Form 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,403,970

0.16%

3,344,182

0.23%

 

(2)

Derivatives (other than options):

1,537,744

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,026,000

0.14%

1,089,900

0.07%

 
TOTAL:

5,967,714

0.40%

4,450,582

0.30%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

79

74.0400 USD

Purchase

100

73.8700 USD

Purchase

100

73.9700 USD

Purchase

100

73.9500 USD

Purchase

100

74.0350 USD

Purchase

200

73.9800 USD

Purchase

200

87.5000 USD

Purchase

200

74.0100 USD

Purchase

200

74.0200 USD

Purchase

200

74.0575 USD

Purchase

200

74.0900 USD

Purchase

264

73.8272 USD

Purchase

290

73.9917 USD

Purchase

300

74.0300 USD

Purchase

520

74.0000 USD

Purchase

564

73.8261 USD

Purchase

600

73.9566 USD

Purchase

604

74.0002 USD

Purchase

650

74.0312 USD

Purchase

655

74.0202 USD

Purchase

720

73.9930 USD

Purchase

790

73.9817 USD

Purchase

900

74.1400 USD

Purchase

1,000

74.1020 USD

Purchase

1,100

73.9772 USD

Purchase

1,400

74.5000 USD

Purchase

1,700

73.9782 USD

Purchase

2,672

73.8439 USD

Purchase

2,861

73.9946 USD

Purchase

3,900

73.8718 USD

Purchase

4,390

73.8775 USD

Purchase

4,621

74.0307 USD

Purchase

5,856

73.8400 USD

Purchase

7,961

73.9288 USD

Purchase

8,017

73.7896 USD

Purchase

8,087

73.8626 USD

Purchase

11,108

73.8772 USD

Purchase

11,279

73.9100 USD

Purchase

13,500

73.8262 USD

Purchase

14,410

73.9579 USD

Purchase

19,400

73.9757 USD

Purchase

22,700

73.9814 USD

Purchase

24,800

73.8512 USD

Purchase

26,765

74.0212 USD

Purchase

32,700

73.8971 USD

Purchase

33,886

73.9138 USD

Purchase

42,912

73.6300 USD

Purchase

90,212

73.7962 USD

Sale

15

73.8100 USD

Sale

17

73.5700 USD

Sale

20

73.9700 USD

Sale

51

73.7905 USD

Sale

100

73.6000 USD

Sale

100

73.6500 USD

Sale

100

73.7150 USD

Sale

100

73.7700 USD

Sale

100

73.7750 USD

Sale

100

73.8800 USD

Sale

100

73.9300 USD

Sale

100

73.9500 USD

Sale

100

73.9900 USD

Sale

100

74.0100 USD

Sale

100

74.0400 USD

Sale

100

74.3000 USD

Sale

125

74.0580 USD

Sale

127

73.9504 USD

Sale

175

74.0500 USD

Sale

200

74.0200 USD

Sale

200

73.8600 USD

Sale

200

73.9800 USD

Sale

200

73.8673 USD

Sale

200

73.9100 USD

Sale

203

73.7300 USD

Sale

214

73.7500 USD

Sale

264

73.8272 USD

Sale

300

73.8716 USD

Sale

300

73.7800 USD

Sale

343

73.7727 USD

Sale

401

73.9480 USD

Sale

480

73.9748 USD

Sale

600

73.9400 USD

Sale

600

73.9966 USD

Sale

615

73.8459 USD

Sale

700

73.9771 USD

Sale

790

73.9818 USD

Sale

820

73.9186 USD

Sale

839

73.8523 USD

Sale

900

74.1400 USD

Sale

980

73.8325 USD

Sale

1,000

73.8390 USD

Sale

1,000

73.8350 USD

Sale

1,008

73.8212 USD

Sale

1,020

74.0000 USD

Sale

1,074

73.8424 USD

Sale

1,083

73.9916 USD

Sale

1,200

73.8425 USD

Sale

1,226

73.9052 USD

Sale

1,310

73.9890 USD

Sale

1,400

73.9403 USD

Sale

1,700

73.9782 USD

Sale

2,200

73.7684 USD

Sale

2,504

73.9928 USD

Sale

2,700

74.0507 USD

Sale

2,800

73.8189 USD

Sale

2,865

73.9658 USD

Sale

3,705

73.6729 USD

Sale

3,818

73.7664 USD

Sale

3,900

73.8718 USD

Sale

4,128

73.8759 USD

Sale

4,670

73.9109 USD

Sale

5,200

73.9550 USD

Sale

5,310

73.8598 USD

Sale

6,750

73.6300 USD

Sale

6,979

73.8944 USD

Sale

7,700

74.0119 USD

Sale

8,693

73.9021 USD

Sale

9,870

74.0171 USD

Sale

14,100

74.0019 USD

Sale

15,000

73.9651 USD

Sale

22,717

73.9257 USD

Sale

29,500

73.8626 USD

Sale

32,476

74.0179 USD

Sale

57,782

73.6681 USD

Sale

67,004

73.7876 USD

Sale

70,544

73.9018 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

63 USD

American

18 Oct 2019

12.0000 USD

Call Option

Purchasing

100

63 USD

American

15 Nov 2019

12.0500 USD

Call Option

Purchasing

2,000

63 USD

American

17 Jan 2020

11.8200 USD

Call Option

Purchasing

100

73 USD

American

11 Oct 2019

1.9900 USD

Call Option

Purchasing

600

74 USD

American

18 Oct 2019

0.7500 USD

Call Option

Purchasing

100

75 USD

American

11 Oct 2019

0.0200 USD

Call Option

Purchasing

100

75 USD

American

18 Oct 2019

0.5500 USD

Call Option

Purchasing

200

78 USD

American

15 Nov 2019

0.9750 USD

Call Option

Purchasing

200

80 USD

American

17 Jan 2020

1.4000 USD

Call Option

Purchasing

200

80 USD

American

21 Feb 2020

2.1200 USD

Call Option

Selling

100

73 USD

American

15 Nov 2019

3.2000 USD

Call Option

Selling

1,200

74 USD

American

11 Oct 2019

0.2300 USD

Call Option

Selling

1,000

75 USD

American

11 Oct 2019

0.1000 USD

Call Option

Selling

500

90 USD

American

15 Nov 2019

0.0300 USD

Put Option

Purchasing

200

63 USD

American

17 Jan 2020

0.8100 USD

Put Option

Purchasing

100

68 USD

American

15 Nov 2019

0.5500 USD

Put Option

Purchasing

200

70 USD

American

17 Jan 2020

2.4600 USD

Put Option

Purchasing

100

71 USD

American

18 Oct 2019

0.1500 USD

Put Option

Purchasing

200

75 USD

American

18 Oct 2019

1.1200 USD

Put Option

Selling

200

38 USD

American

21 Jan 2022

2.1800 USD

Put Option

Selling

100

74 USD

American

11 Oct 2019

0.2600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

13,100

72.5000

American

Nov 15, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Call Options

Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-500

76.5000

American

Oct 11, 2019

Call Options

Written

-800

74.5000

American

Oct 18, 2019

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Put Options

Purchased

-900

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-300

72.0000

American

Oct 18, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-500

70.0000

American

Oct 11, 2019

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-7,800

76.0000

American

Oct 11, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

37,100

80.0000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

300

74.5000

American

Oct 11, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

3,600

77.5000

American

Oct 18, 2019

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Call Options

Purchased

700

67.5000

American

Feb 21, 2020

Put Options

Written

100

72.0000

American

Nov 1, 2019

Call Options

Written

-19,600

80.0000

American

Oct 11, 2019

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Nov 1, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Put Options

Written

6,400

62.5000

American

Jan 17, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Put Options

Written

1,000

71.5000

American

Oct 11, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Oct 25, 2019

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-5,600

40.0000

American

Jan 21, 2022

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Put Options

Purchased

-28,900

60.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

104,900

77.5000

American

Nov 15, 2019

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

900

42.5000

American

Jan 21, 2022

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

800

87.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Call Options

Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-300

72.5000

American

Oct 11, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

800

55.0000

American

Feb 21, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

1,200

76.0000

American

Oct 18, 2019

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options

Purchased

800

75.0000

American

Oct 25, 2019

Put Options

Written

100

59.5000

American

Oct 25, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Put Options

Written

200

76.0000

American

Oct 18, 2019

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

71.0000

American

Oct 18, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-9,300

75.0000

American

Oct 11, 2019

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

73.0000

American

Oct 11, 2019

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Purchased

12,400

75.0000

American

Oct 18, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

77.0000

American

Oct 11, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

9,900

80.0000

American

Feb 21, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Purchased

25,400

75.0000

American

Nov 15, 2019

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-52,800

82.5000

American

Jan 17, 2020

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Put Options

Purchased

-7,000

70.0000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-2,300

76.5000

American

Oct 18, 2019

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-1,200

74.0000

American

Oct 11, 2019

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,400

74.5000

American

Oct 11, 2019

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Put Options

Written

300

67.0000

American

Oct 11, 2019

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-1,100

62.5000

American

Jan 17, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Call Options

Written

-14,300

90.0000

American

Nov 15, 2019

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-300

71.0000

American

Oct 11, 2019

Put Options

Purchased

-27,100

62.5000

American

Nov 15, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-39,400

67.5000

American

Nov 15, 2019

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options

Purchased

5,500

75.0000

American

Jan 17, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Put Options

Written

100

62.5000

American

Oct 25, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

800

74.0000

American

Oct 18, 2019

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

100

63.0000

American

Oct 11, 2019

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-15,000

70.0000

American

Nov 15, 2019

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-14,200

67.5000

American

Oct 18, 2019

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678221
Time of Receipt (offset from UTC): 20191015T154503+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC