FORM 8.3 - COBHAM PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose COBHAM PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 October 2019
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

49,752,008

2.08%

20,643,616

0.86%

 

(2)

Cash-settled derivatives:

2,218,309

0.09%

42,447,883

1.78%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

51,970,317

2.17%

63,091,499

2.64%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
2.5p ordinary Purchase

445

1.5570 GBP
2.5p ordinary Purchase

550

1.5563 GBP
2.5p ordinary Purchase

909

1.5575 GBP
2.5p ordinary Purchase

946

1.5565 GBP
2.5p ordinary Purchase

10,497

1.5595 GBP
2.5p ordinary Purchase

24,793

1.5598 GBP
2.5p ordinary Purchase

31,903

1.5600 GBP
2.5p ordinary Purchase

32,140

1.5581 GBP
2.5p ordinary Purchase

78,285

1.5573 GBP
2.5p ordinary Purchase

93,136

1.5599 GBP
2.5p ordinary Purchase

180,383

1.5547 GBP
2.5p ordinary Purchase

250,000

1.5532 GBP
2.5p ordinary Purchase

250,000

1.5535 GBP
2.5p ordinary Purchase

620,820

1.5585 GBP
2.5p ordinary Sale

909

1.5575 GBP
2.5p ordinary Sale

922

1.5565 GBP
2.5p ordinary Sale

2,211

1.5497 GBP
2.5p ordinary Sale

3,328

1.5560 GBP
2.5p ordinary Sale

6,588

1.5607 GBP
2.5p ordinary Sale

6,931

1.5576 GBP
2.5p ordinary Sale

8,180

1.5627 GBP
2.5p ordinary Sale

9,354

1.5656 GBP
2.5p ordinary Sale

11,946

1.5555 GBP
2.5p ordinary Sale

15,442

1.5547 GBP
2.5p ordinary Sale

52,489

1.5639 GBP
2.5p ordinary Sale

70,796

1.5561 GBP
2.5p ordinary Sale

86,821

1.5589 GBP
2.5p ordinary Sale

100,000

1.5572 GBP
2.5p ordinary Sale

100,797

1.5596 GBP
2.5p ordinary Sale

142,447

1.5566 GBP
2.5p ordinary Sale

172,199

1.5632 GBP
2.5p ordinary Sale

328,930

1.5557 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

2.5p ordinary

SWAP

Long

303

1.5563 GBP

2.5p ordinary

SWAP

Long

2,211

1.5497 GBP

2.5p ordinary

SWAP

Long

8,316

1.5564 GBP

2.5p ordinary

SWAP

Long

15,442

1.5547 GBP

2.5p ordinary

SWAP

Long

79,366

1.5561 GBP

2.5p ordinary

SWAP

Long

90,519

1.5557 GBP

2.5p ordinary

SWAP

Long

142,447

1.5566 GBP

2.5p ordinary

CFD

Long

252,217

1.5555 GBP

2.5p ordinary

SWAP

Short

5,063

1.5623 GBP

2.5p ordinary

SWAP

Short

7,432

1.5591 GBP

2.5p ordinary

SWAP

Short

8,071

1.5568 GBP

2.5p ordinary

CFD

Short

180,383

1.5547 GBP

2.5p ordinary

SWAP

Short

250,000

1.5532 GBP

2.5p ordinary

SWAP

Short

250,000

1.5536 GBP

2.5p ordinary

SWAP

Short

300,809

1.5589 GBP

2.5p ordinary

SWAP

Short

361,961

1.5582 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

16 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678343
Time of Receipt (offset from UTC): 20191016T123547+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC