

-6,800

100.0000

American Jan 17, 2020
Call Options Written

-3,100

135.0000

American Jan 17, 2020
Call Options Written

-400

80.0000

American Jan 15, 2021
Call Options Written

-3,100

95.0000

American Jan 15, 2021
Put Options Purchased

-13,200

70.0000

American Jan 0, 1900

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678945
Time of Receipt (offset from UTC): 20191023T124631+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC