Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,584,588

1.09%

1,980,044

0.60%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

1,919,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

696,900

0.21%

409,700

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,949,688

1.81%

4,309,164

1.31%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

167.4900 USD

Purchase

3

167.4200 USD

Purchase

11

167.5200 USD

Purchase

95

167.5168 USD

Purchase

100

167.3100 USD

Purchase

124

167.2135 USD

Purchase

178

167.1700 USD

Purchase

200

166.7500 USD

Purchase

200

167.4650 USD

Purchase

239

167.1251 USD

Purchase

300

167.5750 USD

Purchase

346

167.3117 USD

Purchase

439

167.5081 USD

Purchase

594

167.5036 USD

Purchase

599

167.3677 USD

Purchase

700

167.4085 USD

Purchase

702

167.4304 USD

Purchase

814

167.0285 USD

Purchase

1,364

167.4044 USD

Purchase

1,366

167.8300 USD

Purchase

1,499

166.9227 USD

Purchase

1,863

167.0039 USD

Purchase

2,000

167.4466 USD

Purchase

2,000

167.3926 USD

Purchase

2,300

167.3860 USD

Purchase

3,097

167.4580 USD

Purchase

6,724

167.1959 USD

Purchase

6,956

167.5969 USD

Purchase

9,982

167.5829 USD

Purchase

10,484

167.5008 USD

Purchase

17,905

167.8012 USD

Purchase

21,942

167.5535 USD

Sale

1

167.4900 USD

Sale

3

167.4200 USD

Sale

24

166.7700 USD

Sale

100

166.6150 USD

Sale

100

167.3100 USD

Sale

100

167.7100 USD

Sale

100

167.6000 USD

Sale

100

167.5500 USD

Sale

125

167.4700 USD

Sale

200

167.4800 USD

Sale

200

167.4750 USD

Sale

215

167.4906 USD

Sale

261

167.7370 USD

Sale

300

167.4232 USD

Sale

300

167.4433 USD

Sale

300

167.6350 USD

Sale

300

166.9866 USD

Sale

300

167.6200 USD

Sale

400

167.0975 USD

Sale

400

167.5675 USD

Sale

500

167.5260 USD

Sale

600

167.3450 USD

Sale

672

167.8300 USD

Sale

800

167.5275 USD

Sale

1,082

167.2751 USD

Sale

1,500

167.3571 USD

Sale

1,500

167.5319 USD

Sale

1,614

167.4373 USD

Sale

1,800

167.4429 USD

Sale

3,000

167.5375 USD

Sale

3,438

167.6889 USD

Sale

3,595

167.6312 USD

Sale

4,316

167.7426 USD

Sale

4,616

167.2474 USD

Sale

5,541

167.4764 USD

Sale

8,335

167.7936 USD

Sale

18,605

167.7901 USD

Sale

23,286

167.3074 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

170 USD

American

1 Nov 2019

0.9200 USD

Call Option

Selling

100

175 USD

American

15 Nov 2019

0.7900 USD

Put Option

Purchasing

8,200

165 USD

American

18 Oct 2019

0.9324 USD

Put Option

Purchasing

100

165 USD

American

1 Nov 2019

2.1000 USD

Put Option

Selling

100

165 USD

American

15 Nov 2019

3.4400 USD

Put Option

Selling

8,200

170 USD

American

21 Feb 2020

9.4068 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

100

135.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,800

175.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

130.0000  

American

Nov 15, 2019

Put Options

  Written

4,600

155.0000  

American

Dec 20, 2019

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

15,900

165.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,100

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

100.0000  

American

Jan 15, 2021

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,300

250.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

155.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

170.0000  

American

Dec 20, 2019

Put Options

  Purchased

-7,100

155.0000  

American

Nov 15, 2019

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

165.0000  

American

Jan 17, 2020

Call Options

  Written

-2,400

185.0000  

American

Dec 20, 2019

Put Options

  Purchased

-500

140.0000  

American

Nov 15, 2019

Put Options

  Purchased

-3,000

165.0000  

American

Dec 20, 2019

Put Options

  Purchased

-15,500

165.0000  

American

Oct 18, 2019

Call Options

  Written

-400

155.0000  

American

Nov 15, 2019

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

12,900

150.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

900

145.0000  

American

Nov 15, 2019

Put Options

  Written

200

120.0000  

American

Oct 18, 2019

Call Options

  Purchased

27,400

170.0000  

American

Dec 20, 2019

Call Options

  Purchased

800

155.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,800

140.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,000

190.0000  

American

Dec 20, 2019

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Call Options

  Written

-100

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-5,300

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

135.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

290.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Call Options

  Written

-1,700

200.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

175.0000  

American

Nov 15, 2019

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

70.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

110.0000  

American

Dec 20, 2019

Put Options

  Purchased

-2,900

90.0000  

American

Dec 20, 2019

Put Options

  Purchased

-4,000

125.0000  

American

Jan 17, 2020

Put Options

  Purchased

-200

95.0000  

American

Nov 15, 2019

Put Options

  Written

400

65.0000  

American

Jan 17, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

180.0000  

American

Jan 17, 2020

Call Options

  Purchased

12,400

170.0000  

American

Nov 15, 2019

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

200

140.0000  

American

Oct 18, 2019

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,900

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,700

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,500

160.0000  

American

Nov 15, 2019

Call Options

  Purchased

2,200

155.0000  

American

Dec 20, 2019

Put Options

  Written

300

100.0000  

American

Dec 20, 2019

Put Options

  Written

149,800

140.0000  

American

Nov 15, 2019

Call Options

  Purchased

8,400

185.0000  

American

Nov 15, 2019

Call Options

  Purchased

6,000

160.0000  

American

Jan 17, 2020

Put Options

  Written

1,000

85.0000  

American

Dec 20, 2019

Put Options

  Written

2,800

90.0000  

American

Nov 15, 2019

Call Options

  Written

-300

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-700

170.0000  

American

Jan 17, 2020

Call Options

  Written

-100

210.0000  

American

Nov 15, 2019

Call Options

  Written

-4,500

220.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-6,000

160.0000  

American

Jun 19, 2020

Call Options

  Written

-500

170.0000  

American

Oct 18, 2019

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,100

170.0000  

American

Jan 17, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

180.0000  

American

Jan 15, 2021

Put Options

  Written

46,000

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-7,400

130.0000  

American

Nov 15, 2019

Put Options

  Purchased

-2,000

165.0000  

American

Nov 15, 2019

Call Options

  Written

-29,800

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,400

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,500

105.0000  

American

Jan 17, 2020

Call Options

  Written

-7,000

300.0000  

American

Jan 17, 2020

Put Options

  Purchased

-1,500

150.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

160.0000  

American

Jan 17, 2020

Put Options

  Purchased

-5,300

100.0000  

American

Jan 17, 2020

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Written

22,500

140.0000  

American

Jan 17, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Purchased

800

125.0000  

American

Jan 17, 2020

Call Options

  Purchased

100

180.0000  

American

Jun 19, 2020

Put Options

  Written

9,600

160.0000  

American

Oct 18, 2019

Call Options

  Purchased

400

185.0000  

American

Jun 19, 2020

Call Options

  Purchased

4,600

190.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,100

175.0000  

American

Nov 15, 2019

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

2,500

120.0000  

American

Feb 21, 2020

Call Options

  Purchased

900

115.0000  

American

Jan 17, 2020

Put Options

  Written

8,500

160.0000  

American

Feb 21, 2020

Put Options

  Written

3,100

115.0000  

American

Dec 20, 2019

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Jan 15, 2021

Put Options

  Written

4,700

80.0000  

American

Jan 17, 2020

Call Options

  Purchased

2,600

120.0000  

American

Jan 17, 2020

Put Options

  Purchased

-400

170.0000  

American

Nov 15, 2019

Call Options

  Written

-1,500

270.0000  

American

Jan 17, 2020

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Call Options

  Written

-4,300

155.0000  

American

Jan 17, 2020

Call Options

  Written

-600

205.0000  

American

Jan 17, 2020

Call Options

  Written

-1,700

225.0000  

American

Jan 17, 2020

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

100.0000  

American

Nov 15, 2019

Call Options

  Written

-1,200

195.0000  

American

Dec 20, 2019

Call Options

  Written

-100

240.0000  

American

Jan 17, 2020

Put Options

  Purchased

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

145.0000  

American

Nov 15, 2019

Call Options

  Written

-200

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-39,200

150.0000  

American

Nov 15, 2019

Call Options

  Purchased

4,300

165.0000  

American

Jan 17, 2020

Put Options

  Written

13,700

75.0000  

American

Jan 17, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

500

230.0000  

American

Jan 17, 2020

Call Options

  Purchased

300

135.0000  

American

Jan 17, 2020

Put Options

  Written

33,600

150.0000  

American

Dec 20, 2019

Put Options

  Purchased

-300

160.0000  

American

Jan 15, 2021

Call Options

  Written

-6,100

200.0000  

American

Jan 17, 2020

Call Options

  Written

-22,800

210.0000  

American

Jan 17, 2020

Call Options

  Written

-18,000

185.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

175.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

85.0000  

American

Jan 17, 2020

Call Options

  Written

-500

135.0000  

American

Dec 20, 2019

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

165.0000  

American

Nov 1, 2019

Call Options

  Written

-2,800

230.0000  

American

Jan 17, 2020

Call Options

  Written

-100

105.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

115.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,300

105.0000  

American

Nov 15, 2019

Call Options

  Purchased

100

170.0000  

American

Nov 1, 2019

Call Options

  Purchased

800

180.0000  

American

Dec 20, 2019

Put Options

  Written

1,300

90.0000  

American

Jan 17, 2020

Put Options

  Written

7,900

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

12,100

180.0000  

American

Nov 15, 2019

Put Options

  Written

25,500

120.0000  

American

Nov 15, 2019

Put Options

  Written

1,000

135.0000  

American

Jan 17, 2020

Put Options

  Written

6,700

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

3,500

135.0000  

American

Nov 15, 2019

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Put Options

  Written

500

80.0000  

American

Nov 15, 2019

Call Options

  Purchased

300

160.0000  

American

Dec 20, 2019

Call Options

  Purchased

100

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

215.0000  

American

Jan 17, 2020

Put Options

  Purchased

-600

110.0000  

American

Nov 15, 2019

Put Options

  Purchased

-106,300

130.0000  

American

Jan 17, 2020

Put Options

  Purchased

-3,600

80.0000  

American

Dec 20, 2019

Put Options

  Purchased

-19,700

95.0000  

American

Jan 17, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

150.0000  

American

Nov 15, 2019

Put Options

  Written

1,200

95.0000  

American

Dec 20, 2019

Put Options

  Written

700

145.0000  

American

Feb 21, 2020

Put Options

  Written

25,000

150.0000  

American

Jan 17, 2020

Put Options

  Written

4,200

125.0000  

American

Nov 15, 2019

Put Options

  Written

6,800

115.0000  

American

Nov 15, 2019

Put Options

  Written

3,000

200.0000  

American

Dec 20, 2019

Put Options

  Written

40,000

170.0000  

American

Jan 17, 2020

Call Options

  Purchased

1,700

180.0000  

American

Feb 21, 2020

Call Options

  Purchased

4,500

145.0000  

American

Jan 17, 2020

Call Options

  Purchased

200

165.0000  

American

Oct 18, 2019

Put Options

  Written

16,300

150.0000  

American

Feb 21, 2020

Put Options

  Written

6,400

160.0000  

American

Dec 20, 2019

Call Options

  Written

-600

110.0000  

American

Jan 17, 2020

Put Options

  Purchased

-2,000

160.0000  

American

Nov 15, 2019

Call Options

  Written

-4,500

260.0000  

American

Jan 17, 2020

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Call Options

  Written

-100

195.0000  

American

Jan 17, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

130.0000  

American

Jan 17, 2020

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677986
Time of Receipt (offset from UTC): 20191011T123321+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC