Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,779,789

1.15%

1,951,137

0.59%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

1,957,620

0.60%

 

(3)

Options and agreements to
purchase/sell:

810,200

0.25%

519,800

0.16%

 
TOTAL:

6,258,189

1.91%

4,428,557

1.35%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

171.0300 USD

Purchase

2

170.6600 USD

Purchase

2

171.0200 USD

Purchase

11

171.1118 USD

Purchase

12

171.0783 USD

Purchase

13

171.0730 USD

Purchase

16

171.0487 USD

Purchase

20

170.9600 USD

Purchase

45

170.9340 USD

Purchase

47

171.0221 USD

Purchase

72

171.0875 USD

Purchase

76

171.0000 USD

Purchase

83

171.0698 USD

Purchase

100

170.4400 USD

Purchase

100

170.4500 USD

Purchase

100

170.6200 USD

Purchase

100

170.7500 USD

Purchase

100

170.8400 USD

Purchase

100

170.9500 USD

Purchase

100

171.0500 USD

Purchase

100

171.0850 USD

Purchase

100

171.1200 USD

Purchase

114

171.0650 USD

Purchase

122

170.9994 USD

Purchase

152

171.0253 USD

Purchase

200

170.4600 USD

Purchase

200

171.0950 USD

Purchase

200

170.6400 USD

Purchase

201

170.7201 USD

Purchase

206

170.4712 USD

Purchase

237

170.7778 USD

Purchase

256

171.0192 USD

Purchase

295

170.5761 USD

Purchase

300

170.4433 USD

Purchase

300

170.7333 USD

Purchase

302

170.7494 USD

Purchase

332

171.0218 USD

Purchase

507

170.8870 USD

Purchase

600

171.1000 USD

Purchase

600

170.9200 USD

Purchase

649

170.7515 USD

Purchase

700

170.9185 USD

Purchase

703

170.7068 USD

Purchase

900

171.0261 USD

Purchase

914

171.0285 USD

Purchase

917

170.9253 USD

Purchase

998

170.7589 USD

Purchase

1,600

170.6753 USD

Purchase

2,356

170.7491 USD

Purchase

2,379

170.9506 USD

Purchase

2,399

170.7661 USD

Purchase

2,776

170.7514 USD

Purchase

2,796

170.7667 USD

Purchase

2,930

170.8694 USD

Purchase

4,234

170.7469 USD

Purchase

4,540

170.7586 USD

Purchase

5,281

170.7298 USD

Purchase

6,100

170.6609 USD

Purchase

7,050

170.7128 USD

Purchase

8,500

170.9300 USD

Purchase

10,900

170.7140 USD

Purchase

11,286

170.7771 USD

Purchase

16,447

170.7827 USD

Purchase

19,488

171.1400 USD

Purchase

26,006

170.8085 USD

Purchase

28,996

170.9178 USD

Purchase

29,700

170.7432 USD

Purchase

35,000

170.8543 USD

Sale

2

170.8150 USD

Sale

3

170.9200 USD

Sale

3

170.2800 USD

Sale

5

171.1500 USD

Sale

6

171.0800 USD

Sale

29

170.9544 USD

Sale

33

170.9393 USD

Sale

42

170.3500 USD

Sale

43

170.9431 USD

Sale

45

170.9376 USD

Sale

52

170.9050 USD

Sale

69

170.5500 USD

Sale

72

171.0875 USD

Sale

100

170.6000 USD

Sale

100

170.6300 USD

Sale

100

171.0092 USD

Sale

100

170.0600 USD

Sale

100

170.6200 USD

Sale

199

170.1454 USD

Sale

200

170.3900 USD

Sale

200

171.0350 USD

Sale

251

171.0521 USD

Sale

400

171.0400 USD

Sale

400

170.6675 USD

Sale

400

170.6175 USD

Sale

453

171.0522 USD

Sale

513

170.8405 USD

Sale

547

170.9056 USD

Sale

600

170.7700 USD

Sale

700

170.7828 USD

Sale

800

171.0689 USD

Sale

900

171.0261 USD

Sale

906

170.4537 USD

Sale

1,000

171.0975 USD

Sale

1,332

170.4282 USD

Sale

2,579

170.9083 USD

Sale

4,090

170.8500 USD

Sale

5,000

170.9093 USD

Sale

5,000

170.7928 USD

Sale

5,500

170.6504 USD

Sale

5,700

170.6232 USD

Sale

6,951

170.7481 USD

Sale

9,945

170.8111 USD

Sale

15,615

170.7891 USD

Sale

25,000

170.7400 USD

Sale

26,149

170.7707 USD

Sale

28,896

171.1400 USD

Sale

29,196

170.9177 USD

Sale

51,893

170.7479 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,000

170 USD

American

18 Oct 2019

1.5000 USD

Call Option

Selling

200

130 USD

American

17 Jan 2020

41.3500 USD

Put Option

Purchasing

4,500

130 USD

American

21 Feb 2020

1.2006 USD

Put Option

Purchasing

6,000

150 USD

American

15 Jan 2021

7.5533 USD

Put Option

Purchasing

50,000

160 USD

American

20 Mar 2020

6.5000 USD

Put Option

Selling

50,000

140 USD

American

20 Mar 2020

3.5000 USD

Put Option

Selling

4,500

150 USD

American

21 Feb 2020

3.2006 USD

Put Option

Selling

6,000

160 USD

American

19 Jun 2020

7.6533 USD

Put Option

Selling

2,000

165 USD

American

18 Oct 2019

0.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Call Options Purchased

500

185.0000

American

Jan 15, 2021

Call Options Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options Written

100

135.0000

American

Feb 21, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

100

130.0000

American

Nov 15, 2019

Call Options Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options Written

4,600

155.0000

American

Dec 20, 2019

Call Options Purchased

1,500

175.0000

American

Dec 20, 2019

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options Purchased

-700

155.0000

American

Jan 17, 2020

Put Options Purchased

-13,500

165.0000

American

Oct 18, 2019

Put Options Purchased

-500

170.0000

American

Dec 20, 2019

Put Options Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options Purchased

-500

155.0000

American

Feb 21, 2020

Put Options Purchased

-300

165.0000

American

Jan 15, 2021

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-2,400

185.0000

American

Dec 20, 2019

Put Options Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options Purchased

-500

140.0000

American

Nov 15, 2019

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Written

-400

155.0000

American

Nov 15, 2019

Call Options Purchased

800

155.0000

American

Jan 15, 2021

Put Options Written

12,900

150.0000

American

Nov 15, 2019

Put Options Written

50,000

140.0000

American

Mar 20, 2020

Call Options Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options Purchased

900

145.0000

American

Nov 15, 2019

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

200

120.0000

American

Oct 18, 2019

Put Options Written

300

145.0000

American

Nov 15, 2019

Call Options Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-1,100

290.0000

American

Jan 17, 2020

Call Options Written

-1,700

200.0000

American

Jan 15, 2021

Put Options Purchased

-200

95.0000

American

Nov 15, 2019

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-400

135.0000

American

Nov 15, 2019

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options Purchased

-200

110.0000

American

Dec 20, 2019

Put Options Purchased

-700

175.0000

American

Nov 15, 2019

Call Options Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options Written

2,800

90.0000

American

Nov 15, 2019

Put Options Written

100

145.0000

American

Jan 15, 2021

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options Written

400

65.0000

American

Jan 17, 2020

Put Options Written

1,000

85.0000

American

Dec 20, 2019

Call Options Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options Written

200

140.0000

American

Oct 18, 2019

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options Written

149,800

140.0000

American

Nov 15, 2019

Call Options Purchased

7,900

185.0000

American

Nov 15, 2019

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

300

100.0000

American

Dec 20, 2019

Put Options Purchased

-50,000

160.0000

American

Mar 20, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-100

210.0000

American

Nov 15, 2019

Put Options Purchased

-700

170.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-4,500

220.0000

American

Jan 17, 2020

Put Options Written

46,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Purchased

4,200

170.0000

American

Jan 17, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

180.0000

American

Jan 15, 2021

Call Options Written

-29,800

150.0000

American

Jan 17, 2020

Put Options Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options Written

-1,500

170.0000

American

Nov 8, 2019

Call Options Written

-100

165.0000

American

Oct 18, 2019

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options Written

-7,000

300.0000

American

Jan 17, 2020

Put Options Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

165.0000

American

Nov 15, 2019

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

29,300

140.0000

American

Jan 17, 2020

Call Options Purchased

400

185.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options Written

2,500

120.0000

American

Feb 21, 2020

Put Options Written

9,600

160.0000

American

Oct 18, 2019

Put Options Written

8,500

160.0000

American

Feb 21, 2020

Call Options Purchased

900

115.0000

American

Jan 17, 2020

Call Options Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

800

125.0000

American

Jan 17, 2020

Call Options Purchased

100

180.0000

American

Jun 19, 2020

Put Options Written

3,100

115.0000

American

Dec 20, 2019

Call Options Purchased

1,100

175.0000

American

Nov 15, 2019

Call Options Purchased

1,500

170.0000

American

Oct 18, 2019

Put Options Written

50,000

140.0000

American

Feb 21, 2020

Put Options Written

4,700

80.0000

American

Jan 17, 2020

Put Options Written

100

140.0000

American

Jan 15, 2021

Call Options Written

-1,500

270.0000

American

Jan 17, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Put Options Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options Purchased

-300

100.0000

American

Nov 15, 2019

Call Options Written

-200

165.0000

American

Jun 19, 2020

Put Options Purchased

-400

170.0000

American

Nov 15, 2019

Call Options Written

-600

205.0000

American

Jan 17, 2020

Call Options Written

-4,100

155.0000

American

Jan 17, 2020

Call Options Written

-1,200

195.0000

American

Dec 20, 2019

Call Options Written

-1,700

225.0000

American

Jan 17, 2020

Put Options Purchased

-6,500

150.0000

American

Jan 15, 2021

Call Options Written

-100

120.0000

American

Jan 15, 2021

Call Options Written

-100

240.0000

American

Jan 17, 2020

Put Options Written

13,700

75.0000

American

Jan 17, 2020

Call Options Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options Written

500

230.0000

American

Jan 17, 2020

Call Options Purchased

300

135.0000

American

Jan 17, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

33,600

150.0000

American

Dec 20, 2019

Call Options Written

-22,800

210.0000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Oct 18, 2019

Call Options Written

-6,100

200.0000

American

Jan 17, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-300

160.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.0000

American

Jan 17, 2020

Call Options Written

-500

135.0000

American

Dec 20, 2019

Call Options Written

-100

105.0000

American

Jan 17, 2020

Call Options Written

-18,000

185.0000

American

Jan 17, 2020

Put Options Purchased

-100

165.0000

American

Nov 1, 2019

Call Options Written

-2,800

230.0000

American

Jan 17, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Put Options Purchased

-600

120.0000

American

Jan 15, 2021

Put Options Purchased

-900

175.0000

American

Jan 17, 2020

Put Options Purchased

-400

115.0000

American

Jan 17, 2020

Call Options Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options Written

7,900

170.0000

American

Feb 21, 2020

Put Options Written

500

80.0000

American

Nov 15, 2019

Put Options Written

6,700

145.0000

American

Jan 17, 2020

Put Options Written

1,000

135.0000

American

Jan 17, 2020

Call Options Purchased

100

150.0000

American

Jan 15, 2021

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options Purchased

300

160.0000

American

Dec 20, 2019

Call Options Purchased

100

170.0000

American

Nov 1, 2019

Put Options Written

1,300

105.0000

American

Nov 15, 2019

Put Options Written

1,300

90.0000

American

Jan 17, 2020

Put Options Written

25,500

120.0000

American

Nov 15, 2019

Call Options Purchased

800

180.0000

American

Dec 20, 2019

Put Options Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-600

110.0000

American

Nov 15, 2019

Call Options Written

-4,500

150.0000

American

Nov 15, 2019

Put Options Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options Written

-100

215.0000

American

Jan 17, 2020

Put Options Written

4,200

125.0000

American

Nov 15, 2019

Put Options Written

40,000

170.0000

American

Jan 17, 2020

Put Options Written

700

145.0000

American

Feb 21, 2020

Put Options Written

6,800

115.0000

American

Nov 15, 2019

Call Options Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options Written

1,200

95.0000

American

Dec 20, 2019

Put Options Written

3,000

200.0000

American

Dec 20, 2019

Put Options Written

20,800

150.0000

American

Feb 21, 2020

Call Options Purchased

4,500

145.0000

American

Jan 17, 2020

Call Options Purchased

1,200

175.0000

American

Jan 17, 2020

Put Options Written

25,000

150.0000

American

Jan 17, 2020

Put Options Written

6,400

160.0000

American

Dec 20, 2019

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-600

110.0000

American

Jan 17, 2020

Call Options Written

-100

195.0000

American

Jan 17, 2020

Put Options Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options Written

-4,500

260.0000

American

Jan 17, 2020

Call Options Written

-2,200

130.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678589
Time of Receipt (offset from UTC): 20191018T150159+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC