Form 8.3 - GREENE KING PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose GREENE KING PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

17 October 2019

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 12.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

8,048,475

2.60%

4,341,084

1.40%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

585

0.00%

7,334,553

2.37%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

8,049,060

2.60%

11,675,637

3.77%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

12.5p ordinary

Purchase

78

8.4780 GBP

12.5p ordinary

Purchase

207

8.4850 GBP

12.5p ordinary

Purchase

275

8.4860 GBP

12.5p ordinary

Purchase

508

8.4892 GBP

12.5p ordinary

Purchase

763

8.4814 GBP

12.5p ordinary

Purchase

1,031

8.4900 GBP

12.5p ordinary

Purchase

2,364

8.4856 GBP

12.5p ordinary

Purchase

7,132

8.4800 GBP

12.5p ordinary

Purchase

10,333

8.4872 GBP

12.5p ordinary

Purchase

12,148

8.4896 GBP

12.5p ordinary

Purchase

16,437

8.4895 GBP

12.5p ordinary

Purchase

17,598

8.4851 GBP

12.5p ordinary

Purchase

30,197

8.4858 GBP

12.5p ordinary

Purchase

40,830

8.4880 GBP

12.5p ordinary

Purchase

522,076

8.4875 GBP

12.5p ordinary

Sale

82

8.4860 GBP

12.5p ordinary

Sale

126

8.4800 GBP

12.5p ordinary

Sale

350

8.4780 GBP

12.5p ordinary

Sale

831

8.4920 GBP

12.5p ordinary

Sale

2,229

8.4867 GBP

12.5p ordinary

Sale

2,238

8.4859 GBP

12.5p ordinary

Sale

3,497

8.4871 GBP

12.5p ordinary

Sale

7,134

8.4840 GBP

12.5p ordinary

Sale

28,322

8.4900 GBP

12.5p ordinary

Sale

47,877

8.4841 GBP

12.5p ordinary

Sale

87,134

8.4884 GBP

12.5p ordinary

Sale

214,274

8.4897 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

securities

12.5p ordinary

SWAP

Long

1,500

8.4828 GBP

12.5p ordinary

SWAP

Long

9,415

8.4842 GBP

12.5p ordinary

CFD

Long

11,629

8.4847 GBP

12.5p ordinary

SWAP

Long

32,817

8.4833 GBP

12.5p ordinary

SWAP

Short

2,399

8.4876 GBP

12.5p ordinary

CFD

Short

10,333

8.4872 GBP

12.5p ordinary

SWAP

Short

17,506

8.4856 GBP

12.5p ordinary

CFD

Short

19,904

8.4851 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

18 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678579
Time of Receipt (offset from UTC): 20191018T123444+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC