Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

3,796,207

1.16%

2,189,741

0.67%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,136,200

0.65%

1,957,620

0.60%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

819,800

0.25%

526,700

0.16%

 

 

 

 

TOTAL:

 

 

 

 

6,752,207

2.06%

4,674,061

1.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

172.7000 USD

Purchase

6

171.2400 USD

Purchase

6

172.8233 USD

Purchase

30

172.5800 USD

Purchase

74

172.5000 USD

Purchase

100

172.9600 USD

Purchase

100

172.8800 USD

Purchase

109

172.7400 USD

Purchase

116

172.7200 USD

Purchase

200

172.1650 USD

Purchase

200

172.7450 USD

Purchase

200

172.6200 USD

Purchase

201

172.6305 USD

Purchase

270

173.0838 USD

Purchase

328

172.9317 USD

Purchase

400

172.5225 USD

Purchase

400

172.8675 USD

Purchase

415

172.8962 USD

Purchase

500

173.0890 USD

Purchase

604

172.8748 USD

Purchase

1,220

172.8139 USD

Purchase

1,356

172.8115 USD

Purchase

1,579

172.6348 USD

Purchase

1,900

172.5226 USD

Purchase

1,985

172.5892 USD

Purchase

2,040

172.8259 USD

Purchase

3,042

172.7155 USD

Purchase

3,252

172.9254 USD

Purchase

3,700

172.7890 USD

Purchase

4,636

172.9066 USD

Purchase

6,300

172.8328 USD

Purchase

6,967

173.0095 USD

Purchase

7,500

172.8879 USD

Purchase

7,648

172.8184 USD

Purchase

8,926

172.3729 USD

Purchase

8,944

172.5870 USD

Purchase

13,535

172.3380 USD

Purchase

15,524

172.5344 USD

Purchase

27,446

172.6054 USD

Purchase

255,240

172.5069 USD

Sale

1

172.7900 USD

Sale

2

173.3300 USD

Sale

5

173.2320 USD

Sale

6

171.2400 USD

Sale

7

172.7242 USD

Sale

8

172.7312 USD

Sale

17

172.8711 USD

Sale

29

173.4200 USD

Sale

30

172.5800 USD

Sale

31

172.9848 USD

Sale

50

172.7536 USD

Sale

51

172.8749 USD

Sale

68

171.9500 USD

Sale

68

171.9300 USD

Sale

85

173.2997 USD

Sale

86

172.6900 USD

Sale

87

172.9278 USD

Sale

100

172.7400 USD

Sale

100

172.9650 USD

Sale

100

172.9600 USD

Sale

100

172.9500 USD

Sale

100

172.9400 USD

Sale

100

172.7700 USD

Sale

100

172.7050 USD

Sale

100

172.6700 USD

Sale

100

172.6400 USD

Sale

105

172.8300 USD

Sale

130

172.6984 USD

Sale

200

172.7950 USD

Sale

200

172.6800 USD

Sale

200

171.8850 USD

Sale

204

172.7000 USD

Sale

300

172.6666 USD

Sale

301

172.6100 USD

Sale

324

172.8897 USD

Sale

329

172.9122 USD

Sale

500

172.6760 USD

Sale

500

172.8680 USD

Sale

500

172.2065 USD

Sale

547

172.9078 USD

Sale

559

172.8825 USD

Sale

600

172.0225 USD

Sale

850

172.7355 USD

Sale

900

172.8988 USD

Sale

920

172.8358 USD

Sale

1,091

172.9002 USD

Sale

1,450

172.8519 USD

Sale

1,709

173.0102 USD

Sale

1,900

172.9455 USD

Sale

2,100

172.6430 USD

Sale

2,300

172.3139 USD

Sale

3,000

172.7716 USD

Sale

3,000

172.8915 USD

Sale

5,200

172.8228 USD

Sale

8,499

172.7004 USD

Sale

9,126

172.3783 USD

Sale

9,645

172.4896 USD

Sale

12,503

172.5777 USD

Sale

14,432

172.5761 USD

Sale

31,341

172.5264 USD

Sale

246,379

172.5000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

168 USD

American

18 Oct 2019

4.8000 USD

Call Option

Purchasing

200

175 USD

American

20 Dec 2019

2.8000 USD

Call Option

Purchasing

400

175 USD

American

15 Jan 2021

11.5000 USD

Call Option

Selling

200

170 USD

American

18 Oct 2019

2.5200 USD

Call Option

Selling

100

170 USD

American

17 Jan 2020

8.1800 USD

Put Option

Purchasing

5,900

150 USD

American

15 Jan 2021

6.8203 USD

Put Option

Purchasing

1,000

173 USD

American

18 Oct 2019

1.0000 USD

Put Option

Selling

2,900

160 USD

American

20 Dec 2019

2.2500 USD

Put Option

Selling

400

160 USD

American

21 Feb 2020

3.9000 USD

Put Option

Selling

5,900

160 USD

American

19 Jun 2020

6.9203 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

acAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

175.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-13,500

165.0000

American

Oct 18, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

5,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

50,000

140.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Call Options

Purchased

100

167.5000

American

Oct 18, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Mar 20, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Oct 18, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

8,900

160.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

170.0000

American

Oct 18, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-1,000

172.5000

American

Oct 18, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Oct 18, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

9,300

160.0000

American

Dec 20, 2019

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

175.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

20,800

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-2,200

130.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetary amounts,the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678580
Time of Receipt (offset from UTC): 20191018T124039+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC