Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,565,343

1.09%

1,975,920

0.60%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

1,668,200

0.51%

1,919,420

0.59%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

689,000

0.21%

401,800

0.12%

 

 

 

 

TOTAL:

 

 

 

 

5,922,543

1.81%

4,297,140

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

167.1580 USD

Purchase

30

166.7700 USD

Purchase

31

167.4500 USD

Purchase

31

167.3500 USD

Purchase

100

166.8800 USD

Purchase

100

167.1500 USD

Purchase

100

167.4000 USD

Purchase

100

167.6450 USD

Purchase

200

167.4650 USD

Purchase

240

167.3341 USD

Purchase

249

167.2144 USD

Purchase

300

167.3300 USD

Purchase

300

167.1850 USD

Purchase

300

167.3700 USD

Purchase

463

167.3535 USD

Purchase

500

167.2790 USD

Purchase

536

167.2385 USD

Purchase

600

167.3366 USD

Purchase

651

167.1189 USD

Purchase

814

167.3165 USD

Purchase

900

167.0369 USD

Purchase

1,244

167.4323 USD

Purchase

1,320

167.3281 USD

Purchase

1,800

167.3565 USD

Purchase

2,200

167.3365 USD

Purchase

2,206

167.2850 USD

Purchase

2,500

167.3294 USD

Purchase

2,800

167.3486 USD

Purchase

3,270

167.3854 USD

Purchase

3,494

167.3744 USD

Purchase

3,539

167.4306 USD

Purchase

4,259

167.3228 USD

Purchase

5,905

166.7400 USD

Purchase

6,042

167.4223 USD

Purchase

6,510

167.3812 USD

Purchase

8,485

166.8483 USD

Purchase

11,100

167.4659 USD

Purchase

18,999

167.2820 USD

Sale

2

167.5600 USD

Sale

3

166.8900 USD

Sale

15

167.2100 USD

Sale

20

167.3600 USD

Sale

28

167.5000 USD

Sale

62

167.3500 USD

Sale

78

166.7500 USD

Sale

100

167.6100 USD

Sale

100

167.4800 USD

Sale

100

167.2300 USD

Sale

100

166.9300 USD

Sale

100

166.9000 USD

Sale

100

167.2600 USD

Sale

101

168.1089 USD

Sale

116

167.5696 USD

Sale

200

167.4875 USD

Sale

200

167.1600 USD

Sale

203

167.4500 USD

Sale

300

167.0700 USD

Sale

300

167.3916 USD

Sale

300

167.4266 USD

Sale

346

167.2352 USD

Sale

413

167.2903 USD

Sale

483

167.6376 USD

Sale

661

167.3392 USD

Sale

822

167.4433 USD

Sale

1,100

167.3827 USD

Sale

1,500

167.3118 USD

Sale

1,500

167.3425 USD

Sale

1,519

167.3359 USD

Sale

1,543

166.7400 USD

Sale

1,761

167.2527 USD

Sale

2,038

167.4205 USD

Sale

2,348

167.3877 USD

Sale

2,700

167.3516 USD

Sale

3,343

167.1830 USD

Sale

3,824

167.4114 USD

Sale

4,866

167.3884 USD

Sale

6,503

166.9137 USD

Sale

8,285

167.2649 USD

Sale

9,536

166.8857 USD

Sale

10,000

167.3185 USD

Sale

23,861

167.4208 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

100

135.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-7,300

165.0000

American

Oct 18, 2019

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Put Options

Written

200

140.0000

American

Oct 18, 2019

Call Options

Purchased

8,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

165.0000

American

Nov 15, 2019

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

175.0000

American

Nov 15, 2019

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677907
Time of Receipt (offset from UTC): 20191010T114919+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC