FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,565,233

1.09%

1,979,847

0.60%

 

(2)

Derivatives (other than options):

1,668,200

0.51%

1,919,420

0.59%

 

(3)

Options and agreements to
purchase/sell:

689,000

0.21%

401,800

0.12%

 
TOTAL:

5,922,433

1.81%

4,301,067

1.31%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

9

167.6400 USD

Purchase

15

167.8600 USD

Purchase

37

167.6500 USD

Purchase

68

167.3050 USD

Purchase

88

167.3100 USD

Purchase

100

167.2900 USD

Purchase

100

167.8500 USD

Purchase

100

168.0300 USD

Purchase

100

167.2950 USD

Purchase

115

167.2930 USD

Purchase

150

167.5300 USD

Purchase

150

167.5700 USD

Purchase

154

167.8124 USD

Purchase

193

167.5575 USD

Purchase

200

167.4450 USD

Purchase

200

167.3900 USD

Purchase

200

167.2300 USD

Purchase

200

168.0000 USD

Purchase

200

167.7075 USD

Purchase

203

167.4065 USD

Purchase

298

167.3703 USD

Purchase

300

167.5833 USD

Purchase

314

167.5012 USD

Purchase

420

167.6936 USD

Purchase

614

167.5123 USD

Purchase

679

167.8292 USD

Purchase

700

167.5285 USD

Purchase

900

167.6888 USD

Purchase

1,027

167.3548 USD

Purchase

1,049

167.7125 USD

Purchase

1,602

167.4351 USD

Purchase

1,800

167.6777 USD

Purchase

2,100

167.6457 USD

Purchase

2,626

167.5623 USD

Purchase

3,072

167.1910 USD

Purchase

3,178

167.6889 USD

Purchase

4,600

167.6364 USD

Purchase

5,500

167.6460 USD

Purchase

6,280

167.5512 USD

Purchase

8,316

167.6087 USD

Purchase

9,500

167.6432 USD

Purchase

11,431

167.5255 USD

Purchase

13,506

167.2390 USD

Purchase

20,641

167.1000 USD

Purchase

41,549

167.4105 USD

Sale

2

167.5300 USD

Sale

2

167.9000 USD

Sale

4

167.6300 USD

Sale

6

167.5933 USD

Sale

6

167.5733 USD

Sale

9

167.6400 USD

Sale

10

167.4140 USD

Sale

14

167.6900 USD

Sale

18

167.6777 USD

Sale

38

167.2526 USD

Sale

54

167.3300 USD

Sale

81

167.4600 USD

Sale

100

167.2700 USD

Sale

100

167.3500 USD

Sale

178

167.3583 USD

Sale

200

167.5350 USD

Sale

200

167.2550 USD

Sale

200

167.1400 USD

Sale

200

167.3625 USD

Sale

201

167.2504 USD

Sale

306

167.3379 USD

Sale

415

167.4621 USD

Sale

443

167.2818 USD

Sale

600

167.7891 USD

Sale

700

167.7100 USD

Sale

770

167.2612 USD

Sale

853

167.2989 USD

Sale

1,185

167.4259 USD

Sale

1,299

167.3289 USD

Sale

1,400

167.6135 USD

Sale

1,803

167.2821 USD

Sale

1,900

167.2873 USD

Sale

2,953

167.4393 USD

Sale

3,008

167.3686 USD

Sale

3,228

167.1000 USD

Sale

3,277

167.3847 USD

Sale

3,900

167.6401 USD

Sale

4,350

167.4128 USD

Sale

5,500

167.6461 USD

Sale

5,528

167.1054 USD

Sale

5,544

167.4793 USD

Sale

8,100

167.6241 USD

Sale

8,111

167.5093 USD

Sale

8,300

167.6571 USD

Sale

13,664

167.4358 USD

Sale

14,074

167.6341 USD

Sale

15,729

167.1395 USD

Sale

25,105

167.3867 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Purchasing

100

160 USD

American

15 Nov 2019

1.8400 USD

Put Option

Purchasing

100

175 USD

American

17 Jan 2020

10.1000 USD

Put Option

Selling

100

165 USD

American

15 Nov 2019

3.1600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Oct 2019

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

4,300

250.0000

American

Jan 17, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

15,900

165.0000

American

Nov 15, 2019

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

100

135.0000

American

Feb 21, 2020

Call Options

Purchased

1,800

175.0000

American

Dec 20, 2019

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

4,600

155.0000

American

Dec 20, 2019

Call Options

Purchased

500

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

100

130.0000

American

Nov 15, 2019

Call Options

Purchased

1,200

100.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

165.0000

American

Dec 20, 2019

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-7,100

155.0000

American

Nov 15, 2019

Put Options

Purchased

-500

140.0000

American

Nov 15, 2019

Put Options

Purchased

-700

155.0000

American

Jan 17, 2020

Put Options

Purchased

-7,300

165.0000

American

Oct 18, 2019

Put Options

Purchased

-300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-500

170.0000

American

Dec 20, 2019

Call Options

Written

-2,400

185.0000

American

Dec 20, 2019

Put Options

Purchased

-1,500

165.0000

American

Jan 17, 2020

Call Options

Written

-400

155.0000

American

Nov 15, 2019

Call Options

Purchased

1,000

190.0000

American

Dec 20, 2019

Call Options

Purchased

800

155.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

200

120.0000

American

Oct 18, 2019

Put Options

Written

12,900

150.0000

American

Nov 15, 2019

Call Options

Purchased

27,400

170.0000

American

Dec 20, 2019

Call Options

Purchased

900

145.0000

American

Nov 15, 2019

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,800

140.0000

American

Jan 17, 2020

Put Options

Purchased

-4,000

125.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

110.0000

American

Jan 17, 2020

Put Options

Purchased

-200

95.0000

American

Nov 15, 2019

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-400

135.0000

American

Nov 15, 2019

Call Options

Written

-1,100

290.0000

American

Jan 17, 2020

Call Options

Written

-1,700

200.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

70.0000

American

Jan 17, 2020

Put Options

Purchased

-2,900

90.0000

American

Dec 20, 2019

Call Options

Written

-100

150.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

170.0000

American

Feb 21, 2020

Put Options

Purchased

-700

175.0000

American

Nov 15, 2019

Put Options

Purchased

-200

110.0000

American

Dec 20, 2019

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Written

300

100.0000

American

Dec 20, 2019

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

8,400

185.0000

American

Nov 15, 2019

Call Options

Purchased

7,900

170.0000

American

Feb 21, 2020

Call Options

Purchased

12,400

170.0000

American

Nov 15, 2019

Call Options

Purchased

2,200

155.0000

American

Dec 20, 2019

Put Options

Written

2,800

90.0000

American

Nov 15, 2019

Put Options

Written

200

140.0000

American

Oct 18, 2019

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

65.0000

American

Jan 17, 2020

Call Options

Purchased

2,500

160.0000

American

Nov 15, 2019

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

180.0000

American

Jan 17, 2020

Put Options

Written

1,000

85.0000

American

Dec 20, 2019

Call Options

Purchased

6,000

160.0000

American

Jan 17, 2020

Put Options

Written

149,800

140.0000

American

Nov 15, 2019

Call Options

Purchased

4,700

140.0000

American

Nov 15, 2019

Put Options

Purchased

-6,000

160.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Nov 15, 2019

Put Options

Purchased

-100

120.0000

American

Jan 17, 2020

Call Options

Written

-500

170.0000

American

Oct 18, 2019

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-300

175.0000

American

Jan 17, 2020

Put Options

Purchased

-700

170.0000

American

Jan 17, 2020

Call Options

Written

-4,500

220.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jan 15, 2021

Put Options

Written

46,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

170.0000

American

Jan 17, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-29,800

150.0000

American

Jan 17, 2020

Put Options

Purchased

-5,300

100.0000

American

Jan 17, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-7,000

300.0000

American

Jan 17, 2020

Put Options

Purchased

-2,100

165.0000

American

Nov 15, 2019

Put Options

Purchased

-3,000

160.0000

American

Jan 17, 2020

Put Options

Purchased

-2,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-7,400

130.0000

American

Nov 15, 2019

Put Options

Purchased

-22,500

105.0000

American

Jan 17, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

150.0000

American

Jan 17, 2020

Put Options

Written

3,100

115.0000

American

Dec 20, 2019

Put Options

Written

2,500

120.0000

American

Feb 21, 2020

Put Options

Written

22,500

140.0000

American

Jan 17, 2020

Call Options

Purchased

400

185.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

175.0000

American

Nov 15, 2019

Call Options

Purchased

800

125.0000

American

Jan 17, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

9,600

160.0000

American

Oct 18, 2019

Put Options

Written

8,500

160.0000

American

Feb 21, 2020

Put Options

Written

4,700

80.0000

American

Jan 17, 2020

Call Options

Purchased

900

115.0000

American

Jan 17, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

4,600

190.0000

American

Jan 17, 2020

Call Options

Purchased

2,600

120.0000

American

Jan 17, 2020

Call Options

Purchased

100

180.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Dec 20, 2019

Put Options

Purchased

-39,200

150.0000

American

Nov 15, 2019

Put Options

Purchased

-300

145.0000

American

Nov 15, 2019

Put Options

Purchased

-300

100.0000

American

Nov 15, 2019

Put Options

Purchased

-400

170.0000

American

Nov 15, 2019

Put Options

Purchased

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-4,300

155.0000

American

Jan 17, 2020

Call Options

Written

-100

240.0000

American

Jan 17, 2020

Call Options

Written

-600

205.0000

American

Jan 17, 2020

Call Options

Written

-1,500

270.0000

American

Jan 17, 2020

Call Options

Written

-1,700

225.0000

American

Jan 17, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,300

165.0000

American

Jan 17, 2020

Put Options

Written

500

230.0000

American

Jan 17, 2020

Put Options

Written

13,700

75.0000

American

Jan 17, 2020

Call Options

Purchased

300

135.0000

American

Jan 17, 2020

Put Options

Written

33,600

150.0000

American

Dec 20, 2019

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-6,100

200.0000

American

Jan 17, 2020

Put Options

Purchased

-400

115.0000

American

Jan 17, 2020

Put Options

Purchased

-900

175.0000

American

Jan 17, 2020

Call Options

Written

-2,800

230.0000

American

Jan 17, 2020

Call Options

Written

-22,800

210.0000

American

Jan 17, 2020

Put Options

Purchased

-100

85.0000

American

Jan 17, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-100

105.0000

American

Jan 17, 2020

Call Options

Written

-500

135.0000

American

Dec 20, 2019

Call Options

Written

-18,000

185.0000

American

Jan 17, 2020

Put Options

Purchased

-600

120.0000

American

Jan 15, 2021

Put Options

Written

25,500

120.0000

American

Nov 15, 2019

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

135.0000

American

Nov 15, 2019

Put Options

Written

1,000

135.0000

American

Jan 17, 2020

Call Options

Purchased

800

180.0000

American

Dec 20, 2019

Call Options

Purchased

12,100

180.0000

American

Nov 15, 2019

Put Options

Written

500

80.0000

American

Nov 15, 2019

Put Options

Written

6,700

145.0000

American

Jan 17, 2020

Put Options

Written

1,300

105.0000

American

Nov 15, 2019

Call Options

Purchased

100

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

90.0000

American

Jan 17, 2020

Call Options

Purchased

300

160.0000

American

Dec 20, 2019

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-4,500

150.0000

American

Nov 15, 2019

Put Options

Purchased

-106,300

130.0000

American

Jan 17, 2020

Put Options

Purchased

-600

110.0000

American

Nov 15, 2019

Put Options

Purchased

-3,600

80.0000

American

Dec 20, 2019

Put Options

Purchased

-19,700

95.0000

American

Jan 17, 2020

Call Options

Written

-100

215.0000

American

Jan 17, 2020

Put Options

Written

25,000

150.0000

American

Jan 17, 2020

Put Options

Written

3,000

200.0000

American

Dec 20, 2019

Call Options

Purchased

1,700

180.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

145.0000

American

Jan 17, 2020

Put Options

Written

40,000

170.0000

American

Jan 17, 2020

Put Options

Written

700

145.0000

American

Feb 21, 2020

Call Options

Purchased

200

165.0000

American

Oct 18, 2019

Put Options

Written

1,200

95.0000

American

Dec 20, 2019

Put Options

Written

6,400

160.0000

American

Dec 20, 2019

Put Options

Written

16,300

150.0000

American

Feb 21, 2020

Put Options

Written

6,800

115.0000

American

Nov 15, 2019

Put Options

Written

4,200

125.0000

American

Nov 15, 2019

Put Options

Purchased

-2,000

160.0000

American

Nov 15, 2019

Call Options

Written

-100

195.0000

American

Jan 17, 2020

Call Options

Written

-600

110.0000

American

Jan 17, 2020

Call Options

Written

-4,500

260.0000

American

Jan 17, 2020

Call Options

Written

-2,000

130.0000

American

Jan 17, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

  1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
  1. For all prices and other monetaryamounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677829
Time of Receipt (offset from UTC): 20191009T130309+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC