Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,673,271

1.12%

1,977,371

0.60%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

1,919,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

697,100

0.21%

409,700

0.12%

 

 

 

 

TOTAL:

 

 

 

 

6,038,571

1.84%

4,306,491

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

169.3200 USD

Purchase

3

169.1600 USD

Purchase

7

169.2528 USD

Purchase

13

168.7200 USD

Purchase

23

168.6400 USD

Purchase

69

169.0600 USD

Purchase

90

169.2400 USD

Purchase

96

169.2900 USD

Purchase

99

168.7842 USD

Purchase

100

169.5200 USD

Purchase

100

169.1100 USD

Purchase

101

169.4484 USD

Purchase

118

169.1300 USD

Purchase

124

168.5105 USD

Purchase

210

169.2347 USD

Purchase

325

169.4418 USD

Purchase

400

169.1400 USD

Purchase

922

169.4481 USD

Purchase

1,000

168.9900 USD

Purchase

1,906

169.0023 USD

Purchase

2,501

169.2042 USD

Purchase

2,926

168.8719 USD

Purchase

3,385

168.8751 USD

Purchase

3,573

168.8393 USD

Purchase

3,912

168.5890 USD

Purchase

4,900

168.8173 USD

Purchase

4,900

168.6790 USD

Purchase

5,777

168.8694 USD

Purchase

5,784

168.8917 USD

Purchase

5,900

168.7317 USD

Purchase

7,838

168.7517 USD

Purchase

9,439

169.0857 USD

Purchase

21,883

168.9541 USD

Purchase

25,061

169.1278 USD

Purchase

28,939

168.7100 USD

Purchase

93,400

169.0914 USD

Purchase

187,712

169.0900 USD

Sale

1

168.9900 USD

Sale

11

169.1363 USD

Sale

13

168.0800 USD

Sale

15

169.4300 USD

Sale

16

168.4487 USD

Sale

18

169.0300 USD

Sale

18

169.4200 USD

Sale

24

168.2100 USD

Sale

26

168.4700 USD

Sale

100

168.0900 USD

Sale

100

168.2000 USD

Sale

100

168.2800 USD

Sale

100

168.4900 USD

Sale

100

168.6200 USD

Sale

100

168.7400 USD

Sale

100

169.2300 USD

Sale

100

169.2500 USD

Sale

100

169.2800 USD

Sale

120

168.8440 USD

Sale

120

168.5090 USD

Sale

199

168.3101 USD

Sale

200

168.6325 USD

Sale

307

169.1200 USD

Sale

400

168.6650 USD

Sale

400

169.4400 USD

Sale

400

169.2061 USD

Sale

461

169.4015 USD

Sale

500

169.2718 USD

Sale

600

169.2183 USD

Sale

600

169.1650 USD

Sale

772

168.8478 USD

Sale

800

169.2479 USD

Sale

823

168.8256 USD

Sale

852

169.2757 USD

Sale

920

168.7945 USD

Sale

1,033

169.0233 USD

Sale

1,098

168.7967 USD

Sale

1,100

169.1636 USD

Sale

1,300

168.8788 USD

Sale

1,300

168.8971 USD

Sale

1,300

169.1661 USD

Sale

1,358

169.4752 USD

Sale

1,424

168.6083 USD

Sale

3,490

169.2168 USD

Sale

3,612

169.0218 USD

Sale

4,600

168.6901 USD

Sale

5,300

168.7405 USD

Sale

10,092

168.7916 USD

Sale

12,846

169.0673 USD

Sale

13,035

169.0299 USD

Sale

69,123

168.8196 USD

Sale

94,570

169.0900 USD

Sale

96,023

169.1012 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

170 USD

American

11 Oct 2019

0.1000 USD

Call Option

Selling

200

150 USD

American

21 Feb 2020

22.0000 USD

Call Option

Selling

200

165 USD

American

18 Oct 2019

4.5000 USD

Call Option

Selling

100

180 USD

American

18 Oct 2019

0.0800 USD

Put Option

Selling

600

145 USD

American

15 Nov 2019

0.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

100

170.0000

American

Oct 11, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-15,500

165.0000

American

Oct 18, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Written

300

145.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

8,400

185.0000

American

Nov 15, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

165.0000

American

Nov 15, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Purchased

1,100

175.0000

American

Nov 15, 2019

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

165.0000

American

Nov 1, 2019

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Oct 18, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Call Options

Purchased

100

170.0000

American

Nov 1, 2019

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

700

145.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 678121
Time of Receipt (offset from UTC): 20191014T124926+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC