Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,430,557

0.16%

3,473,862

0.23%

 

(2)

Derivatives (other than options):

1,547,646

0.10%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,023,300

0.14%

1,050,200

0.07%

 
TOTAL:

6,001,503

0.41%

4,524,062

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

74.5400 USD
Purchase

32

74.6612 USD
Purchase

35

74.7850 USD
Purchase

37

74.7000 USD
Purchase

45

74.8100 USD
Purchase

47

74.7700 USD
Purchase

95

74.7029 USD
Purchase

100

74.5800 USD
Purchase

100

74.4700 USD
Purchase

100

74.7200 USD
Purchase

100

74.6900 USD
Purchase

100

74.7800 USD
Purchase

100

74.8000 USD
Purchase

125

74.6000 USD
Purchase

135

74.7996 USD
Purchase

200

74.8300 USD
Purchase

210

74.7342 USD
Purchase

241

74.7179 USD
Purchase

300

74.8066 USD
Purchase

346

74.7400 USD
Purchase

400

74.7450 USD
Purchase

400

74.7212 USD
Purchase

423

74.7600 USD
Purchase

500

74.7100 USD
Purchase

600

74.7166 USD
Purchase

700

74.7178 USD
Purchase

700

74.7442 USD
Purchase

1,000

74.7070 USD
Purchase

1,195

74.7396 USD
Purchase

1,266

74.6600 USD
Purchase

1,818

74.7277 USD
Purchase

2,500

74.6888 USD
Purchase

2,900

74.7224 USD
Purchase

3,217

74.7581 USD
Purchase

3,263

74.7238 USD
Purchase

3,314

74.7353 USD
Purchase

3,389

74.7237 USD
Purchase

3,543

74.7199 USD
Purchase

3,922

74.7099 USD
Purchase

4,968

74.7116 USD
Purchase

5,604

74.7061 USD
Purchase

5,751

74.7130 USD
Purchase

6,158

74.6936 USD
Purchase

6,964

74.6748 USD
Purchase

7,218

74.8253 USD
Purchase

8,586

74.7194 USD
Purchase

8,619

74.7132 USD
Purchase

9,756

74.6817 USD
Purchase

12,146

74.6948 USD
Purchase

14,802

74.6728 USD
Purchase

16,432

74.6963 USD
Purchase

16,800

74.7273 USD
Purchase

16,842

74.8730 USD
Purchase

21,650

74.6998 USD
Purchase

22,631

74.6543 USD
Purchase

27,321

74.7486 USD
Purchase

27,962

74.7147 USD
Purchase

38,125

74.7268 USD
Purchase

44,939

74.6537 USD
Purchase

53,602

74.7351 USD
Purchase

94,200

74.6986 USD
Purchase

256,264

74.6994 USD
Sale

23

74.7600 USD
Sale

56

74.6600 USD
Sale

100

74.7550 USD
Sale

100

74.7500 USD
Sale

100

74.8201 USD
Sale

100

74.7150 USD
Sale

100

74.7000 USD
Sale

100

74.6500 USD
Sale

131

74.7300 USD
Sale

154

74.7200 USD
Sale

200

74.7350 USD
Sale

200

74.7050 USD
Sale

200

74.6750 USD
Sale

200

74.6700 USD
Sale

200

74.6650 USD
Sale

200

74.7900 USD
Sale

200

74.8250 USD
Sale

213

74.7967 USD
Sale

219

74.8400 USD
Sale

241

74.8217 USD
Sale

246

74.7118 USD
Sale

247

74.7700 USD
Sale

280

74.5864 USD
Sale

299

74.7001 USD
Sale

300

74.8233 USD
Sale

400

74.6275 USD
Sale

400

74.7275 USD
Sale

439

74.6977 USD
Sale

462

74.7370 USD
Sale

472

74.8300 USD
Sale

483

74.7066 USD
Sale

500

74.7740 USD
Sale

500

74.8200 USD
Sale

522

74.5994 USD
Sale

550

74.5736 USD
Sale

600

74.7166 USD
Sale

627

74.8215 USD
Sale

650

74.6738 USD
Sale

700

74.7185 USD
Sale

818

74.8360 USD
Sale

873

74.7146 USD
Sale

1,000

74.7400 USD
Sale

1,014

74.7381 USD
Sale

1,026

74.7304 USD
Sale

1,054

74.7271 USD
Sale

1,114

74.6599 USD
Sale

1,135

74.5900 USD
Sale

1,185

74.6800 USD
Sale

1,300

74.7276 USD
Sale

1,500

74.6080 USD
Sale

1,670

74.6858 USD
Sale

1,700

74.7250 USD
Sale

1,761

74.7266 USD
Sale

1,799

74.5930 USD
Sale

1,837

74.7230 USD
Sale

1,900

74.7260 USD
Sale

1,908

74.5966 USD
Sale

1,954

74.6581 USD
Sale

2,067

74.7206 USD
Sale

2,078

74.7193 USD
Sale

2,200

74.6718 USD
Sale

2,244

74.7089 USD
Sale

2,318

74.6310 USD
Sale

2,485

74.8316 USD
Sale

2,507

74.7422 USD
Sale

2,565

74.8214 USD
Sale

2,888

74.6127 USD
Sale

2,976

74.6243 USD
Sale

3,041

74.7259 USD
Sale

3,592

74.7225 USD
Sale

3,700

74.7278 USD
Sale

3,900

74.6601 USD
Sale

4,544

74.6833 USD
Sale

4,800

74.7434 USD
Sale

5,600

74.7501 USD
Sale

6,000

74.6120 USD
Sale

6,500

74.6867 USD
Sale

7,218

74.8253 USD
Sale

12,732

74.7290 USD
Sale

13,750

74.7687 USD
Sale

15,600

74.7292 USD
Sale

16,842

74.8730 USD
Sale

21,023

74.6956 USD
Sale

23,800

74.6953 USD
Sale

23,950

74.6899 USD
Sale

26,007

74.7224 USD
Sale

30,310

74.7493 USD
Sale

32,318

74.6513 USD
Sale

36,108

74.7414 USD
Sale

42,681

74.7132 USD
Sale

64,757

74.7093 USD
Sale

70,400

74.6917 USD
Sale

70,510

74.6769 USD
Sale

83,216

74.7129 USD
Sale

83,700

74.6986 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Long

785

74.6500 USD

SWAP Long

8,182

74.8430 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

1,400

75 USD

American

18 Oct 2019

0.2835 USD

Call Option Purchasing

100

76 USD

American

18 Oct 2019

0.1800 USD

Call Option Purchasing

500

78 USD

American

15 Nov 2019

0.9160 USD

Call Option Selling

100

74 USD

American

18 Oct 2019

1.0100 USD

Call Option Selling

300

76 USD

American

18 Oct 2019

0.0800 USD

Call Option Selling

200

130 USD

American

17 Jan 2020

0.0200 USD

Put Option Purchasing

100

65 USD

American

21 Feb 2020

1.4400 USD

Put Option Purchasing

100

74 USD

American

25 Oct 2019

0.3900 USD

Put Option Purchasing

1,000

75 USD

American

18 Oct 2019

0.5800 USD

Put Option Purchasing

200

75 USD

American

21 Feb 2020

4.9700 USD

Put Option Selling

800

38 USD

American

21 Jan 2022

1.9900 USD

Put Option Selling

800

55 USD

American

17 Jan 2020

0.2000 USD

Put Option Selling

2,100

65 USD

American

15 Nov 2019

0.2095 USD

Put Option Selling

1,000

73 USD

American

18 Oct 2019

0.0700 USD

Put Option Selling

100

73 USD

American

25 Oct 2019

0.3200 USD

Put Option Selling

100

73 USD

American

1 Nov 2019

0.8700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

18,200

62.5000

American

Oct 18, 2019

Call Options Purchased

13,100

72.5000

American

Nov 15, 2019

Call Options Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options Written

1,000

37.5000

American

Jan 21, 2022

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

200

75.0000

American

May 15, 2020

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

100

70.0000

American

Nov 1, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-300

78.0000

American

Oct 18, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options Written

-600

74.5000

American

Oct 18, 2019

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Put Options Purchased

-2,500

72.0000

American

Oct 18, 2019

Put Options Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options Written

-8,500

70.0000

American

Feb 21, 2020

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options Purchased

-100

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

75.0000

American

Feb 21, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

100

73.0000

American

Oct 25, 2019

Call Options Purchased

700

67.5000

American

Feb 21, 2020

Call Options Purchased

3,600

77.5000

American

Oct 18, 2019

Call Options Purchased

900

72.5000

American

Oct 25, 2019

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

100

75.5000

American

Oct 18, 2019

Call Options Purchased

37,100

80.0000

American

Jan 17, 2020

Put Options Written

100

72.0000

American

Nov 1, 2019

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options Purchased

800

85.0000

American

Feb 21, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Put Options Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-13,300

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-900

72.5000

American

Nov 15, 2019

Put Options Purchased

-100

75.0000

American

Nov 1, 2019

Put Options Purchased

-100

65.0000

American

Nov 29, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-11,600

130.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Written

6,400

62.5000

American

Jan 17, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

200

75.0000

American

Nov 1, 2019

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Put Options Written

100

69.5000

American

Oct 18, 2019

Call Options Purchased

100

78.0000

American

Oct 25, 2019

Put Options Written

100

72.5000

American

Nov 1, 2019

Call Options Purchased

18,600

72.5000

American

Jan 17, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-29,000

60.0000

American

Jan 17, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-300

80.0000

American

May 15, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options Purchased

-5,600

40.0000

American

Jan 21, 2022

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

100

37.5000

American

Jan 15, 2021

Put Options Written

3,200

62.5000

American

Feb 21, 2020

Call Options Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

900

42.5000

American

Jan 21, 2022

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options Purchased

105,400

77.5000

American

Nov 15, 2019

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

800

87.5000

American

Feb 21, 2020

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-400

82.5000

American

Jun 19, 2020

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-300

73.5000

American

Oct 18, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-100

75.0000

American

Jun 19, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-2,300

72.5000

American

Oct 18, 2019

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-100

80.0000

American

Oct 18, 2019

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Call Options Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Put Options Written

600

70.0000

American

Feb 21, 2020

Call Options Purchased

30,700

80.0000

American

Nov 15, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

8,800

74.0000

American

Oct 18, 2019

Call Options Purchased

800

75.0000

American

Oct 25, 2019

Call Options Purchased

400

60.0000

American

Jan 15, 2021

Call Options Purchased

2,300

76.0000

American

Oct 18, 2019

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

200

76.0000

American

Oct 18, 2019

Call Options Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options Purchased

400

77.5000

American

Sep 18, 2020

Put Options Written

500

67.5000

American

Jan 17, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

75.0000

American

Oct 18, 2019

Call Options Written

-3,200

145.0000

American

Jan 17, 2020

Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options Written

-400

73.5000

American

Nov 1, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-100

73.5000

American

Oct 18, 2019

Call Options Written

-900

90.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options Purchased

-20,200

65.0000

American

Nov 15, 2019

Put Options Purchased

-100

71.0000

American

Oct 18, 2019

Call Options Written

-700

72.5000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

200

71.0000

American

Nov 1, 2019

Put Options Written

900

73.0000

American

Oct 18, 2019

Put Options Written

200

55.0000

American

Nov 15, 2019

Call Options Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

400

60.0000

American

Oct 18, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Call Options Purchased

15,200

75.0000

American

Oct 18, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

26,200

70.0000

American

Jun 19, 2020

Call Options Purchased

9,900

80.0000

American

Feb 21, 2020

Call Options Purchased

25,400

75.0000

American

Nov 15, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Call Options Written

-100

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Feb 21, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-500

87.5000

American

Jun 19, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options Written

-52,800

82.5000

American

Jan 17, 2020

Call Options Written

-100

180.0000

American

Jan 17, 2020

Call Options Written

-1,500

76.5000

American

Oct 18, 2019

Call Options Purchased

3,200

80.0000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options Purchased

500

85.0000

American

May 15, 2020

Put Options Written

300

72.5000

American

Sep 18, 2020

Call Options Purchased

200

75.5000

American

Nov 29, 2019

Put Options Written

2,800

67.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

100

73.5000

American

Oct 25, 2019

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-1,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-100

67.5000

American

Feb 21, 2020

Call Options Written

-11,400

85.0000

American

Jan 17, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-39,400

67.5000

American

Nov 15, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Call Options Written

-14,300

90.0000

American

Nov 15, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Put Options Purchased

-11,700

70.0000

American

Oct 18, 2019

Call Options Written

-11,900

87.5000

American

Jan 17, 2020

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Put Options Written

8,400

65.0000

American

Feb 21, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

100

62.5000

American

Oct 25, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

5,500

75.0000

American

Jan 17, 2020

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Call Options Purchased

700

74.0000

American

Oct 18, 2019

Call Options Purchased

400

67.5000

American

Oct 18, 2019

Put Options Written

200

73.0000

American

Nov 22, 2019

Call Options Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options Written

400

72.5000

American

May 15, 2020

Call Options Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

15,900

65.0000

American

Oct 18, 2019

Put Options Written

100

69.0000

American

Oct 18, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-15,000

70.0000

American

Nov 15, 2019

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-600

63.0000

American

Nov 1, 2019

Put Options Purchased

-200

71.5000

American

Oct 18, 2019

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-100

73.5000

American

Oct 25, 2019

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-14,200

67.5000

American

Oct 18, 2019

Call Options Written

-400

80.0000

American

Jan 15, 2021

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-2,200

72.5000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678586
Time of Receipt (offset from UTC): 20191018T150055+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC