Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,321,431

0.16%

3,572,359

0.24%

 

(2)

Derivatives (other than options):

1,537,744

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,131,200

0.14%

1,068,700

0.07%

 
TOTAL:

5,990,375

0.41%

4,657,559

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

75.2600 USD

Purchase

23

75.1400 USD

Purchase

45

75.0700 USD

Purchase

48

74.2375 USD

Purchase

50

74.7600 USD

Purchase

50

74.1100 USD

Purchase

53

74.4800 USD

Purchase

69

74.3100 USD

Purchase

81

74.3906 USD

Purchase

85

74.7000 USD

Purchase

100

74.2900 USD

Purchase

100

74.5500 USD

Purchase

100

74.4100 USD

Purchase

100

74.1400 USD

Purchase

100

74.4000 USD

Purchase

200

75.1075 USD

Purchase

200

74.3600 USD

Purchase

200

74.2800 USD

Purchase

200

74.2700 USD

Purchase

200

74.1250 USD

Purchase

200

74.6900 USD

Purchase

200

75.0450 USD

Purchase

200

74.4200 USD

Purchase

200

75.1000 USD

Purchase

250

74.3680 USD

Purchase

300

74.3566 USD

Purchase

300

75.1233 USD

Purchase

400

74.1300 USD

Purchase

400

74.2350 USD

Purchase

500

74.3715 USD

Purchase

601

75.1824 USD

Purchase

673

75.1168 USD

Purchase

700

75.0771 USD

Purchase

1,000

74.9905 USD

Purchase

1,030

74.4005 USD

Purchase

1,090

75.0901 USD

Purchase

1,200

74.3950 USD

Purchase

1,202

75.0574 USD

Purchase

1,386

75.1328 USD

Purchase

1,416

75.1678 USD

Purchase

1,750

74.4440 USD

Purchase

2,600

75.1638 USD

Purchase

2,677

75.1205 USD

Purchase

3,100

74.5358 USD

Purchase

4,335

74.9468 USD

Purchase

4,500

74.3925 USD

Purchase

4,777

74.4600 USD

Purchase

5,049

74.4295 USD

Purchase

5,239

75.1016 USD

Purchase

5,887

74.6995 USD

Purchase

7,703

74.5767 USD

Purchase

13,450

74.3054 USD

Purchase

14,400

74.5914 USD

Purchase

15,332

74.4776 USD

Purchase

19,718

74.4173 USD

Purchase

25,000

74.5868 USD

Purchase

28,333

74.5903 USD

Purchase

40,156

74.6539 USD

Purchase

40,537

74.6207 USD

Purchase

40,731

74.3300 USD

Purchase

62,883

74.5055 USD

Sale

48

74.2375 USD

Sale

58

74.8913 USD

Sale

81

74.3906 USD

Sale

100

75.1000 USD

Sale

100

75.0300 USD

Sale

100

74.7800 USD

Sale

100

74.7300 USD

Sale

100

74.3600 USD

Sale

100

74.3100 USD

Sale

100

74.2900 USD

Sale

105

74.1385 USD

Sale

108

74.9037 USD

Sale

200

74.6778 USD

Sale

200

74.9200 USD

Sale

200

74.8550 USD

Sale

200

74.1800 USD

Sale

200

74.3400 USD

Sale

200

74.9800 USD

Sale

200

74.1250 USD

Sale

242

74.4123 USD

Sale

300

74.7466 USD

Sale

300

74.4883 USD

Sale

300

75.1033 USD

Sale

328

74.2461 USD

Sale

351

74.8868 USD

Sale

353

74.4800 USD

Sale

400

74.2312 USD

Sale

400

74.2937 USD

Sale

400

74.9175 USD

Sale

400

74.8100 USD

Sale

500

74.5700 USD

Sale

544

74.4649 USD

Sale

545

75.0902 USD

Sale

600

74.8450 USD

Sale

600

74.8533 USD

Sale

600

74.1866 USD

Sale

600

74.6933 USD

Sale

600

74.9383 USD

Sale

600

74.1608 USD

Sale

600

74.9933 USD

Sale

719

74.6104 USD

Sale

959

74.7282 USD

Sale

1,090

75.0901 USD

Sale

1,117

74.6772 USD

Sale

1,150

74.3704 USD

Sale

1,200

74.2350 USD

Sale

1,400

74.5491 USD

Sale

1,400

74.4964 USD

Sale

1,441

74.6190 USD

Sale

1,500

74.3055 USD

Sale

1,534

74.3094 USD

Sale

1,556

74.5970 USD

Sale

1,792

74.3146 USD

Sale

2,055

74.5078 USD

Sale

2,500

74.5628 USD

Sale

2,872

74.4032 USD

Sale

3,652

74.3147 USD

Sale

3,700

74.8920 USD

Sale

3,797

74.6194 USD

Sale

4,084

74.8815 USD

Sale

4,739

74.5967 USD

Sale

4,747

74.5215 USD

Sale

5,932

74.6471 USD

Sale

6,400

74.5978 USD

Sale

8,000

74.5415 USD

Sale

8,714

74.6549 USD

Sale

10,400

74.6168 USD

Sale

11,409

74.8176 USD

Sale

17,227

74.3561 USD

Sale

20,309

75.1214 USD

Sale

20,900

74.5833 USD

Sale

33,133

74.3868 USD

Sale

41,186

74.6475 USD

Sale

41,392

74.3300 USD

Sale

80,059

74.4969 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

302

74.6200 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

73 USD

American

18 Oct 2019

2.3000 USD

Call Option

Purchasing

100

73 USD

American

8 Nov 2019

2.7500 USD

Call Option

Purchasing

100

75 USD

American

18 Oct 2019

0.7600 USD

Call Option

Purchasing

300

75 USD

American

17 Jan 2020

3.2000 USD

Call Option

Purchasing

100

76 USD

American

18 Oct 2019

0.4000 USD

Call Option

Purchasing

100

77 USD

American

11 Oct 2019

0.0700 USD

Call Option

Purchasing

200

78 USD

American

15 Nov 2019

0.9600 USD

Call Option

Purchasing

100

80 USD

American

25 Oct 2019

0.1000 USD

Call Option

Purchasing

300

80 USD

American

15 Nov 2019

0.5500 USD

Call Option

Selling

100

73 USD

American

11 Oct 2019

1.4900 USD

Call Option

Selling

8,300

75 USD

American

11 Oct 2019

0.5051 USD

Call Option

Selling

300

75 USD

American

15 Nov 2019

1.9600 USD

Call Option

Selling

6,700

76 USD

American

11 Oct 2019

0.1947 USD

Call Option

Selling

100

77 USD

American

11 Oct 2019

0.1200 USD

Put Option

Purchasing

400

60 USD

American

21 Feb 2020

1.0800 USD

Put Option

Purchasing

400

70 USD

American

18 Oct 2019

0.2700 USD

Put Option

Purchasing

100

70 USD

American

15 Nov 2019

1.3400 USD

Put Option

Purchasing

200

72 USD

American

18 Oct 2019

0.5300 USD

Put Option

Purchasing

300

80 USD

American

15 May 2020

10.9500 USD

Put Option

Selling

100

43 USD

American

21 Jan 2022

3.0900 USD

Put Option

Selling

300

45 USD

American

21 Jan 2022

3.4100 USD

Put Option

Selling

400

60 USD

American

15 Nov 2019

0.1500 USD

Put Option

Selling

2,000

68 USD

American

15 Jan 2021

8.0000 USD

Put Option

Selling

100

73 USD

American

11 Oct 2019

0.3200 USD

Put Option

Selling

200

76 USD

American

18 Oct 2019

2.5200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Call Options

Purchased

800

74.0000

American

Oct 11, 2019

Put Options

Written

200

72.5000

American

Oct 11, 2019

Call Options

Purchased

3,700

72.5000

American

Feb 21, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Call Options

Purchased

16,200

70.0000

American

Nov 15, 2019

Call Options

Purchased

13,300

72.5000

American

Nov 15, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Purchased

-500

70.0000

American

Oct 11, 2019

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

72.0000

American

Oct 18, 2019

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-100

76.5000

American

Oct 11, 2019

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options

Written

-5,300

76.0000

American

Oct 11, 2019

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

65.0000

American

Nov 1, 2019

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

5,400

77.5000

American

Oct 18, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

36,900

80.0000

American

Jan 17, 2020

Call Options

Purchased

200

85.0000

American

Feb 21, 2020

Call Options

Purchased

100

80.0000

American

Oct 11, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Call Options

Purchased

500

67.5000

American

Feb 21, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Put Options

Written

1,000

72.5000

American

Feb 21, 2020

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Put Options

Written

6,600

62.5000

American

Jan 17, 2020

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-28,900

60.0000

American

Jan 17, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

600

87.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

25,600

67.5000

American

Nov 15, 2019

Call Options

Purchased

104,000

77.5000

American

Nov 15, 2019

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

900

42.5000

American

Jan 21, 2022

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-18,400

85.0000

American

Nov 15, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

75.0000

American

Oct 11, 2019

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

76.0000

American

Oct 18, 2019

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options

Written

400

70.0000

American

Feb 21, 2020

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Call Options

Purchased

6,500

65.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Put Options

Written

200

76.0000

American

Oct 18, 2019

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

200

70.0000

American

Oct 11, 2019

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Put Options

Written

800

55.0000

American

Feb 21, 2020

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

73.0000

American

Oct 11, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Put Options

Written

100

59.5000

American

Oct 25, 2019

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-8,600

75.0000

American

Oct 11, 2019

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Purchased

9,500

80.0000

American

Feb 21, 2020

Call Options

Purchased

25,300

75.0000

American

Nov 15, 2019

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Purchased

6,700

72.5000

American

Oct 18, 2019

Call Options

Purchased

10,300

75.0000

American

Oct 18, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

77.0000

American

Oct 11, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-2,300

76.5000

American

Oct 18, 2019

Put Options

Purchased

-6,700

70.0000

American

Jan 17, 2020

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Purchased

500

85.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

2,000

50.0000

American

Jan 17, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Put Options

Written

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

6,800

85.0000

American

Jun 19, 2020

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

16,800

70.0000

American

Oct 18, 2019

Put Options

Written

300

67.0000

American

Oct 11, 2019

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-39,800

67.5000

American

Nov 15, 2019

Put Options

Purchased

-300

71.0000

American

Oct 11, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Call Options

Written

-15,500

87.5000

American

Jan 17, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-27,500

62.5000

American

Nov 15, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Purchased

4,900

75.0000

American

Jan 17, 2020

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

15,800

65.0000

American

Oct 18, 2019

Call Options

Purchased

200

74.0000

American

Oct 18, 2019

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Call Options

Purchased

4,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

100

63.0000

American

Oct 11, 2019

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Put Options

Written

200

73.0000

American

Nov 22, 2019

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

14,300

77.5000

American

Jan 17, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-15,700

67.5000

American

Oct 18, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-100

72.5000

American

Oct 11, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Put Options

Purchased

-14,700

70.0000

American

Nov 15, 2019

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677920
Time of Receipt (offset from UTC): 20191010T141143+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC