FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,325,630

0.16%

3,481,869

0.24%

 

(2)

Derivatives (other than options):

1,537,744

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,141,300

0.14%

1,064,600

0.07%

 
TOTAL:

6,004,674

0.41%

4,562,969

0.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

74.3900 USD

Purchase

14

73.5500 USD

Purchase

98

73.6628 USD

Purchase

100

74.6000 USD

Purchase

100

73.9300 USD

Purchase

100

73.9600 USD

Purchase

100

74.3000 USD

Purchase

100

73.7700 USD

Purchase

100

73.7000 USD

Purchase

150

73.8650 USD

Purchase

200

74.0500 USD

Purchase

236

73.9700 USD

Purchase

241

73.6775 USD

Purchase

300

74.1566 USD

Purchase

400

74.2828 USD

Purchase

700

74.0746 USD

Purchase

1,441

74.1475 USD

Purchase

1,547

74.1500 USD

Purchase

1,600

73.8878 USD

Purchase

1,600

74.0456 USD

Purchase

1,661

73.7027 USD

Purchase

1,900

74.0305 USD

Purchase

3,827

73.8031 USD

Purchase

7,082

73.9558 USD

Purchase

7,772

73.7982 USD

Purchase

8,660

74.0821 USD

Purchase

12,141

74.0042 USD

Purchase

12,791

73.8835 USD

Purchase

21,276

73.6796 USD

Purchase

23,900

73.9824 USD

Purchase

28,706

74.0262 USD

Purchase

29,978

73.5495 USD

Purchase

30,500

73.9930 USD

Purchase

33,072

73.9719 USD

Purchase

76,409

73.5300 USD

Purchase

125,170

74.1207 USD

Sale

1

74.3900 USD

Sale

17

73.7411 USD

Sale

67

74.0500 USD

Sale

100

73.5900 USD

Sale

100

74.3000 USD

Sale

100

74.0600 USD

Sale

100

74.0150 USD

Sale

100

73.7900 USD

Sale

101

73.8734 USD

Sale

126

74.0525 USD

Sale

141

73.5200 USD

Sale

150

73.9700 USD

Sale

150

73.9500 USD

Sale

172

73.7400 USD

Sale

200

74.2100 USD

Sale

200

74.2299 USD

Sale

200

73.9400 USD

Sale

200

73.8450 USD

Sale

250

73.9660 USD

Sale

300

73.5100 USD

Sale

400

73.7225 USD

Sale

400

73.8550 USD

Sale

467

73.9852 USD

Sale

480

73.7404 USD

Sale

500

73.8040 USD

Sale

500

73.8053 USD

Sale

592

74.1113 USD

Sale

599

73.9299 USD

Sale

645

74.0858 USD

Sale

700

73.9971 USD

Sale

700

74.0685 USD

Sale

830

74.3433 USD

Sale

900

73.8150 USD

Sale

1,000

74.1860 USD

Sale

1,113

74.1176 USD

Sale

1,192

73.8903 USD

Sale

1,200

74.1675 USD

Sale

1,300

74.4238 USD

Sale

1,807

74.1053 USD

Sale

2,200

74.0800 USD

Sale

2,347

74.1402 USD

Sale

2,426

73.7957 USD

Sale

2,800

74.2832 USD

Sale

3,300

74.2557 USD

Sale

3,500

73.9934 USD

Sale

4,200

74.2816 USD

Sale

4,325

74.1885 USD

Sale

4,500

74.1419 USD

Sale

5,704

73.8714 USD

Sale

6,704

74.1491 USD

Sale

6,756

73.9652 USD

Sale

8,204

73.9717 USD

Sale

8,520

73.5866 USD

Sale

10,300

74.0158 USD

Sale

10,573

74.1836 USD

Sale

11,497

74.2524 USD

Sale

14,241

73.5300 USD

Sale

17,700

73.9772 USD

Sale

26,212

74.0999 USD

Sale

26,400

73.9907 USD

Sale

47,453

74.0626 USD

Sale

76,931

73.8634 USD

Sale

112,243

73.6625 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

68 USD

American

21 Feb 2020

8.1000 USD

Call Option

Purchasing

3,200

70 USD

American

18 Oct 2019

4.1000 USD

Call Option

Purchasing

900

74 USD

American

11 Oct 2019

0.6266 USD

Call Option

Purchasing

100

74 USD

American

11 Oct 2019

1.0500 USD

Call Option

Purchasing

100

74 USD

American

25 Oct 2019

1.1300 USD

Call Option

Purchasing

3,100

75 USD

American

11 Oct 2019

0.2541 USD

Call Option

Purchasing

900

75 USD

American

11 Oct 2019

0.4333 USD

Call Option

Purchasing

1,700

75 USD

American

18 Oct 2019

0.5158 USD

Call Option

Purchasing

100

76 USD

American

11 Oct 2019

0.0700 USD

Call Option

Purchasing

1,200

76 USD

American

18 Oct 2019

0.2266 USD

Call Option

Purchasing

100

78 USD

American

25 Oct 2019

0.1600 USD

Call Option

Purchasing

400

78 USD

American

17 Jan 2020

2.0400 USD

Call Option

Purchasing

200

80 USD

American

21 Feb 2020

1.8300 USD

Call Option

Purchasing

1,000

85 USD

American

15 Nov 2019

0.1100 USD

Call Option

Purchasing

600

85 USD

American

21 Feb 2020

0.9700 USD

Call Option

Purchasing

200

85 USD

American

19 Jun 2020

2.0500 USD

Call Option

Purchasing

3,600

88 USD

American

17 Jan 2020

0.3388 USD

Call Option

Selling

2,000

75 USD

American

11 Oct 2019

0.2250 USD

Call Option

Selling

600

76 USD

American

11 Oct 2019

0.0883 USD

Call Option

Selling

200

76 USD

American

18 Oct 2019

0.2350 USD

Call Option

Selling

400

77 USD

American

11 Oct 2019

0.0500 USD

Call Option

Selling

1,800

78 USD

American

18 Oct 2019

0.0977 USD

Put Option

Purchasing

600

63 USD

American

1 Nov 2019

0.1700 USD

Put Option

Purchasing

100

70 USD

American

15 Nov 2019

1.3000 USD

Put Option

Purchasing

100

75 USD

American

11 Oct 2019

2.0400 USD

Put Option

Selling

100

65 USD

American

18 Oct 2019

0.0500 USD

Put Option

Selling

200

70 USD

American

21 Feb 2020

3.9000 USD

Put Option

Selling

600

73 USD

American

21 Feb 2020

4.9500 USD

Put Option

Selling

1,500

75 USD

American

11 Oct 2019

1.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

350,000

65.0000

American

Jan 17, 2020

Call Options

Purchased

13,300

72.5000

American

Nov 15, 2019

Call Options

Purchased

8,000

68.0000

American

Oct 25, 2019

Call Options

Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options

Written

800

82.5000

American

Jan 17, 2020

Put Options

Written

99,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

3,700

72.5000

American

Feb 21, 2020

Put Options

Written

200

75.0000

American

Jun 19, 2020

Call Options

Purchased

200

75.0000

American

May 15, 2020

Put Options

Written

18,200

62.5000

American

Oct 18, 2019

Put Options

Written

1,000

82.5000

American

Jan 15, 2021

Put Options

Written

200

72.5000

American

Oct 11, 2019

Put Options

Written

1,100

85.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Sep 18, 2020

Call Options

Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options

Written

5,200

77.5000

American

Jan 17, 2020

Put Options

Written

3,000

50.0000

American

Nov 15, 2019

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,700

74.0000

American

Oct 11, 2019

Call Options

Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options

Purchased

700

50.0000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Oct 25, 2019

Call Options

Written

-300

78.0000

American

Oct 18, 2019

Put Options

Purchased

-700

65.0000

American

Jan 15, 2021

Call Options

Written

-19,500

90.0000

American

Jun 19, 2020

Put Options

Purchased

-3,600

50.0000

American

Jan 15, 2021

Call Options

Written

-8,500

70.0000

American

Feb 21, 2020

Put Options

Purchased

-5,100

47.5000

American

Jun 19, 2020

Call Options

Written

-300

120.0000

American

Jan 15, 2021

Call Options

Written

-300

92.5000

American

Sep 18, 2020

Put Options

Purchased

-500

70.0000

American

Oct 11, 2019

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,500

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-500

76.5000

American

Oct 11, 2019

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

75.0000

American

Feb 21, 2020

Call Options

Written

-7,300

97.5000

American

Jan 17, 2020

Call Options

Written

-5,800

76.0000

American

Oct 11, 2019

Put Options

Purchased

-4,500

57.5000

American

Jan 17, 2020

Put Options

Purchased

-300

72.0000

American

Oct 18, 2019

Put Options

Purchased

-1,100

37.5000

American

Jan 21, 2022

Put Options

Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options

Purchased

-3,700

65.0000

American

Jan 17, 2020

Put Options

Purchased

-1,000

70.0000

American

Oct 25, 2019

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-600

82.5000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,400

75.0000

American

Nov 15, 2019

Call Options

Purchased

3,600

77.5000

American

Oct 18, 2019

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

50,000

57.5000

American

Jan 17, 2020

Call Options

Purchased

100

80.0000

American

Oct 11, 2019

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

300

62.5000

American

Sep 18, 2020

Call Options

Purchased

700

67.5000

American

Feb 21, 2020

Put Options

Written

49,600

95.0000

American

Jan 17, 2020

Call Options

Purchased

36,900

80.0000

American

Jan 17, 2020

Put Options

Written

73,000

70.0000

American

Jan 17, 2020

Call Options

Purchased

100

65.0000

American

Nov 1, 2019

Put Options

Written

3,300

47.5000

American

Jan 17, 2020

Call Options

Purchased

1,300

55.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

55.0000

American

Jan 17, 2020

Put Options

Written

302,400

60.0000

American

Jan 15, 2021

Put Options

Written

1,600

72.5000

American

Feb 21, 2020

Call Options

Purchased

900

74.5000

American

Oct 11, 2019

Call Options

Purchased

900

72.5000

American

Oct 25, 2019

Put Options

Written

4,200

45.0000

American

Jan 17, 2020

Call Options

Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options

Written

2,600

50.0000

American

Jan 17, 2020

Put Options

Written

2,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

800

85.0000

American

Feb 21, 2020

Put Options

Purchased

-700

72.5000

American

Nov 15, 2019

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-18,200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options

Written

-10,000

110.0000

American

Jan 17, 2020

Call Options

Written

-11,400

130.0000

American

Jan 17, 2020

Put Options

Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Put Options

Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-900

77.5000

American

Nov 15, 2019

Put Options

Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options

Purchased

-2,600

55.0000

American

Jan 15, 2021

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

62.5000

American

May 15, 2020

Call Options

Purchased

200

80.0000

American

Oct 25, 2019

Call Options

Purchased

200

75.0000

American

Nov 1, 2019

Call Options

Purchased

100

105.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options

Purchased

18,600

72.5000

American

Jan 17, 2020

Put Options

Written

200

87.5000

American

Nov 15, 2019

Call Options

Purchased

100

78.0000

American

Oct 25, 2019

Put Options

Written

6,600

62.5000

American

Jan 17, 2020

Call Options

Purchased

2,300

60.0000

American

Jun 19, 2020

Call Options

Written

-1,500

92.5000

American

Nov 15, 2019

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-800

125.0000

American

Jan 17, 2020

Call Options

Written

-14,700

87.5000

American

Nov 15, 2019

Put Options

Purchased

-28,900

60.0000

American

Jan 17, 2020

Call Options

Written

-500

95.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-300

80.0000

American

May 15, 2020

Call Options

Written

-1,600

75.0000

American

Jan 15, 2021

Call Options

Written

-2,600

105.0000

American

Nov 15, 2019

Call Options

Written

-12,100

95.0000

American

Jan 17, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

66.0000

American

Nov 1, 2019

Put Options

Purchased

-100

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-400

110.0000

American

Jun 19, 2020

Put Options

Purchased

-500

75.0000

American

May 15, 2020

Call Options

Written

-1,200

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

50.0000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

3,000

62.5000

American

Feb 21, 2020

Put Options

Written

151,000

65.0000

American

Jun 19, 2020

Call Options

Purchased

200

67.5000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,600

70.0000

American

Jan 15, 2021

Put Options

Written

300

80.0000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

125,000

80.0000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

600

65.0000

American

Jan 17, 2020

Call Options

Purchased

104,000

77.5000

American

Nov 15, 2019

Call Options

Purchased

4,500

69.0000

American

Oct 25, 2019

Put Options

Written

900

42.5000

American

Jan 21, 2022

Put Options

Written

100

37.5000

American

Jan 15, 2021

Call Options

Purchased

25,600

67.5000

American

Nov 15, 2019

Call Options

Purchased

800

155.0000

American

Jan 17, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

600

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-75,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Oct 11, 2019

Call Options

Written

-13,400

100.0000

American

Jan 15, 2021

Call Options

Written

-100

80.0000

American

Oct 18, 2019

Put Options

Purchased

-1,000

105.0000

American

Jun 19, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Sep 18, 2020

Call Options

Written

-6,900

105.0000

American

Jan 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-400

67.5000

American

Jun 19, 2020

Call Options

Written

-2,200

100.0000

American

Feb 21, 2020

Call Options

Written

-100

75.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

Jun 19, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

42.5000

American

Jan 17, 2020

Call Options

Written

-17,400

85.0000

American

Nov 15, 2019

Call Options

Written

-4,100

115.0000

American

Jan 17, 2020

Put Options

Purchased

-100

67.5000

American

Sep 18, 2020

Call Options

Written

-300

73.5000

American

Oct 18, 2019

Call Options

Written

-800

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 15, 2021

Put Options

Purchased

-500

68.5000

American

Oct 25, 2019

Call Options

Purchased

200

70.0000

American

Oct 11, 2019

Put Options

Written

800

55.0000

American

Feb 21, 2020

Call Options

Purchased

400

77.5000

American

Sep 18, 2020

Put Options

Written

200

76.0000

American

Oct 18, 2019

Call Options

Purchased

100

73.5000

American

Oct 11, 2019

Call Options

Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options

Purchased

11,000

75.0000

American

Sep 18, 2020

Put Options

Written

9,900

74.0000

American

Oct 18, 2019

Put Options

Written

3,200

85.0000

American

Jan 17, 2020

Call Options

Purchased

200

110.0000

American

Jan 21, 2022

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

6,500

65.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

55.0000

American

Feb 21, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

62.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

64.0000

American

Oct 11, 2019

Put Options

Written

600

70.0000

American

Feb 21, 2020

Call Options

Purchased

400

60.0000

American

Jan 15, 2021

Put Options

Written

300

77.5000

American

Sep 18, 2020

Call Options

Purchased

100

73.0000

American

Nov 8, 2019

Call Options

Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,200

76.0000

American

Oct 18, 2019

Call Options

Purchased

400

47.5000

American

Jun 19, 2020

Call Options

Purchased

100

73.0000

American

Oct 11, 2019

Put Options

Written

100

59.5000

American

Oct 25, 2019

Call Options

Purchased

30,700

80.0000

American

Nov 15, 2019

Call Options

Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options

Purchased

18,600

70.0000

American

Jan 17, 2020

Put Options

Written

500

67.5000

American

Jan 17, 2020

Put Options

Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

35.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-3,100

145.0000

American

Jan 17, 2020

Put Options

Purchased

-71,000

67.5000

American

Jan 15, 2021

Call Options

Written

-100,100

120.0000

American

Jan 17, 2020

Call Options

Written

-400

73.5000

American

Nov 1, 2019

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-800

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

60.0000

American

Feb 21, 2020

Put Options

Purchased

-13,100

69.0000

American

Oct 25, 2019

Call Options

Written

-7,500

75.0000

American

Oct 11, 2019

Call Options

Written

-2,500

185.0000

American

Jan 17, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

57.5000

American

Oct 18, 2019

Put Options

Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options

Written

-600

72.5000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-1,100

80.0000

American

Jan 15, 2021

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-22,300

65.0000

American

Nov 15, 2019

Call Options

Written

-900

90.0000

American

Sep 18, 2020

Call Options

Written

-300

130.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

45.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

9,700

80.0000

American

Feb 21, 2020

Put Options

Written

100

80.0000

American

Nov 15, 2019

Put Options

Written

1,500

45.0000

American

Nov 15, 2019

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

200

71.0000

American

Nov 1, 2019

Call Options

Purchased

12,000

75.0000

American

Oct 18, 2019

Put Options

Written

6,100

80.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

75.0000

American

Feb 21, 2020

Call Options

Purchased

4,100

74.0000

American

Oct 25, 2019

Call Options

Purchased

1,100

77.0000

American

Oct 11, 2019

Call Options

Purchased

6,700

72.5000

American

Oct 18, 2019

Put Options

Written

200

55.0000

American

Nov 15, 2019

Put Options

Written

26,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

25,300

75.0000

American

Nov 15, 2019

Call Options

Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options

Written

400

60.0000

American

Oct 18, 2019

Call Options

Purchased

300

75.5000

American

Nov 1, 2019

Call Options

Written

-200

62.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

40.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options

Written

-2,300

76.5000

American

Oct 18, 2019

Put Options

Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options

Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options

Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-6,700

70.0000

American

Jan 17, 2020

Call Options

Written

-100

90.0000

American

Jan 15, 2021

Put Options

Purchased

-800

92.5000

American

Jun 19, 2020

Call Options

Written

-2,200

62.5000

American

Feb 21, 2020

Call Options

Written

-52,900

82.5000

American

Jan 17, 2020

Call Options

Written

-100

180.0000

American

Jan 17, 2020

Put Options

Purchased

-300

42.5000

American

Nov 15, 2019

Put Options

Purchased

-100

80.0000

American

Feb 21, 2020

Call Options

Written

-2,000

150.0000

American

Jan 17, 2020

Call Options

Written

-18,100

95.0000

American

Jun 19, 2020

Call Options

Written

-500

87.5000

American

Jun 19, 2020

Put Options

Written

300

67.0000

American

Oct 11, 2019

Put Options

Written

100

65.0000

American

Sep 18, 2020

Call Options

Purchased

9,000

68.5000

American

Oct 25, 2019

Call Options

Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options

Purchased

100

78.0000

American

Oct 11, 2019

Call Options

Purchased

7,000

85.0000

American

Jun 19, 2020

Put Options

Written

6,000

105.0000

American

Jan 17, 2020

Call Options

Purchased

400

57.5000

American

Sep 18, 2020

Put Options

Written

1,400

74.5000

American

Oct 11, 2019

Call Options

Purchased

3,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

73.5000

American

Oct 25, 2019

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

500

85.0000

American

May 15, 2020

Call Options

Purchased

2,000

50.0000

American

Jan 17, 2020

Put Options

Written

100

72.5000

American

Sep 18, 2020

Put Options

Written

75,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

20,000

70.0000

American

Oct 18, 2019

Put Options

Written

2,800

67.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

47.5000

American

Sep 18, 2020

Call Options

Purchased

100

71.0000

American

Oct 25, 2019

Call Options

Written

-3,100

62.5000

American

Jan 17, 2020

Call Options

Written

-6,600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

68.0000

American

Oct 11, 2019

Call Options

Written

-11,900

87.5000

American

Jan 17, 2020

Put Options

Purchased

-39,800

67.5000

American

Nov 15, 2019

Put Options

Purchased

-100

67.5000

American

Feb 21, 2020

Call Options

Written

-200

105.0000

American

Sep 18, 2020

Put Options

Purchased

-300

71.0000

American

Oct 11, 2019

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-1,000

100.0000

American

Nov 15, 2019

Put Options

Purchased

-11,700

70.0000

American

Oct 18, 2019

Call Options

Written

-13,800

90.0000

American

Nov 15, 2019

Put Options

Purchased

-27,500

62.5000

American

Nov 15, 2019

Call Options

Written

-10,400

100.0000

American

Jun 19, 2020

Put Options

Purchased

-200

55.0000

American

Oct 18, 2019

Call Options

Written

-11,400

85.0000

American

Jan 17, 2020

Call Options

Written

-69,400

100.0000

American

Jan 17, 2020

Call Options

Purchased

4,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

800

77.5000

American

Oct 11, 2019

Call Options

Purchased

14,700

77.5000

American

Jan 17, 2020

Put Options

Written

15,900

65.0000

American

Oct 18, 2019

Put Options

Written

100

62.5000

American

Oct 25, 2019

Put Options

Written

4,000

59.5000

American

Oct 11, 2019

Call Options

Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options

Written

200

73.0000

American

Nov 22, 2019

Put Options

Written

100

69.0000

American

Oct 18, 2019

Put Options

Written

2,300

47.5000

American

Nov 15, 2019

Put Options

Written

100

63.0000

American

Oct 11, 2019

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

200

74.0000

American

Oct 18, 2019

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

4,900

75.0000

American

Jan 17, 2020

Call Options

Purchased

1,500

77.5000

American

Feb 21, 2020

Put Options

Written

8,500

65.0000

American

Feb 21, 2020

Call Options

Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options

Written

400

72.5000

American

May 15, 2020

Call Options

Written

-13,300

90.0000

American

Jan 17, 2020

Call Options

Written

-100

72.5000

American

Oct 11, 2019

Call Options

Written

-6,500

95.0000

American

Nov 15, 2019

Put Options

Purchased

-15,700

67.5000

American

Oct 18, 2019

Put Options

Purchased

-300

77.5000

American

Feb 21, 2020

Put Options

Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options

Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options

Purchased

-14,800

70.0000

American

Nov 15, 2019

Call Options

Written

-2,200

82.5000

American

Jan 15, 2021

Call Options

Written

-1,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-1,000

62.0000

American

Oct 11, 2019

Put Options

Purchased

-600

63.0000

American

Nov 1, 2019

Call Options

Written

-3,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-400

80.0000

American

Jan 15, 2021

Call Options

Written

-3,100

135.0000

American

Jan 17, 2020

Put Options

Purchased

-12,300

60.0000

American

Nov 15, 2019

Put Options

Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options

Written

-5,000

100.0000

American

Sep 18, 2020

Call Options

Written

-6,900

92.5000

American

Jan 17, 2020

Call Options

Written

-100

62.5000

American

Nov 15, 2019

Call Options

Written

-500

62.5000

American

Oct 18, 2019

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677833
Time of Receipt (offset from UTC): 20191009T130317+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC