Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

22 Oct 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,775,552

1.15%

2,293,719

0.70%

 

(2)

Derivatives (other than options):

2,414,200

0.74%

1,938,520

0.59%

 

(3)

Options and agreements to
purchase/sell:

815,600

0.25%

514,300

0.16%

 
TOTAL:

7,005,352

2.14%

4,746,539

1.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

175.7500 USD
Purchase

5

175.4300 USD
Purchase

10

175.3500 USD
Purchase

11

175.2168 USD
Purchase

81

175.1044 USD
Purchase

110

175.0890 USD
Purchase

150

175.5733 USD
Purchase

156

175.2232 USD
Purchase

200

175.6300 USD
Purchase

300

175.7266 USD
Purchase

350

175.0286 USD
Purchase

350

175.0285 USD
Purchase

372

175.6112 USD
Purchase

400

175.7950 USD
Purchase

400

175.5775 USD
Purchase

504

175.5374 USD
Purchase

513

175.6759 USD
Purchase

669

175.5155 USD
Purchase

684

175.5309 USD
Purchase

703

175.7117 USD
Purchase

733

175.1696 USD
Purchase

829

175.5358 USD
Purchase

837

175.7171 USD
Purchase

900

175.4000 USD
Purchase

901

175.7392 USD
Purchase

920

175.7432 USD
Purchase

935

175.7063 USD
Purchase

1,069

175.5361 USD
Purchase

1,320

175.2771 USD
Purchase

1,500

175.5913 USD
Purchase

1,550

175.7372 USD
Purchase

1,719

175.6454 USD
Purchase

2,081

175.6210 USD
Purchase

2,200

175.7281 USD
Purchase

2,221

175.7145 USD
Purchase

2,418

175.5274 USD
Purchase

2,500

175.5284 USD
Purchase

2,656

175.3466 USD
Purchase

2,678

175.5573 USD
Purchase

3,200

175.5596 USD
Purchase

3,977

175.4008 USD
Purchase

4,266

174.9305 USD
Purchase

4,400

175.5456 USD
Purchase

5,900

175.6009 USD
Purchase

8,247

175.5879 USD
Purchase

10,836

175.3487 USD
Purchase

11,140

175.3279 USD
Purchase

12,786

175.5101 USD
Purchase

14,602

175.1303 USD
Purchase

15,701

175.4903 USD
Purchase

17,503

175.2642 USD
Purchase

30,100

175.5000 USD
Sale

1

175.7500 USD
Sale

3

175.4900 USD
Sale

5

175.2250 USD
Sale

6

175.2100 USD
Sale

53

175.2200 USD
Sale

54

175.5207 USD
Sale

78

175.2232 USD
Sale

81

175.1044 USD
Sale

100

175.7200 USD
Sale

100

175.6800 USD
Sale

100

175.6200 USD
Sale

100

175.2600 USD
Sale

100

175.1700 USD
Sale

100

175.0200 USD
Sale

100

175.0500 USD
Sale

163

175.8400 USD
Sale

200

175.8275 USD
Sale

200

175.2800 USD
Sale

233

175.0530 USD
Sale

250

175.0320 USD
Sale

265

175.7000 USD
Sale

300

175.8066 USD
Sale

300

175.6496 USD
Sale

325

175.2300 USD
Sale

350

175.0285 USD
Sale

374

175.6761 USD
Sale

378

175.6792 USD
Sale

400

175.4850 USD
Sale

469

175.2270 USD
Sale

537

175.8176 USD
Sale

600

175.7900 USD
Sale

700

175.8100 USD
Sale

762

175.5367 USD
Sale

781

175.4340 USD
Sale

800

175.7737 USD
Sale

900

175.8083 USD
Sale

1,038

175.5857 USD
Sale

1,500

175.5913 USD
Sale

1,500

175.4596 USD
Sale

1,900

175.5542 USD
Sale

2,400

175.3075 USD
Sale

2,500

175.5392 USD
Sale

2,900

175.6920 USD
Sale

3,100

175.5558 USD
Sale

3,132

175.5427 USD
Sale

4,576

174.9836 USD
Sale

4,946

175.5532 USD
Sale

5,042

175.0199 USD
Sale

10,801

174.9204 USD
Sale

10,990

175.1132 USD
Sale

16,326

175.7173 USD
Sale

43,650

175.4519 USD
Sale

60,100

175.5000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

100

90 USD American 17 Jan 2020 85.5000 USD
Call Option Selling

300

165 USD American 20 Mar 2020 15.3200 USD
Put Option Selling

2,700

160 USD American 21 Feb 2020 3.3555 USD
Put Option Selling

200

165 USD American 25 Oct 2019 1.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

23 Oct 2019

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or Number of Exercise Type Expiry

 

purchased relevant securities price date

 

to which the option

 

or derivative

 

relates

Call Options

Purchased

1,600

175.0000

American Dec 20, 2019

Call Options

Purchased

800

180.0000

American Nov 8, 2019

Call Options

Purchased

500

185.0000

American Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American Jan 17, 2020

Put Options

Written

700

95.0000

American Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American Feb 21, 2020

Put Options

Written

700

100.0000

American Jan 15, 2021

Call Options

Purchased

100

130.0000

American Nov 15, 2019

Call Options

Purchased

2,500

175.0000

American Jan 15, 2021

Put Options

Written

100

135.0000

American Feb 21, 2020

Put Options

Written

900

90.0000

American Feb 21, 2020

Put Options

Written

4,600

155.0000

American Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American Jan 15, 2021

Put Options

Written

1,100

100.0000

American Feb 21, 2020

Call Options

Written

-100

190.0000

American Nov 15, 2019

Put Options

Purchased

-300

165.0000

American Jan 15, 2021

Put Options

Purchased

-500

140.0000

American Nov 15, 2019

Put Options

Purchased

-1,500

165.0000

American Jan 17, 2020

Call Options

Written

-2,300

185.0000

American Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020

Put Options

Purchased

-7,100

155.0000

American Nov 15, 2019

Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020

Put Options

Purchased

-700

155.0000

American Jan 17, 2020

Put Options

Purchased

-500

170.0000

American Dec 20, 2019

Call Options

Written

-400

155.0000

American Nov 15, 2019

Call Options

Written

-2,100

125.0000

American Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Call Options

Purchased

26,500

170.0000

American Dec 20, 2019

Put Options

Written

50,200

140.0000

American Mar 20, 2020

Put Options

Written

500

80.0000

American Feb 21, 2020

Call Options

Purchased

3,800

140.0000

American Jan 17, 2020

Put Options

Written

12,900

150.0000

American Nov 15, 2019

Call Options

Purchased

900

145.0000

American Nov 15, 2019

Put Options

Written

300

145.0000

American Nov 15, 2019

Put Options

Written

36,400

105.0000

American Jan 15, 2021

Call Options

Purchased

800

155.0000

American Jan 15, 2021

Put Options

Written

5,900

160.0000

American Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American Dec 20, 2019

Put Options

Purchased

-2,900

90.0000

American Dec 20, 2019

Put Options

Purchased

-5,300

110.0000

American Jan 17, 2020

Call Options

Written

-300

150.0000

American Feb 21, 2020

Put Options

Purchased

-200

110.0000

American Dec 20, 2019

Put Options

Purchased

-10,800

125.0000

American Jan 17, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American Jan 17, 2020

Put Options

Purchased

-100

155.0000

American Jan 15, 2021

Put Options

Purchased

-400

135.0000

American Nov 15, 2019

Call Options

Written

-1,100

290.0000

American Jan 17, 2020

Call Options

Written

-1,700

200.0000

American Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021

Put Options

Purchased

-200

95.0000

American Nov 15, 2019

Put Options

Purchased

-700

175.0000

American Nov 15, 2019

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Call Options

Purchased

5,800

160.0000

American Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American Nov 15, 2019

Put Options

Written

149,800

140.0000

American Nov 15, 2019

Call Options

Purchased

7,900

185.0000

American Nov 15, 2019

Call Options

Purchased

2,300

155.0000

American Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American Jan 15, 2021

Put Options

Written

400

65.0000

American Jan 17, 2020

Call Options

Purchased

12,400

170.0000

American Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American Nov 15, 2019

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Put Options

Written

300

100.0000

American Dec 20, 2019

Put Options

Written

2,800

90.0000

American Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American Jan 17, 2020

Put Options

Written

1,000

85.0000

American Dec 20, 2019

Put Options

Written

100

145.0000

American Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American Feb 21, 2020

Put Options

Written

400

125.0000

American Jan 15, 2021

Call Options

Written

-4,500

220.0000

American Jan 17, 2020

Put Options

Purchased

-100

120.0000

American Jan 17, 2020

Call Options

Written

-200

140.0000

American Feb 21, 2020

Put Options

Purchased

-700

170.0000

American Jan 17, 2020

Call Options

Written

-100

210.0000

American Nov 15, 2019

Put Options

Purchased

-50,000

160.0000

American Mar 20, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Call Options

Purchased

100

180.0000

American Jan 15, 2021

Call Options

Purchased

100

165.0000

American Feb 21, 2020

Call Options

Purchased

4,100

170.0000

American Jan 17, 2020

Put Options

Written

46,000

140.0000

American Jun 19, 2020

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Put Options

Purchased

-2,100

165.0000

American Nov 15, 2019

Put Options

Purchased

-3,000

160.0000

American Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American Jan 17, 2020

Call Options

Written

-500

220.0000

American Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Call Options

Written

-100

135.0000

American Jan 15, 2021

Put Options

Purchased

-7,400

130.0000

American Nov 15, 2019

Put Options

Purchased

-5,300

100.0000

American Jan 17, 2020

Call Options

Written

-29,800

150.0000

American Jan 17, 2020

Call Options

Written

-1,500

170.0000

American Nov 8, 2019

Put Options

Purchased

-2,400

170.0000

American Jun 19, 2020

Call Options

Written

-7,000

300.0000

American Jan 17, 2020

Put Options

Written

2,000

115.0000

American Feb 21, 2020

Put Options

Written

29,300

140.0000

American Jan 17, 2020

Put Options

Written

2,500

120.0000

American Feb 21, 2020

Call Options

Purchased

100

180.0000

American Jun 19, 2020

Call Options

Purchased

900

115.0000

American Jan 17, 2020

Put Options

Written

12,600

160.0000

American Feb 21, 2020

Put Options

Written

7,000

120.0000

American Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American Jan 17, 2020

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Put Options

Written

50,000

140.0000

American Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American Jan 17, 2020

Call Options

Purchased

1,100

175.0000

American Nov 15, 2019

Put Options

Written

100

140.0000

American Jan 15, 2021

Put Options

Written

4,700

80.0000

American Jan 17, 2020

Put Options

Written

3,100

115.0000

American Dec 20, 2019

Call Options

Purchased

800

125.0000

American Jan 17, 2020

Call Options

Purchased

400

185.0000

American Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American Jan 15, 2021

Put Options

Purchased

-39,200

150.0000

American Nov 15, 2019

Call Options

Written

-200

140.0000

American Jun 19, 2020

Call Options

Written

-100

120.0000

American Jan 15, 2021

Call Options

Written

-1,700

225.0000

American Jan 17, 2020

Call Options

Written

-200

165.0000

American Jun 19, 2020

Call Options

Written

-1,200

195.0000

American Dec 20, 2019

Put Options

Purchased

-300

100.0000

American Nov 15, 2019

Call Options

Written

-600

205.0000

American Jan 17, 2020

Call Options

Written

-100

240.0000

American Jan 17, 2020

Put Options

Purchased

-300

170.0000

American Nov 15, 2019

Call Options

Written

-4,100

155.0000

American Jan 17, 2020

Call Options

Written

-1,500

270.0000

American Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American Jan 15, 2021

Put Options

Written

500

230.0000

American Jan 17, 2020

Call Options

Purchased

300

135.0000

American Jan 17, 2020

Put Options

Written

33,600

150.0000

American Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American Jan 17, 2020

Put Options

Written

200

165.0000

American Oct 25, 2019

Put Options

Written

13,700

75.0000

American Jan 17, 2020

Call Options

Written

-200

110.0000

American Jan 15, 2021

Put Options

Purchased

-300

160.0000

American Jan 15, 2021

Call Options

Written

-22,800

210.0000

American Jan 17, 2020

Call Options

Written

-300

165.0000

American Mar 20, 2020

Put Options

Purchased

-900

175.0000

American Jan 17, 2020

Put Options

Purchased

-100

85.0000

American Jan 17, 2020

Put Options

Purchased

-100

165.0000

American Nov 1, 2019

Put Options

Purchased

-100

150.0000

American Jun 19, 2020

Call Options

Written

-18,000

185.0000

American Jan 17, 2020

Put Options

Purchased

-600

120.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Call Options

Written

-6,100

200.0000

American Jan 17, 2020

Call Options

Written

-100

105.0000

American Jan 17, 2020

Call Options

Written

-500

135.0000

American Dec 20, 2019

Call Options

Written

-2,800

230.0000

American Jan 17, 2020

Put Options

Purchased

-400

115.0000

American Jan 17, 2020

Put Options

Written

25,500

120.0000

American Nov 15, 2019

Put Options

Written

1,300

105.0000

American Nov 15, 2019

Call Options

Purchased

100

150.0000

American Jan 15, 2021

Call Options

Purchased

3,500

135.0000

American Nov 15, 2019

Call Options

Purchased

300

160.0000

American Dec 20, 2019

Put Options

Written

6,700

145.0000

American Jan 17, 2020

Put Options

Written

500

80.0000

American Nov 15, 2019

Put Options

Written

7,900

170.0000

American Feb 21, 2020

Call Options

Purchased

100

90.0000

American Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American Feb 21, 2020

Put Options

Written

1,000

135.0000

American Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American Nov 15, 2019

Put Options

Written

1,300

90.0000

American Jan 17, 2020

Call Options

Purchased

800

180.0000

American Dec 20, 2019

Call Options

Purchased

100

170.0000

American Nov 1, 2019

Call Options

Written

-100

215.0000

American Jan 17, 2020

Call Options

Written

-4,500

150.0000

American Nov 15, 2019

Call Options

Written

-1,000

200.0000

American Feb 21, 2020

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-19,700

95.0000

American Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American Jan 17, 2020

Put Options

Purchased

-600

110.0000

American Nov 15, 2019

Put Options

Written

25,000

150.0000

American Jan 17, 2020

Put Options

Written

5,600

145.0000

American Feb 21, 2020

Put Options

Written

6,800

115.0000

American Nov 15, 2019

Call Options

Purchased

1,700

180.0000

American Feb 21, 2020

Call Options

Purchased

1,200

175.0000

American Jan 17, 2020

Put Options

Written

1,200

95.0000

American Dec 20, 2019

Call Options

Purchased

4,500

145.0000

American Jan 17, 2020

Put Options

Written

40,000

170.0000

American Jan 17, 2020

Put Options

Written

3,000

200.0000

American Dec 20, 2019

Put Options

Written

20,800

150.0000

American Feb 21, 2020

Put Options

Written

4,200

125.0000

American Nov 15, 2019

Put Options

Written

9,300

160.0000

American Dec 20, 2019

Put Options

Purchased

-2,000

160.0000

American Nov 15, 2019

Call Options

Written

-2,200

130.0000

American Jan 17, 2020

Call Options

Written

-100

195.0000

American Jan 17, 2020

Call Options

Written

-4,500

260.0000

American Jan 17, 2020

Call Options

Written

-600

250.0000

American Jan 15, 2021

Call Options

Written

-1,500

140.0000

American Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020

Call Options

Written

-600

110.0000

American Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678943
Time of Receipt (offset from UTC): 20191023T124626+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC