FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,379,707

0.16%

3,396,560

0.23%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,537,744

0.10%

16,500

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,019,700

0.14%

1,043,400

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,937,151

0.40%

4,456,460

0.30%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

25

73.9000 USD

Purchase

72

73.9883 USD

Purchase

88

73.7613 USD

Purchase

90

74.0200 USD

Purchase

100

73.7300 USD

Purchase

100

74.0600 USD

Purchase

100

73.8200 USD

Purchase

100

73.8350 USD

Purchase

100

73.7700 USD

Purchase

100

73.8850 USD

Purchase

100

73.7550 USD

Purchase

100

73.7450 USD

Purchase

100

73.7400 USD

Purchase

187

73.7525 USD

Purchase

200

73.7850 USD

Purchase

200

73.7350 USD

Purchase

200

73.6925 USD

Purchase

212

73.6300 USD

Purchase

232

73.7456 USD

Purchase

237

73.9134 USD

Purchase

284

73.9192 USD

Purchase

300

73.8083 USD

Purchase

300

73.7516 USD

Purchase

300

73.7466 USD

Purchase

300

73.8033 USD

Purchase

300

73.8600 USD

Purchase

301

74.0633 USD

Purchase

310

73.7998 USD

Purchase

359

73.8176 USD

Purchase

400

73.7893 USD

Purchase

500

73.9260 USD

Purchase

530

73.7547 USD

Purchase

650

73.7638 USD

Purchase

700

73.7578 USD

Purchase

756

74.0421 USD

Purchase

904

73.8662 USD

Purchase

1,300

73.9307 USD

Purchase

2,100

73.9180 USD

Purchase

2,200

73.8090 USD

Purchase

2,914

73.7828 USD

Purchase

3,300

73.8892 USD

Purchase

3,413

73.8306 USD

Purchase

3,695

73.8323 USD

Purchase

3,948

74.0440 USD

Purchase

5,300

73.8423 USD

Purchase

5,600

73.9225 USD

Purchase

8,500

73.8668 USD

Purchase

8,500

73.9374 USD

Purchase

10,403

73.9271 USD

Purchase

14,753

73.7369 USD

Purchase

18,897

73.8380 USD

Purchase

20,015

73.7588 USD

Purchase

21,600

73.6721 USD

Purchase

29,632

73.9125 USD

Purchase

48,424

73.8400 USD

Purchase

76,370

73.7707 USD

Purchase

180,400

73.7600 USD

Sale

2

73.8300 USD

Sale

48

74.0700 USD

Sale

97

74.1000 USD

Sale

100

73.7900 USD

Sale

100

73.8900 USD

Sale

100

73.7550 USD

Sale

100

73.7200 USD

Sale

100

74.0300 USD

Sale

100

74.0600 USD

Sale

100

74.0550 USD

Sale

102

74.0745 USD

Sale

103

74.0223 USD

Sale

108

74.0377 USD

Sale

112

73.9503 USD

Sale

121

73.7838 USD

Sale

200

74.0500 USD

Sale

200

73.8200 USD

Sale

212

73.6300 USD

Sale

284

74.0488 USD

Sale

300

73.8033 USD

Sale

300

74.0952 USD

Sale

307

73.8885 USD

Sale

335

73.7508 USD

Sale

396

73.8872 USD

Sale

400

73.8125 USD

Sale

400

73.7613 USD

Sale

500

73.7340 USD

Sale

500

74.0280 USD

Sale

519

73.8138 USD

Sale

597

73.7475 USD

Sale

600

73.7800 USD

Sale

700

73.8314 USD

Sale

800

74.1050 USD

Sale

808

73.9266 USD

Sale

894

73.8489 USD

Sale

900

73.7677 USD

Sale

1,001

74.0001 USD

Sale

1,137

73.7700 USD

Sale

1,207

73.8357 USD

Sale

1,263

73.8482 USD

Sale

1,300

73.8393 USD

Sale

1,320

73.7619 USD

Sale

1,508

74.0484 USD

Sale

1,546

73.9784 USD

Sale

1,700

73.8201 USD

Sale

1,910

73.7503 USD

Sale

2,031

73.8231 USD

Sale

2,098

73.7418 USD

Sale

2,241

73.9459 USD

Sale

2,399

73.8170 USD

Sale

2,400

73.8304 USD

Sale

2,501

73.7530 USD

Sale

2,756

73.8178 USD

Sale

3,000

73.7536 USD

Sale

3,348

74.0581 USD

Sale

6,400

73.8662 USD

Sale

6,900

73.8941 USD

Sale

8,000

73.8585 USD

Sale

9,159

73.8365 USD

Sale

10,800

73.6721 USD

Sale

43,785

73.8533 USD

Sale

48,399

73.8400 USD

Sale

113,285

73.8007 USD

Sale

289,573

73.7600 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option

Purchasing

100

70 USD

American

1 Nov 2019

4.0500 USD

Call Option

Purchasing

700

75 USD

American

18 Oct 2019

0.3471 USD

Call Option

Purchasing

1,400

76 USD

American

18 Oct 2019

0.1085 USD

Call Option

Purchasing

800

77 USD

American

18 Oct 2019

0.0700 USD

Call Option

Selling

100

65 USD

American

15 Jan 2021

12.5500 USD

Call Option

Selling

100

145 USD

American

17 Jan 2020

0.0200 USD

Put Option

Purchasing

100

60 USD

American

17 Jan 2020

0.5200 USD

Put Option

Purchasing

100

65 USD

American

29 Nov 2019

0.3700 USD

Put Option

Purchasing

200

72 USD

American

18 Oct 2019

0.1050 USD

Put Option

Purchasing

200

88 USD

American

15 Nov 2019

13.6500 USD

Put Option

Selling

1,100

38 USD

American

21 Jan 2022

2.0400 USD

Put Option

Selling

200

63 USD

American

21 Feb 2020

1.2900 USD

Put Option

Selling

600

65 USD

American

15 Jan 2021

6.6500 USD

Put Option

Selling

100

70 USD

American

18 Oct 2019

0.0500 USD

Put Option

Selling

200

73 USD

American

18 Sep 2020

7.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

16 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

70.0000

American

Nov 1, 2019

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

200

37.5000

American

Jan 21, 2022

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-300

72.0000

American

Oct 18, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Call Options

Written

-800

74.5000

American

Oct 18, 2019

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

100

72.0000

American

Nov 1, 2019

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

37,100

80.0000

American

Jan 17, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

3,600

77.5000

American

Oct 18, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Call Options

Purchased

700

67.5000

American

Feb 21, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

65.0000

American

Nov 29, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-100

75.0000

American

Nov 1, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

100

78.0000

American

Oct 25, 2019

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

100

69.5000

American

Oct 18, 2019

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Put Options

Purchased

-5,600

40.0000

American

Jan 21, 2022

Put Options

Purchased

-29,000

60.0000

American

Jan 17, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

104,900

77.5000

American

Nov 15, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

3,200

62.5000

American

Feb 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options

Written

900

42.5000

American

Jan 21, 2022

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

200

76.0000

American

Oct 18, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

800

75.0000

American

Oct 25, 2019

Call Options

Purchased

2,600

76.0000

American

Oct 18, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Put Options

Written

800

55.0000

American

Feb 21, 2020

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-100

71.0000

American

Oct 18, 2019

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-3,200

145.0000

American

Jan 17, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

13,100

75.0000

American

Oct 18, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Call Options

Purchased

9,900

80.0000

American

Feb 21, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

25,400

75.0000

American

Nov 15, 2019

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options

Written

-52,800

82.5000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-1,500

76.5000

American

Oct 18, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-100

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Put Options

Written

300

72.5000

American

Sep 18, 2020

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Put Options

Purchased

-39,400

67.5000

American

Nov 15, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-14,300

90.0000

American

Nov 15, 2019

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

14,900

77.5000

American

Jan 17, 2020

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Call Options

Purchased

5,500

75.0000

American

Jan 17, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

800

74.0000

American

Oct 18, 2019

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Purchased

-14,200

67.5000

American

Oct 18, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-200

71.5000

American

Oct 18, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-15,000

70.0000

American

Nov 15, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678355
Time of Receipt (offset from UTC): 20191016T153201+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC