Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,387,739

0.16%

3,369,510

0.23%

 

(2)

Derivatives (other than options):

1,537,744

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,026,200

0.14%

1,090,900

0.07%

 
TOTAL:

5,951,683

0.40%

4,476,910

0.30%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

37

74.3800 USD

Purchase

100

74.5900 USD

Purchase

100

71.0000 USD

Purchase

100

74.5300 USD

Purchase

100

74.4600 USD

Purchase

100

74.3700 USD

Purchase

100

74.3000 USD

Purchase

100

74.2700 USD

Purchase

100

74.2200 USD

Purchase

148

74.2800 USD

Purchase

195

74.3014 USD

Purchase

199

74.3100 USD

Purchase

200

73.7550 USD

Purchase

200

74.3950 USD

Purchase

200

74.3825 USD

Purchase

200

73.5725 USD

Purchase

300

74.4900 USD

Purchase

300

74.2100 USD

Purchase

300

73.0000 USD

Purchase

300

74.3350 USD

Purchase

301

74.3581 USD

Purchase

325

74.2854 USD

Purchase

355

73.6388 USD

Purchase

400

47.5000 USD

Purchase

500

74.4740 USD

Purchase

600

74.0666 USD

Purchase

600

72.0000 USD

Purchase

603

74.1947 USD

Purchase

620

74.3480 USD

Purchase

676

74.3467 USD

Purchase

700

74.4307 USD

Purchase

700

74.4142 USD

Purchase

743

73.6105 USD

Purchase

789

74.2438 USD

Purchase

789

74.4665 USD

Purchase

894

74.3586 USD

Purchase

934

74.2261 USD

Purchase

1,000

66.5000 USD

Purchase

1,000

64.0000 USD

Purchase

1,100

74.2893 USD

Purchase

1,100

74.2472 USD

Purchase

1,188

74.4450 USD

Purchase

1,192

74.3048 USD

Purchase

1,200

73.5000 USD

Purchase

1,359

73.5919 USD

Purchase

1,424

74.4146 USD

Purchase

1,485

74.3920 USD

Purchase

1,562

74.3339 USD

Purchase

1,821

74.3239 USD

Purchase

2,300

74.2625 USD

Purchase

2,426

74.3510 USD

Purchase

2,800

74.0000 USD

Purchase

3,042

74.2816 USD

Purchase

3,325

74.2972 USD

Purchase

3,588

73.5719 USD

Purchase

3,975

73.3566 USD

Purchase

4,110

73.5889 USD

Purchase

4,202

74.4500 USD

Purchase

4,272

74.3310 USD

Purchase

4,400

50.0000 USD

Purchase

4,500

69.0000 USD

Purchase

5,097

74.1853 USD

Purchase

6,600

65.0000 USD

Purchase

6,639

74.3723 USD

Purchase

6,900

72.5000 USD

Purchase

7,200

55.0000 USD

Purchase

8,000

68.0000 USD

Purchase

9,000

68.5000 USD

Purchase

9,340

74.2961 USD

Purchase

9,990

74.3291 USD

Purchase

12,555

74.2941 USD

Purchase

16,500

74.1401 USD

Purchase

17,931

74.3884 USD

Purchase

18,700

60.0000 USD

Purchase

20,600

70.0000 USD

Purchase

21,080

74.1778 USD

Purchase

22,717

73.9036 USD

Purchase

23,300

74.1897 USD

Purchase

30,000

67.5000 USD

Purchase

42,700

74.3992 USD

Purchase

53,263

74.3490 USD

Purchase

56,137

74.4497 USD

Purchase

67,733

74.3520 USD

Sale

1

73.3000 USD

Sale

1

74.2700 USD

Sale

24

73.3900 USD

Sale

40

74.1200 USD

Sale

48

74.3100 USD

Sale

93

74.4900 USD

Sale

100

72.5000 USD

Sale

100

74.3700 USD

Sale

100

74.5000 USD

Sale

100

74.3500 USD

Sale

100

74.3000 USD

Sale

100

74.2950 USD

Sale

102

74.1539 USD

Sale

107

74.5200 USD

Sale

109

74.1173 USD

Sale

177

74.2900 USD

Sale

187

74.3246 USD

Sale

200

74.2050 USD

Sale

200

73.3350 USD

Sale

200

73.7550 USD

Sale

229

73.3654 USD

Sale

248

74.2800 USD

Sale

258

73.3658 USD

Sale

300

74.4683 USD

Sale

300

73.3933 USD

Sale

300

74.1066 USD

Sale

300

74.1866 USD

Sale

300

74.2783 USD

Sale

300

74.4066 USD

Sale

302

73.3519 USD

Sale

450

74.3233 USD

Sale

500

74.4740 USD

Sale

587

74.3131 USD

Sale

600

74.3350 USD

Sale

633

74.3257 USD

Sale

666

74.3544 USD

Sale

689

74.3223 USD

Sale

700

74.1771 USD

Sale

791

74.3752 USD

Sale

799

73.3325 USD

Sale

900

74.2894 USD

Sale

900

74.2927 USD

Sale

1,150

74.2969 USD

Sale

1,200

74.2925 USD

Sale

1,200

73.8683 USD

Sale

1,324

74.4903 USD

Sale

1,400

74.4871 USD

Sale

1,400

74.3128 USD

Sale

1,500

74.4696 USD

Sale

1,886

73.3617 USD

Sale

2,000

74.5097 USD

Sale

2,210

74.3346 USD

Sale

2,600

62.5000 USD

Sale

2,715

74.4081 USD

Sale

2,865

74.4603 USD

Sale

3,047

74.3394 USD

Sale

3,182

74.4500 USD

Sale

3,314

74.4358 USD

Sale

4,378

74.4673 USD

Sale

4,500

74.3662 USD

Sale

8,800

74.4030 USD

Sale

9,600

74.0297 USD

Sale

10,000

73.5845 USD

Sale

10,860

74.3679 USD

Sale

12,100

74.2833 USD

Sale

14,343

74.4167 USD

Sale

14,562

74.1912 USD

Sale

21,700

74.2097 USD

Sale

29,115

74.1322 USD

Sale

41,489

74.3364 USD

Sale

53,045

74.3970 USD

Sale

66,955

74.4264 USD

Sale

79,283

74.2333 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

3,500

71 USD

American

29 Nov 2019

4.6500 USD

Call Option Purchasing

600

72 USD

American

11 Oct 2019

2.1700 USD

Call Option Purchasing

100

73 USD

American

11 Oct 2019

1.1200 USD

Call Option Purchasing

100

73 USD

American

18 Oct 2019

0.9800 USD

Call Option Purchasing

100

73 USD

American

21 Feb 2020

5.0000 USD

Call Option Purchasing

100

74 USD

American

11 Oct 2019

0.3200 USD

Call Option Purchasing

1,800

74 USD

American

11 Oct 2019

0.3683 USD

Call Option Purchasing

900

75 USD

American

11 Oct 2019

0.2300 USD

Call Option Purchasing

200

75 USD

American

18 Oct 2019

0.3900 USD

Call Option Purchasing

800

75 USD

American

25 Oct 2019

0.6400 USD

Call Option Purchasing

100

75 USD

American

15 Nov 2019

1.6300 USD

Call Option Purchasing

700

78 USD

American

15 Nov 2019

0.8500 USD

Call Option Purchasing

200

78 USD

American

17 Jan 2020

2.1000 USD

Call Option Purchasing

100

83 USD

American

17 Jan 2020

0.8400 USD

Call Option Purchasing

200

88 USD

American

21 Feb 2020

0.5700 USD

Call Option Selling

400

48 USD

American

19 Jun 2020

25.6500 USD

Call Option Selling

2,000

50 USD

American

17 Jan 2020

24.5700 USD

Call Option Selling

2,400

50 USD

American

19 Jun 2020

24.2000 USD

Call Option Selling

4,000

55 USD

American

17 Jan 2020

16.7100 USD

Call Option Selling

3,200

55 USD

American

21 Feb 2020

18.1500 USD

Call Option Selling

18,700

60 USD

American

17 Jan 2020

13.6000 USD

Call Option Selling

1,000

64 USD

American

11 Oct 2019

7.8500 USD

Call Option Selling

100

65 USD

American

1 Nov 2019

7.9000 USD

Call Option Selling

6,500

65 USD

American

15 Nov 2019

8.6000 USD

Call Option Selling

1,000

67 USD

American

11 Oct 2019

5.7500 USD

Call Option Selling

4,400

68 USD

American

18 Oct 2019

6.4000 USD

Call Option Selling

8,000

68 USD

American

25 Oct 2019

5.1000 USD

Call Option Selling

25,600

68 USD

American

15 Nov 2019

6.0000 USD

Call Option Selling

9,000

69 USD

American

25 Oct 2019

4.6500 USD

Call Option Selling

4,500

69 USD

American

25 Oct 2019

4.8300 USD

Call Option Selling

200

70 USD

American

11 Oct 2019

3.6500 USD

Call Option Selling

20,000

70 USD

American

18 Oct 2019

3.6400 USD

Call Option Selling

400

70 USD

American

25 Oct 2019

3.5500 USD

Call Option Selling

3,700

70 USD

American

15 Nov 2019

4.7440 USD

Call Option Selling

100

71 USD

American

25 Oct 2019

3.7500 USD

Call Option Selling

600

72 USD

American

11 Oct 2019

1.4300 USD

Call Option Selling

200

73 USD

American

11 Oct 2019

0.8100 USD

Call Option Selling

6,900

73 USD

American

18 Oct 2019

1.1200 USD

Call Option Selling

100

73 USD

American

18 Oct 2019

1.3200 USD

Call Option Selling

100

73 USD

American

15 Nov 2019

2.8600 USD

Call Option Selling

2,800

74 USD

American

11 Oct 2019

0.2700 USD

Call Option Selling

1,200

74 USD

American

11 Oct 2019

0.3900 USD

Call Option Selling

100

75 USD

American

11 Oct 2019

0.1000 USD

Call Option Selling

800

75 USD

American

18 Oct 2019

0.5200 USD

Call Option Selling

1,000

76 USD

American

11 Oct 2019

0.0400 USD

Call Option Selling

100

77 USD

American

11 Oct 2019

0.0300 USD

Call Option Selling

19,700

80 USD

American

11 Oct 2019

0.0200 USD

Call Option Selling

200

80 USD

American

25 Oct 2019

0.0600 USD

Put Option Purchasing

400

40 USD

American

21 Jan 2022

2.7500 USD

Put Option Purchasing

200

70 USD

American

15 Nov 2019

1.4000 USD

Put Option Purchasing

100

70 USD

American

17 Jan 2020

2.9100 USD

Put Option Purchasing

2,300

73 USD

American

11 Oct 2019

0.4339 USD

Put Option Selling

400

63 USD

American

15 Nov 2019

0.2400 USD

Put Option Selling

1,500

68 USD

American

18 Oct 2019

0.0600 USD

Put Option Selling

500

68 USD

American

15 Nov 2019

0.8300 USD

Put Option Selling

1,000

72 USD

American

11 Oct 2019

0.0800 USD

Put Option Selling

100

75 USD

American

11 Oct 2019

1.6400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

3,800

72.5000

American

Feb 21, 2020

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

12,500

70.0000

American

Nov 15, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Put Options Written

18,200

62.5000

American

Oct 18, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Call Options Purchased

13,200

72.5000

American

Nov 15, 2019

Call Options Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-300

72.0000

American

Oct 18, 2019

Call Options Written

-8,500

70.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options Written

-300

92.5000

American

Sep 18, 2020

Call Options Written

-300

78.0000

American

Oct 18, 2019

Call Options Written

-500

76.5000

American

Oct 11, 2019

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-1,300

75.0000

American

Feb 21, 2020

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-500

70.0000

American

Oct 11, 2019

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options Written

-800

74.5000

American

Oct 18, 2019

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options Written

-7,800

76.0000

American

Oct 11, 2019

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Call Options Purchased

36,900

80.0000

American

Jan 17, 2020

Call Options Purchased

800

85.0000

American

Feb 21, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Put Options Written

100

72.0000

American

Nov 1, 2019

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

3,600

77.5000

American

Oct 18, 2019

Call Options Purchased

1,300

74.5000

American

Oct 11, 2019

Call Options Purchased

700

67.5000

American

Feb 21, 2020

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Purchased

900

72.5000

American

Oct 25, 2019

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Put Options Written

1,600

72.5000

American

Feb 21, 2020

Put Options Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options Purchased

-700

72.5000

American

Nov 15, 2019

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-19,600

80.0000

American

Oct 11, 2019

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-100

75.0000

American

Nov 1, 2019

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options Written

-11,400

130.0000

American

Jan 17, 2020

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Written

200

87.5000

American

Nov 15, 2019

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

100

78.0000

American

Oct 25, 2019

Put Options Written

6,600

62.5000

American

Jan 17, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

200

75.0000

American

Nov 1, 2019

Put Options Written

1,000

71.5000

American

Oct 11, 2019

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

May 15, 2020

Call Options Written

-100

67.5000

American

Sep 18, 2020

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-500

95.0000

American

Sep 18, 2020

Put Options Purchased

-500

75.0000

American

May 15, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options Purchased

-28,900

60.0000

American

Jan 17, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-5,600

40.0000

American

Jan 21, 2022

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-800

125.0000

American

Jan 17, 2020

Put Options Purchased

-1,100

85.0000

American

Feb 21, 2020

Call Options Purchased

800

87.5000

American

Feb 21, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Put Options Written

900

42.5000

American

Jan 21, 2022

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Put Options Written

100

77.5000

American

Jan 15, 2021

Call Options Purchased

3,500

70.5000

American

Nov 29, 2019

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Purchased

104,700

77.5000

American

Nov 15, 2019

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-400

67.5000

American

Jun 19, 2020

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-17,400

85.0000

American

Nov 15, 2019

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-300

73.5000

American

Oct 18, 2019

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Call Options Written

-100

80.0000

American

Oct 18, 2019

Call Options Written

-300

110.0000

American

Sep 18, 2020

Put Options Purchased

-300

72.5000

American

Oct 11, 2019

Call Options Written

-400

82.5000

American

Jun 19, 2020

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

800

75.0000

American

Oct 25, 2019

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Call Options Purchased

1,200

76.0000

American

Oct 18, 2019

Call Options Purchased

100

73.0000

American

Nov 8, 2019

Put Options Written

9,900

74.0000

American

Oct 18, 2019

Put Options Written

500

67.5000

American

Jan 17, 2020

Call Options Purchased

400

60.0000

American

Jan 15, 2021

Call Options Purchased

30,700

80.0000

American

Nov 15, 2019

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Put Options Written

200

76.0000

American

Oct 18, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Call Options Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

11,000

75.0000

American

Sep 18, 2020

Put Options Written

600

70.0000

American

Feb 21, 2020

Call Options Purchased

400

77.5000

American

Sep 18, 2020

Call Options Written

-400

73.5000

American

Nov 1, 2019

Call Options Written

-600

72.5000

American

Jun 19, 2020

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-22,300

65.0000

American

Nov 15, 2019

Call Options Written

-900

90.0000

American

Sep 18, 2020

Put Options Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Call Options Written

-9,400

75.0000

American

Oct 11, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options Purchased

-2,400

73.0000

American

Oct 11, 2019

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options Written

400

60.0000

American

Oct 18, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

25,400

75.0000

American

Nov 15, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Call Options Purchased

12,300

75.0000

American

Oct 18, 2019

Call Options Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options Written

200

55.0000

American

Nov 15, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options Purchased

9,700

80.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

200

71.0000

American

Nov 1, 2019

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

26,200

70.0000

American

Jun 19, 2020

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Call Options Purchased

1,000

77.0000

American

Oct 11, 2019

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-6,800

70.0000

American

Jan 17, 2020

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options Written

-200

62.5000

American

Jun 19, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Written

-52,800

82.5000

American

Jan 17, 2020

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options Written

-2,300

76.5000

American

Oct 18, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Feb 21, 2020

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options Written

1,400

74.5000

American

Oct 11, 2019

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Put Options Written

300

67.0000

American

Oct 11, 2019

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options Purchased

100

78.0000

American

Oct 11, 2019

Put Options Written

2,800

67.5000

American

Jun 19, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options Purchased

500

85.0000

American

May 15, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Call Options Purchased

100

73.5000

American

Oct 25, 2019

Put Options Purchased

-300

71.0000

American

Oct 11, 2019

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Call Options Written

-11,400

85.0000

American

Jan 17, 2020

Put Options Purchased

-300

68.0000

American

Oct 11, 2019

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Purchased

-11,700

70.0000

American

Oct 18, 2019

Put Options Purchased

-39,300

67.5000

American

Nov 15, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Call Options Written

-11,900

87.5000

American

Jan 17, 2020

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Put Options Purchased

-27,100

62.5000

American

Nov 15, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-100

67.5000

American

Feb 21, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Put Options Written

15,900

65.0000

American

Oct 18, 2019

Call Options Purchased

14,900

77.5000

American

Jan 17, 2020

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

200

74.5000

American

Oct 18, 2019

Put Options Written

100

62.5000

American

Oct 25, 2019

Call Options Purchased

800

77.5000

American

Oct 11, 2019

Put Options Written

100

69.0000

American

Oct 18, 2019

Put Options Written

100

63.0000

American

Oct 11, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

200

74.0000

American

Oct 18, 2019

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Call Options Purchased

5,500

77.5000

American

Jan 15, 2021

Put Options Written

8,500

65.0000

American

Feb 21, 2020

Call Options Purchased

5,500

75.0000

American

Jan 17, 2020

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Put Options Written

200

73.0000

American

Nov 22, 2019

Call Options Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options Written

-100

72.5000

American

Oct 11, 2019

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Call Options Written

-100

62.5000

American

Nov 15, 2019

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Put Options Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options Purchased

-14,200

67.5000

American

Oct 18, 2019

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options Purchased

-15,000

70.0000

American

Nov 15, 2019

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-600

63.0000

American

Nov 1, 2019

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-100

74.0000

American

Oct 11, 2019

Call Options Written

-400

80.0000

American

Jan 15, 2021

Call Options Written

-500

62.5000

American

Oct 18, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678196
Time of Receipt (offset from UTC): 20191015T111659+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC