Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,332,065

0.16%

3,439,255

0.23%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,537,744

0.10%

16,500

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,143,400

0.14%

1,069,100

0.07%

 

 

 

 

TOTAL:

 

 

 

 

6,013,209

0.41%

4,524,855

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

25

73.4700 USD

Purchase

43

73.7000 USD

Purchase

94

73.7400 USD

Purchase

100

73.6700 USD

Purchase

100

73.5100 USD

Purchase

100

73.3500 USD

Purchase

100

73.3400 USD

Purchase

100

73.2700 USD

Purchase

100

73.7200 USD

Purchase

104

73.4400 USD

Purchase

113

73.5686 USD

Purchase

130

73.8000 USD

Purchase

200

73.6200 USD

Purchase

200

73.3150 USD

Purchase

200

74.1200 USD

Purchase

200

73.5600 USD

Purchase

209

73.6900 USD

Purchase

300

74.0850 USD

Purchase

300

73.4516 USD

Purchase

400

73.4612 USD

Purchase

403

73.4800 USD

Purchase

500

73.8280 USD

Purchase

502

73.5524 USD

Purchase

566

73.7114 USD

Purchase

631

73.4177 USD

Purchase

700

73.4414 USD

Purchase

700

73.4228 USD

Purchase

1,000

73.4960 USD

Purchase

1,090

73.4128 USD

Purchase

1,200

73.7291 USD

Purchase

1,271

73.3889 USD

Purchase

1,800

73.7766 USD

Purchase

2,300

73.6358 USD

Purchase

2,409

73.4448 USD

Purchase

2,455

73.6499 USD

Purchase

3,300

73.6678 USD

Purchase

3,500

73.8797 USD

Purchase

5,000

73.3000 USD

Purchase

6,100

73.6061 USD

Purchase

9,379

73.8550 USD

Purchase

11,370

73.7793 USD

Purchase

12,116

73.5697 USD

Purchase

12,545

73.8782 USD

Purchase

13,100

73.7091 USD

Purchase

15,357

73.7699 USD

Purchase

20,587

73.4585 USD

Purchase

31,220

73.6506 USD

Purchase

31,530

73.4155 USD

Purchase

48,312

73.6938 USD

Sale

34

74.1700 USD

Sale

40

73.4100 USD

Sale

82

73.9195 USD

Sale

100

73.7700 USD

Sale

100

73.7400 USD

Sale

100

73.8900 USD

Sale

100

74.2400 USD

Sale

100

74.1200 USD

Sale

103

73.9291 USD

Sale

104

73.4400 USD

Sale

198

73.5824 USD

Sale

200

73.7375 USD

Sale

200

74.0100 USD

Sale

200

74.0300 USD

Sale

200

74.0950 USD

Sale

200

74.4350 USD

Sale

230

73.8000 USD

Sale

266

73.6811 USD

Sale

300

74.0356 USD

Sale

300

73.9600 USD

Sale

300

73.9016 USD

Sale

311

73.8914 USD

Sale

377

73.8427 USD

Sale

399

73.8803 USD

Sale

400

73.9000 USD

Sale

443

73.8871 USD

Sale

466

74.0712 USD

Sale

490

74.1308 USD

Sale

500

74.1880 USD

Sale

500

74.2170 USD

Sale

598

73.9648 USD

Sale

600

73.7408 USD

Sale

643

73.3311 USD

Sale

1,000

73.7930 USD

Sale

1,416

73.9180 USD

Sale

1,484

73.9159 USD

Sale

1,587

73.4414 USD

Sale

1,601

73.9246 USD

Sale

1,640

73.4604 USD

Sale

1,895

73.3559 USD

Sale

2,179

73.8947 USD

Sale

2,300

74.0963 USD

Sale

2,400

73.4944 USD

Sale

2,506

73.8445 USD

Sale

3,059

73.6195 USD

Sale

3,287

73.8920 USD

Sale

3,943

73.5194 USD

Sale

4,389

73.5487 USD

Sale

4,611

73.6897 USD

Sale

5,400

73.6790 USD

Sale

6,288

73.3000 USD

Sale

6,693

73.6910 USD

Sale

6,800

73.7202 USD

Sale

7,600

73.4515 USD

Sale

10,000

73.7570 USD

Sale

16,907

73.6324 USD

Sale

20,393

73.8476 USD

Sale

52,016

73.5742 USD

Sale

64,671

73.5520 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

73 USD

American

18 Oct 2019

1.3800 USD

Call Option

Purchasing

400

74 USD

American

11 Oct 2019

0.6100 USD

Call Option

Purchasing

1,000

74 USD

American

11 Oct 2019

0.7000 USD

Call Option

Purchasing

500

75 USD

American

11 Oct 2019

0.3100 USD

Call Option

Purchasing

100

75 USD

American

18 Oct 2019

0.2800 USD

Call Option

Purchasing

600

75 USD

American

17 Jan 2020

2.7800 USD

Call Option

Purchasing

1,200

78 USD

American

15 Jan 2021

5.9000 USD

Call Option

Selling

1,100

74 USD

American

11 Oct 2019

0.4136 USD

Call Option

Selling

2,400

75 USD

American

11 Oct 2019

0.1370 USD

Call Option

Selling

400

75 USD

American

11 Oct 2019

0.1400 USD

Call Option

Selling

1,000

76 USD

American

11 Oct 2019

0.0500 USD

Put Option

Purchasing

500

73 USD

American

11 Oct 2019

0.6000 USD

Put Option

Purchasing

100

73 USD

American

11 Oct 2019

0.7000 USD

Put Option

Purchasing

100

74 USD

American

11 Oct 2019

1.5500 USD

Put Option

Purchasing

100

75 USD

American

1 Nov 2019

3.3100 USD

Put Option

Purchasing

1,000

85 USD

American

21 Feb 2020

13.8000 USD

Put Option

Selling

100

72 USD

American

1 Nov 2019

1.7100 USD

Put Option

Selling

200

75 USD

American

18 Oct 2019

2.1300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Call Options

Purchased

3,700

72.5000

American

Feb 21, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

16,200

70.0000

American

Nov 15, 2019

Call Options

Purchased

13,300

72.5000

American

Nov 15, 2019

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Put Options

Written

800

82.5000

American

Jan 17, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

74.0000

American

Oct 11, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options

Purchased

-300

72.0000

American

Oct 18, 2019

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Put Options

Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options

Written

-6,800

76.0000

American

Oct 11, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-500

76.5000

American

Oct 11, 2019

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-500

70.0000

American

Oct 11, 2019

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Call Options

Purchased

36,900

80.0000

American

Jan 17, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Call Options

Purchased

700

67.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

500

74.5000

American

Oct 11, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

3,600

77.5000

American

Oct 18, 2019

Call Options

Purchased

100

65.0000

American

Nov 1, 2019

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

100

72.0000

American

Nov 1, 2019

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options

Purchased

100

80.0000

American

Oct 11, 2019

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Nov 1, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

100

78.0000

American

Oct 25, 2019

Put Options

Written

6,600

62.5000

American

Jan 17, 2020

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

400

62.5000

American

May 15, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-28,900

60.0000

American

Jan 17, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Put Options

Purchased

-1,100

85.0000

American

Feb 21, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

900

42.5000

American

Jan 21, 2022

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

25,600

67.5000

American

Nov 15, 2019

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

100

77.5000

American

Jan 15, 2021

Put Options

Written

300

80.0000

American

Jun 19, 2020

Call Options

Purchased

104,000

77.5000

American

Nov 15, 2019

Call Options

Purchased

600

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Put Options

Purchased

-300

72.5000

American

Oct 11, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Oct 11, 2019

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

70.0000

American

Oct 11, 2019

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

73.5000

American

Oct 11, 2019

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options

Purchased

1,200

76.0000

American

Oct 18, 2019

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options

Purchased

6,500

65.0000

American

Nov 15, 2019

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Put Options

Written

200

76.0000

American

Oct 18, 2019

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

100

73.0000

American

Oct 11, 2019

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Put Options

Written

800

55.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-100

73.0000

American

Oct 11, 2019

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-9,400

75.0000

American

Oct 11, 2019

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Call Options

Purchased

9,700

80.0000

American

Feb 21, 2020

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

12,100

75.0000

American

Oct 18, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

25,300

75.0000

American

Nov 15, 2019

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Put Options

Written

400

60.0000

American

Oct 18, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

6,900

72.5000

American

Oct 18, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Call Options

Purchased

1,100

77.0000

American

Oct 11, 2019

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-2,300

76.5000

American

Oct 18, 2019

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Put Options

Purchased

-6,700

70.0000

American

Jan 17, 2020

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Call Options

Purchased

20,000

70.0000

American

Oct 18, 2019

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options

Written

1,400

74.5000

American

Oct 11, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Put Options

Written

300

67.0000

American

Oct 11, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Put Options

Purchased

-39,800

67.5000

American

Nov 15, 2019

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-27,500

62.5000

American

Nov 15, 2019

Put Options

Purchased

-300

71.0000

American

Oct 11, 2019

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Call Options

Purchased

200

74.0000

American

Oct 18, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

100

63.0000

American

Oct 11, 2019

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

14,700

77.5000

American

Jan 17, 2020

Put Options

Written

400

72.5000

American

May 15, 2020

Put Options

Written

200

74.5000

American

Oct 18, 2019

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

75.0000

American

Jan 17, 2020

Call Options

Purchased

5,500

77.5000

American

Jan 15, 2021

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Put Options

Purchased

-14,800

70.0000

American

Nov 15, 2019

Put Options

Purchased

-15,700

67.5000

American

Oct 18, 2019

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Put Options

Purchased

-100

74.0000

American

Oct 11, 2019

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-100

72.5000

American

Oct 11, 2019

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677908
Time of Receipt (offset from UTC): 20191010T114925+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC