Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,329,807

0.16%

3,529,943

0.24%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,547,646

0.10%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,027,500

0.14%

1,049,400

0.07%

 

 

 

 

TOTAL:

 

 

 

 

5,904,953

0.40%

4,579,343

0.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

75.6200 USD

Purchase

28

75.0000 USD

Purchase

47

75.7000 USD

Purchase

99

75.2800 USD

Purchase

100

75.5300 USD

Purchase

100

75.8250 USD

Purchase

100

76.0600 USD

Purchase

100

75.7300 USD

Purchase

114

75.7705 USD

Purchase

140

75.6000 USD

Purchase

200

75.8200 USD

Purchase

200

75.5550 USD

Purchase

220

75.8827 USD

Purchase

250

75.8009 USD

Purchase

300

75.5766 USD

Purchase

300

75.8166 USD

Purchase

303

75.6069 USD

Purchase

400

75.7506 USD

Purchase

400

75.7125 USD

Purchase

400

75.2950 USD

Purchase

413

75.8852 USD

Purchase

528

75.7958 USD

Purchase

582

75.3180 USD

Purchase

600

75.7066 USD

Purchase

620

75.8712 USD

Purchase

684

75.6041 USD

Purchase

700

75.8142 USD

Purchase

731

75.8099 USD

Purchase

900

75.5027 USD

Purchase

1,176

75.4096 USD

Purchase

1,600

75.1627 USD

Purchase

1,669

75.6238 USD

Purchase

2,441

75.1400 USD

Purchase

2,528

75.4091 USD

Purchase

2,826

75.7783 USD

Purchase

3,572

75.8181 USD

Purchase

7,897

75.3910 USD

Purchase

8,336

75.5366 USD

Purchase

8,601

75.3540 USD

Purchase

8,983

75.1777 USD

Purchase

10,267

75.9313 USD

Purchase

13,384

75.5077 USD

Purchase

21,365

75.3729 USD

Purchase

23,000

75.3751 USD

Purchase

32,000

75.4280 USD

Purchase

33,121

75.1286 USD

Purchase

37,412

75.3533 USD

Purchase

53,949

75.4119 USD

Purchase

80,258

75.2699 USD

Purchase

84,023

75.3077 USD

Sale

1

75.9900 USD

Sale

5

75.1300 USD

Sale

13

75.6000 USD

Sale

15

75.7633 USD

Sale

28

75.0000 USD

Sale

43

74.7700 USD

Sale

57

75.3600 USD

Sale

63

75.1100 USD

Sale

87

75.1806 USD

Sale

94

75.1500 USD

Sale

98

75.0500 USD

Sale

100

75.1000 USD

Sale

100

75.1800 USD

Sale

100

75.1900 USD

Sale

100

75.2100 USD

Sale

100

75.4400 USD

Sale

100

75.5100 USD

Sale

100

76.0600 USD

Sale

113

75.8000 USD

Sale

123

74.6800 USD

Sale

136

75.4641 USD

Sale

144

75.1616 USD

Sale

193

75.1721 USD

Sale

195

75.5500 USD

Sale

200

75.7850 USD

Sale

200

75.6600 USD

Sale

200

75.4250 USD

Sale

200

75.3050 USD

Sale

200

75.6200 USD

Sale

204

75.1947 USD

Sale

282

75.8743 USD

Sale

288

75.8669 USD

Sale

291

75.3180 USD

Sale

300

75.2200 USD

Sale

300

75.1533 USD

Sale

300

75.4204 USD

Sale

302

75.1758 USD

Sale

331

75.2638 USD

Sale

357

75.2224 USD

Sale

400

75.7512 USD

Sale

416

76.0126 USD

Sale

500

75.3390 USD

Sale

500

75.9300 USD

Sale

500

75.7060 USD

Sale

518

75.3263 USD

Sale

600

75.4050 USD

Sale

600

76.0018 USD

Sale

600

75.8158 USD

Sale

705

75.9347 USD

Sale

900

75.2572 USD

Sale

952

75.9192 USD

Sale

1,100

75.4494 USD

Sale

1,140

75.8915 USD

Sale

1,181

75.8230 USD

Sale

1,300

75.4330 USD

Sale

1,961

75.9241 USD

Sale

2,803

75.6972 USD

Sale

3,541

75.9352 USD

Sale

3,739

75.9340 USD

Sale

4,142

75.7654 USD

Sale

4,606

75.7294 USD

Sale

5,400

75.4414 USD

Sale

5,469

75.7608 USD

Sale

5,674

75.7568 USD

Sale

6,495

75.8136 USD

Sale

7,400

75.4826 USD

Sale

7,500

75.5143 USD

Sale

10,029

75.1400 USD

Sale

10,700

75.2793 USD

Sale

11,013

75.2533 USD

Sale

15,141

75.7793 USD

Sale

17,231

75.7484 USD

Sale

17,500

75.3739 USD

Sale

18,800

75.4964 USD

Sale

41,921

75.1774 USD

Sale

55,288

75.1397 USD

Sale

66,362

75.1750 USD

Sale

83,394

74.7500 USD

Sale

140,980

75.4026 USD

(b) Derivatives transactions (other than options transactions)

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

65 USD

American

18 Sep 2020

13.1000 USD

Call Option

Purchasing

100

68 USD

American

21 Feb 2020

10.0000 USD

Call Option

Purchasing

200

75 USD

American

18 Oct 2019

1.0100 USD

Call Option

Purchasing

300

75 USD

American

18 Oct 2019

1.5300 USD

Call Option

Purchasing

200

76 USD

American

18 Oct 2019

0.1200 USD

Call Option

Purchasing

100

77 USD

American

18 Oct 2019

0.1100 USD

Call Option

Purchasing

200

77 USD

American

25 Oct 2019

0.2750 USD

Call Option

Purchasing

300

78 USD

American

25 Oct 2019

0.1100 USD

Call Option

Purchasing

100

78 USD

American

25 Oct 2019

0.1300 USD

Call Option

Purchasing

200

79 USD

American

8 Nov 2019

0.6400 USD

Call Option

Purchasing

200

80 USD

American

17 Jan 2020

1.7000 USD

Call Option

Purchasing

3,500

90 USD

American

21 Feb 2020

0.4500 USD

Call Option

Selling

400

76 USD

American

18 Oct 2019

0.1350 USD

Call Option

Selling

200

76 USD

American

29 Nov 2019

2.1600 USD

Call Option

Selling

400

100 USD

American

21 Feb 2020

0.0800 USD

Put Option

Purchasing

700

38 USD

American

21 Jan 2022

1.9371 USD

Put Option

Purchasing

400

60 USD

American

17 Jan 2020

0.3500 USD

Put Option

Purchasing

200

70 USD

American

19 Jun 2020

4.5800 USD

Put Option

Purchasing

200

73 USD

American

15 Nov 2019

0.9300 USD

Put Option

Purchasing

200

75 USD

American

15 Nov 2019

1.6700 USD

Put Option

Purchasing

700

75 USD

American

21 Feb 2020

4.5500 USD

Put Option

Purchasing

400

76 USD

American

18 Oct 2019

0.5900 USD

Put Option

Selling

600

38 USD

American

21 Jan 2022

1.9200 USD

Put Option

Selling

1,400

45 USD

American

15 Jan 2021

1.3500 USD

Put Option

Selling

400

58 USD

American

17 Jan 2020

0.2300 USD

Put Option

Selling

100

65 USD

American

15 Nov 2019

0.1400 USD

Put Option

Selling

200

68 USD

American

15 Nov 2019

0.2600 USD

Put Option

Selling

200

68 USD

American

19 Jun 2020

3.7200 USD

Put Option

Selling

200

70 USD

American

15 Nov 2019

0.4900 USD

Put Option

Selling

200

73 USD

American

15 Nov 2019

0.8900 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options

Written

900

37.5000

American

Jan 21, 2022

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

100

70.0000

American

Nov 1, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Purchased

-100

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

72.0000

American

Oct 18, 2019

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-300

74.5000

American

Oct 18, 2019

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

75.0000

American

Nov 15, 2019

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-2,200

75.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-4,100

57.5000

American

Jan 17, 2020

Put Options

Written

100

72.0000

American

Nov 1, 2019

Put Options

Written

100

73.0000

American

Oct 25, 2019

Call Options

Purchased

800

67.5000

American

Feb 21, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

100

75.5000

American

Oct 18, 2019

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Call Options

Purchased

3,600

77.5000

American

Oct 18, 2019

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

37,300

80.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-900

72.5000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-200

76.0000

American

Oct 18, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-11,600

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Nov 1, 2019

Put Options

Purchased

-13,300

55.0000

American

Jan 17, 2020

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

200

79.0000

American

Nov 8, 2019

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Call Options

Purchased

400

78.0000

American

Oct 25, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Put Options

Written

100

72.5000

American

Nov 1, 2019

Put Options

Written

100

69.5000

American

Oct 18, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Put Options

Purchased

-5,600

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-29,400

60.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

3,200

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

900

42.5000

American

Jan 21, 2022

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Call Options

Purchased

105,400

77.5000

American

Nov 15, 2019

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Put Options

Purchased

-2,300

72.5000

American

Oct 18, 2019

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-2,600

100.0000

American

Feb 21, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

8,500

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

800

75.0000

American

Oct 25, 2019

Put Options

Written

800

55.0000

American

Feb 21, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Call Options

Purchased

2,100

76.0000

American

Oct 18, 2019

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

8,800

74.0000

American

Oct 18, 2019

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options

Purchased

-1,000

75.0000

American

Oct 18, 2019

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-20,100

65.0000

American

Nov 15, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-3,200

145.0000

American

Jan 17, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-700

72.5000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-100

71.0000

American

Oct 18, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-100

73.5000

American

Oct 18, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

9,900

80.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

15,400

75.0000

American

Oct 18, 2019

Put Options

Written

900

73.0000

American

Oct 18, 2019

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Purchased

25,400

75.0000

American

Nov 15, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

200

77.0000

American

Oct 25, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

26,000

70.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Call Options

Written

-52,800

82.5000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-1,400

76.5000

American

Oct 18, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options

Written

3,000

67.5000

American

Jun 19, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

300

72.5000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Call Options

Purchased

100

77.5000

American

Oct 25, 2019

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-14,300

90.0000

American

Nov 15, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options

Purchased

-39,200

67.5000

American

Nov 15, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options

Purchased

5,500

75.0000

American

Jan 17, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

400

67.5000

American

Oct 18, 2019

Put Options

Written

8,400

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

700

74.0000

American

Oct 18, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options

Purchased

14,900

77.5000

American

Jan 17, 2020

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-100

73.5000

American

Oct 25, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-200

71.5000

American

Oct 18, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-14,800

70.0000

American

Nov 15, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Put Options

Purchased

-14,200

67.5000

American

Oct 18, 2019

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678581
Time of Receipt (offset from UTC): 20191018T124045+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC