FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,693,727

1.13%

1,950,147

0.59%

 

(2)

Derivatives (other than options):

2,467,800

0.75%

1,919,420

0.59%

 

(3)

Options and agreements to
purchase/sell:

746,600

0.23%

459,800

0.14%

 
TOTAL:

6,908,127

2.11%

4,329,367

1.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

169.0200 USD

Purchase

4

169.1900 USD

Purchase

9

169.1500 USD

Purchase

12

169.2000 USD

Purchase

25

168.7300 USD

Purchase

75

168.8200 USD

Purchase

100

169.3600 USD

Purchase

100

168.8800 USD

Purchase

100

168.9000 USD

Purchase

168

169.1200 USD

Purchase

176

169.2925 USD

Purchase

200

168.8150 USD

Purchase

210

169.0523 USD

Purchase

300

169.1066 USD

Purchase

300

168.9900 USD

Purchase

390

169.0100 USD

Purchase

434

169.0532 USD

Purchase

700

169.0685 USD

Purchase

700

169.1942 USD

Purchase

725

169.0789 USD

Purchase

827

169.1082 USD

Purchase

994

169.0753 USD

Purchase

1,046

169.0595 USD

Purchase

1,151

169.0851 USD

Purchase

1,159

169.2046 USD

Purchase

1,300

169.1042 USD

Purchase

1,318

169.2693 USD

Purchase

1,460

169.1503 USD

Purchase

2,028

169.1929 USD

Purchase

2,070

168.9397 USD

Purchase

2,828

169.0981 USD

Purchase

2,941

169.0856 USD

Purchase

3,600

169.0745 USD

Purchase

4,600

169.0808 USD

Purchase

4,713

169.1255 USD

Purchase

6,801

168.9418 USD

Purchase

9,500

169.3000 USD

Purchase

11,144

169.1990 USD

Purchase

12,500

169.0500 USD

Purchase

19,453

169.0690 USD

Purchase

20,827

168.9896 USD

Purchase

44,728

168.9417 USD

Purchase

56,409

169.0400 USD

Sale

4

169.1900 USD

Sale

29

168.9600 USD

Sale

31

168.9200 USD

Sale

37

169.2200 USD

Sale

48

169.0200 USD

Sale

76

169.0800 USD

Sale

100

168.7950 USD

Sale

100

168.8100 USD

Sale

100

168.8900 USD

Sale

100

168.9100 USD

Sale

100

169.0700 USD

Sale

100

169.1300 USD

Sale

100

169.3300 USD

Sale

100

169.4300 USD

Sale

135

169.0051 USD

Sale

220

169.0463 USD

Sale

233

168.9481 USD

Sale

244

169.0871 USD

Sale

300

168.8466 USD

Sale

300

169.1000 USD

Sale

360

168.9477 USD

Sale

500

169.1220 USD

Sale

500

168.9680 USD

Sale

600

169.1650 USD

Sale

600

168.9734 USD

Sale

600

168.9450 USD

Sale

701

168.9302 USD

Sale

800

168.9825 USD

Sale

800

169.0931 USD

Sale

925

168.9824 USD

Sale

930

168.9716 USD

Sale

1,100

169.0109 USD

Sale

1,223

169.1719 USD

Sale

1,300

169.1042 USD

Sale

2,139

168.9400 USD

Sale

2,500

169.1026 USD

Sale

2,787

169.0904 USD

Sale

4,840

168.9331 USD

Sale

19,246

169.0112 USD

Sale

25,000

169.0500 USD

Sale

37,329

169.1224 USD

Sale

47,044

168.9548 USD

Sale

56,409

169.0400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

170 USD

American

17 Jan 2020

5.7100 USD

Call Option

Selling

100

165 USD

American

18 Oct 2019

4.6400 USD

Call Option

Selling

500

185 USD

American

15 Nov 2019

0.0800 USD

Put Option

Purchasing

50,000

160 USD

American

21 Feb 2020

5.3100 USD

Put Option

Selling

50,000

140 USD

American

21 Feb 2020

2.1600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

15 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-15,500

165.0000

American

Oct 18, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

300

145.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

7,900

185.0000

American

Nov 15, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

170.0000

American

Jan 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Oct 18, 2019

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Put Options

Written

50,000

140.0000

American

Feb 21, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Oct 18, 2019

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

500

80.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678204
Time of Receipt (offset from UTC): 20191015T133949+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC