Form 8.3 - Cobham Plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

COBHAM PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

11 October 2019

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 2.5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

49,402,030

2.07%

12,590,025

0.53%

 

(2)

Cash-settled derivatives:

1,519,827

0.06%

42,009,822

1.76%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

50,921,857

2.13%

54,599,847

2.28%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit

security

securities

 

2.5p ordinary Purchase

356

1.5564 GBP

2.5p ordinary Purchase

2,262

1.5555 GBP

2.5p ordinary Purchase

3,165

1.5594 GBP

2.5p ordinary Purchase

4,245

1.5537 GBP

2.5p ordinary Purchase

4,305

1.5535 GBP

2.5p ordinary Purchase

13,580

1.5560 GBP

2.5p ordinary Purchase

22,471

1.5574 GBP

2.5p ordinary Purchase

25,918

1.5570 GBP

2.5p ordinary Purchase

97,915

1.5553 GBP

2.5p ordinary Purchase

251,928

1.5545 GBP

2.5p ordinary Purchase

370,152

1.5562 GBP

2.5p ordinary Purchase

500,000

1.5573 GBP

2.5p ordinary Purchase

500,000

1.5571 GBP

2.5p ordinary Sale

384

1.5566 GBP

2.5p ordinary Sale

3,130

1.5595 GBP

2.5p ordinary Sale

4,922

1.5562 GBP

2.5p ordinary Sale

6,996

1.5585 GBP

2.5p ordinary Sale

13,195

1.5576 GBP

2.5p ordinary Sale

13,538

1.5579 GBP

2.5p ordinary Sale

15,998

1.5549 GBP

2.5p ordinary Sale

16,624

1.5568 GBP

2.5p ordinary Sale

24,065

1.5555 GBP

2.5p ordinary Sale

33,176

1.5575 GBP

2.5p ordinary Sale

56,406

1.5560 GBP

2.5p ordinary Sale

81,342

1.5557 GBP

2.5p ordinary Sale

82,860

1.5574 GBP

2.5p ordinary Sale

109,756

1.5535 GBP

2.5p ordinary Sale

250,000

1.5543 GBP

2.5p ordinary Sale

300,000

1.5512 GBP

2.5p ordinary Sale

442,955

1.5542 GBP

(b) Cash-settled derivative transactions

Class of Product

Nature of dealing

Number of

Price per

relevant description

 

reference

unit

security

 

securities

 

2.5p ordinary SWAP

Long

1,493

1.5525 GBP

2.5p ordinary SWAP

Long

5,577

1.5546 GBP

2.5p ordinary SWAP

Long

13,538

1.5579 GBP

2.5p ordinary SWAP

Long

33,176

1.5575 GBP

2.5p ordinary SWAP

Long

35,115

1.5541 GBP

2.5p ordinary SWAP

Long

82,860

1.5574 GBP

2.5p ordinary CFD

Long

115,892

1.5567 GBP

2.5p ordinary SWAP

Long

163,204

1.5532 GBP

2.5p ordinary SWAP

Long

223,461

1.5545 GBP

2.5p ordinary CFD

Short

356

1.5565 GBP

2.5p ordinary SWAP

Short

3,334

1.5551 GBP

2.5p ordinary CFD

Short

5,018

1.5585 GBP

2.5p ordinary SWAP

Short

30,143

1.5568 GBP

2.5p ordinary SWAP

Short

83,652

1.5574 GBP

2.5p ordinary SWAP

Short

250,000

1.5545 GBP

2.5p ordinary SWAP

Short

293,422

1.5558 GBP

2.5p ordinary SWAP

Short

500,000

1.5571 GBP

2.5p ordinary SWAP

Short

500,000

1.5573 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

14 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678118
Time of Receipt (offset from UTC): 20191014T123523+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC