Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,777,924

1.15%

2,285,394

0.70%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,414,200

0.74%

1,938,520

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

812,600

0.25%

514,000

0.16%

 

 

 

 

TOTAL:

 

 

 

 

7,004,724

2.13%

4,737,914

1.44%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

174.7150 USD

Purchase

9

173.8700 USD

Purchase

10

174.6920 USD

Purchase

100

174.7200 USD

Purchase

100

174.1200 USD

Purchase

126

174.0734 USD

Purchase

130

174.5461 USD

Purchase

133

174.5782 USD

Purchase

140

174.6342 USD

Purchase

166

174.5372 USD

Purchase

169

173.8559 USD

Purchase

186

174.7229 USD

Purchase

200

174.7050 USD

Purchase

205

174.7129 USD

Purchase

224

174.5575 USD

Purchase

244

174.5557 USD

Purchase

283

174.5301 USD

Purchase

300

174.5666 USD

Purchase

300

174.6650 USD

Purchase

300

174.7300 USD

Purchase

304

173.9943 USD

Purchase

317

174.5695 USD

Purchase

319

174.6604 USD

Purchase

396

174.6848 USD

Purchase

400

174.6150 USD

Purchase

437

174.6696 USD

Purchase

600

174.6841 USD

Purchase

855

174.7016 USD

Purchase

1,027

175.0753 USD

Purchase

1,035

174.6844 USD

Purchase

1,058

174.8100 USD

Purchase

1,100

174.4336 USD

Purchase

1,122

174.4017 USD

Purchase

1,126

174.7274 USD

Purchase

1,969

174.7071 USD

Purchase

1,997

174.2741 USD

Purchase

3,116

174.7000 USD

Purchase

3,220

174.2600 USD

Purchase

3,700

174.6796 USD

Purchase

4,087

174.7406 USD

Purchase

5,500

174.6227 USD

Purchase

5,542

174.2099 USD

Purchase

7,567

174.5844 USD

Purchase

12,023

174.8204 USD

Purchase

15,606

174.5064 USD

Purchase

15,635

174.6254 USD

Purchase

22,056

174.5332 USD

Purchase

30,000

174.8079 USD

Purchase

43,865

174.8040 USD

Purchase

110,392

174.6530 USD

Sale

8

174.1600 USD

Sale

13

174.8000 USD

Sale

14

174.6800 USD

Sale

61

173.7200 USD

Sale

66

174.2200 USD

Sale

69

173.8500 USD

Sale

100

173.8100 USD

Sale

100

173.8750 USD

Sale

100

174.6400 USD

Sale

100

174.7100 USD

Sale

100

174.7200 USD

Sale

100

174.7500 USD

Sale

100

174.8700 USD

Sale

100

174.9000 USD

Sale

109

174.9617 USD

Sale

150

175.0500 USD

Sale

150

175.3800 USD

Sale

200

175.1450 USD

Sale

200

175.4100 USD

Sale

200

174.5950 USD

Sale

200

173.8600 USD

Sale

200

173.9150 USD

Sale

200

174.7750 USD

Sale

200

174.8400 USD

Sale

240

175.0179 USD

Sale

300

174.7066 USD

Sale

365

174.4394 USD

Sale

400

175.3587 USD

Sale

400

174.6900 USD

Sale

437

175.1350 USD

Sale

450

175.4000 USD

Sale

500

174.5115 USD

Sale

500

174.7740 USD

Sale

700

175.0900 USD

Sale

704

174.3387 USD

Sale

896

174.3550 USD

Sale

1,058

174.8100 USD

Sale

1,088

175.2289 USD

Sale

1,400

175.3871 USD

Sale

1,470

174.5576 USD

Sale

1,554

174.5423 USD

Sale

1,610

174.2600 USD

Sale

1,689

174.5559 USD

Sale

1,752

174.6398 USD

Sale

1,840

174.3150 USD

Sale

1,900

174.4671 USD

Sale

2,300

174.6067 USD

Sale

3,000

174.7586 USD

Sale

3,379

174.7000 USD

Sale

4,200

174.7019 USD

Sale

5,542

174.2099 USD

Sale

7,946

174.4911 USD

Sale

8,202

174.6071 USD

Sale

12,699

174.3488 USD

Sale

27,922

174.4949 USD

Sale

39,965

174.8129 USD

Sale

70,000

174.7518 USD

Sale

97,432

174.6949 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

155 USD

American

20 Dec 2019

20.8000 USD

Call Option

Purchasing

800

180 USD

American

8 Nov 2019

0.5000 USD

Call Option

Purchasing

100

185 USD

American

20 Dec 2019

0.1700 USD

Call Option

Purchasing

1,000

190 USD

American

21 Feb 2020

0.8700 USD

Call Option

Selling

100

175 USD

American

20 Dec 2019

4.6000 USD

Call Option

Selling

1,000

200 USD

American

21 Feb 2020

0.3800 USD

Put Option

Purchasing

1,000

155 USD

American

21 Feb 2020

2.8100 USD

Put Option

Selling

200

140 USD

American

20 Mar 2020

2.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 22 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Feb 21, 2020

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,600

175.0000

American

Dec 20, 2019

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Nov 8, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Written

-2,300

185.0000

American

Dec 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-100

190.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

26,500

170.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

50,200

140.0000

American

Mar 20, 2020

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

5,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,300

155.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-50,000

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

165.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

9,900

160.0000

American

Feb 21, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-1,000

200.0000

American

Feb 21, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Written

20,800

150.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

175.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

5,600

145.0000

American

Feb 21, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678872
Time of Receipt (offset from UTC): 20191022T154756+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC