Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,748,153

1.14%

1,949,161

0.59%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,467,800

0.75%

1,919,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

754,200

0.23%

467,600

0.14%

 

 

 

 

TOTAL:

 

 

 

 

6,970,153

2.12%

4,336,181

1.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

170.5650 USD

Purchase

8

170.4400 USD

Purchase

12

170.4000 USD

Purchase

18

170.5700 USD

Purchase

22

170.5600 USD

Purchase

28

169.3100 USD

Purchase

92

170.5316 USD

Purchase

100

170.3400 USD

Purchase

100

170.2200 USD

Purchase

100

170.3900 USD

Purchase

100

170.3800 USD

Purchase

200

170.2800 USD

Purchase

200

170.4625 USD

Purchase

244

170.4477 USD

Purchase

271

170.5542 USD

Purchase

300

170.5200 USD

Purchase

300

170.3833 USD

Purchase

364

170.4360 USD

Purchase

397

170.5800 USD

Purchase

468

170.3940 USD

Purchase

600

170.5050 USD

Purchase

700

170.2942 USD

Purchase

844

170.3700 USD

Purchase

888

170.5500 USD

Purchase

1,284

170.3203 USD

Purchase

1,794

170.3720 USD

Purchase

1,969

170.5429 USD

Purchase

2,110

170.2456 USD

Purchase

2,700

170.4211 USD

Purchase

2,800

170.1200 USD

Purchase

2,800

170.1266 USD

Purchase

3,559

170.3643 USD

Purchase

3,658

170.2228 USD

Purchase

4,960

170.2854 USD

Purchase

5,224

170.3179 USD

Purchase

5,766

170.2028 USD

Purchase

5,799

170.1439 USD

Purchase

5,990

170.3834 USD

Purchase

6,160

170.1600 USD

Purchase

8,145

170.3911 USD

Purchase

10,610

170.2346 USD

Purchase

15,762

170.1062 USD

Purchase

16,310

170.2478 USD

Purchase

17,477

170.2376 USD

Purchase

25,000

170.5398 USD

Purchase

31,295

170.1631 USD

Purchase

49,810

170.5400 USD

Sale

6

170.4400 USD

Sale

6

170.3600 USD

Sale

100

170.3800 USD

Sale

100

170.3900 USD

Sale

100

170.4450 USD

Sale

100

170.4800 USD

Sale

100

170.0600 USD

Sale

100

170.5300 USD

Sale

100

170.5700 USD

Sale

102

170.5600 USD

Sale

200

169.5300 USD

Sale

200

170.1850 USD

Sale

200

169.7550 USD

Sale

204

170.4456 USD

Sale

293

170.5552 USD

Sale

300

170.5266 USD

Sale

349

170.5515 USD

Sale

360

170.5227 USD

Sale

404

170.4564 USD

Sale

465

170.5427 USD

Sale

475

170.4012 USD

Sale

700

170.2228 USD

Sale

1,079

170.5513 USD

Sale

1,192

170.5484 USD

Sale

1,200

170.3276 USD

Sale

2,100

170.0771 USD

Sale

2,600

170.1150 USD

Sale

3,001

170.4036 USD

Sale

6,412

170.1600 USD

Sale

10,410

170.2438 USD

Sale

15,862

170.1069 USD

Sale

17,825

170.1847 USD

Sale

49,900

170.5400 USD

Sale

72,034

170.2133 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

155 USD

American

17 Jan 2020

17.8000 USD

Call Option

Purchasing

100

165 USD

American

15 Jan 2021

15.8000 USD

Call Option

Purchasing

1,500

175 USD

American

17 Jan 2020

3.4400 USD

Call Option

Selling

200

160 USD

American

17 Jan 2020

14.3000 USD

Call Option

Selling

1,500

170 USD

American

8 Nov 2019

3.1300 USD

Call Option

Selling

300

175 USD

American

20 Dec 2019

2.3000 USD

Put Option

Purchasing

6,800

125 USD

American

17 Jan 2020

0.6239 USD

Put Option

Selling

6,800

140 USD

American

17 Jan 2020

1.5239 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,500

175.0000

American

Dec 20, 2019

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-15,500

165.0000

American

Oct 18, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-10,800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

5,800

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-1,500

170.0000

American

Nov 8, 2019

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-100

165.0000

American

Oct 18, 2019

Put Options

Written

29,300

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-4,100

155.0000

American

Jan 17, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Oct 18, 2019

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

175.0000

American

Jan 17, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678347
Time of Receipt (offset from UTC): 20191016T142814+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC