Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 October 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,391,265

0.16%

3,618,932

0.24%

 

(2)

Derivatives (other than options):

1,532,385

0.10%

16,500

0.00%

 

(3)

Options and agreements to
purchase/sell:

2,178,400

0.15%

1,074,300

0.07%

 
TOTAL:

6,102,050

0.41%

4,709,732

0.32%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

74.7800 USD

Purchase

15

74.2500 USD

Purchase

36

74.0200 USD

Purchase

39

74.7000 USD

Purchase

50

74.6200 USD

Purchase

72

74.4830 USD

Purchase

100

74.2700 USD

Purchase

100

74.6900 USD

Purchase

100

74.5800 USD

Purchase

100

74.5700 USD

Purchase

100

74.4900 USD

Purchase

125

74.0940 USD

Purchase

178

74.6596 USD

Purchase

184

74.3900 USD

Purchase

200

75.0000 USD

Purchase

200

77.0000 USD

Purchase

200

74.5525 USD

Purchase

300

74.4933 USD

Purchase

375

74.3621 USD

Purchase

400

67.5000 USD

Purchase

455

74.2973 USD

Purchase

500

71.5000 USD

Purchase

575

74.3548 USD

Purchase

600

74.6450 USD

Purchase

600

74.5841 USD

Purchase

619

74.5310 USD

Purchase

700

74.4678 USD

Purchase

700

73.0000 USD

Purchase

900

74.6000 USD

Purchase

900

72.5000 USD

Purchase

900

74.8283 USD

Purchase

900

74.4150 USD

Purchase

1,089

74.6367 USD

Purchase

1,200

74.5000 USD

Purchase

1,400

74.0000 USD

Purchase

1,400

74.5892 USD

Purchase

1,600

68.5000 USD

Purchase

2,100

74.5805 USD

Purchase

2,100

72.0000 USD

Purchase

2,487

74.5521 USD

Purchase

2,700

74.5600 USD

Purchase

2,757

74.1285 USD

Purchase

3,013

74.4745 USD

Purchase

3,200

70.0000 USD

Purchase

4,015

74.5246 USD

Purchase

7,200

76.0000 USD

Purchase

7,519

74.5311 USD

Purchase

7,700

73.5000 USD

Purchase

8,507

74.4732 USD

Purchase

13,011

74.5162 USD

Purchase

19,722

74.6536 USD

Purchase

19,737

74.6534 USD

Purchase

19,851

74.6546 USD

Purchase

27,000

74.6010 USD

Purchase

32,817

74.6532 USD

Purchase

39,500

74.6335 USD

Purchase

41,051

74.5619 USD

Purchase

41,552

74.5792 USD

Purchase

48,174

74.6600 USD

Purchase

71,755

74.6494 USD

Purchase

179,963

74.6538 USD

Purchase

200,421

73.8500 USD

Sale

15

74.2500 USD

Sale

58

74.6400 USD

Sale

74

74.4910 USD

Sale

75

74.3200 USD

Sale

77

74.5400 USD

Sale

91

74.6200 USD

Sale

100

74.3000 USD

Sale

100

69.5000 USD

Sale

100

74.6900 USD

Sale

100

74.5550 USD

Sale

100

74.5100 USD

Sale

100

74.5000 USD

Sale

100

74.4300 USD

Sale

101

74.2798 USD

Sale

139

74.7000 USD

Sale

186

74.5700 USD

Sale

200

74.5500 USD

Sale

200

74.3800 USD

Sale

200

69.0000 USD

Sale

200

74.3400 USD

Sale

200

74.3600 USD

Sale

224

74.4944 USD

Sale

253

74.4552 USD

Sale

256

74.5168 USD

Sale

276

74.5008 USD

Sale

300

74.2116 USD

Sale

300

74.2666 USD

Sale

300

74.8400 USD

Sale

303

74.6162 USD

Sale

303

74.6168 USD

Sale

400

74.5950 USD

Sale

400

74.7500 USD

Sale

500

74.6560 USD

Sale

619

74.5310 USD

Sale

800

74.7425 USD

Sale

900

74.8283 USD

Sale

1,089

74.6367 USD

Sale

1,100

68.0000 USD

Sale

1,200

74.6300 USD

Sale

1,207

74.5057 USD

Sale

1,259

74.6879 USD

Sale

1,600

74.6617 USD

Sale

2,600

74.5600 USD

Sale

2,723

74.6374 USD

Sale

2,857

74.1415 USD

Sale

2,897

74.6969 USD

Sale

2,900

74.5413 USD

Sale

3,072

74.6909 USD

Sale

3,300

74.5465 USD

Sale

3,400

74.6170 USD

Sale

3,617

74.7318 USD

Sale

3,800

74.5811 USD

Sale

3,975

74.7924 USD

Sale

4,421

74.6979 USD

Sale

4,971

74.7847 USD

Sale

4,984

74.7751 USD

Sale

6,500

74.5390 USD

Sale

6,622

74.5897 USD

Sale

7,182

74.5560 USD

Sale

7,519

74.6611 USD

Sale

9,300

74.7282 USD

Sale

9,603

74.8197 USD

Sale

10,200

74.6765 USD

Sale

12,291

74.5570 USD

Sale

12,467

74.6161 USD

Sale

19,722

74.6536 USD

Sale

21,650

74.6509 USD

Sale

22,351

74.6948 USD

Sale

22,696

74.5410 USD

Sale

23,700

74.6015 USD

Sale

26,900

74.6098 USD

Sale

32,017

74.5710 USD

Sale

32,155

74.6559 USD

Sale

61,374

74.5902 USD

Sale

61,627

74.6523 USD

Sale

75,585

74.5448 USD

Sale

109,026

74.6600 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

1,937

74.2388 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

200

73 USD

American

4 Oct 2019

1.2000 USD

Call Option Purchasing

800

74 USD

American

11 Oct 2019

0.9600 USD

Call Option Purchasing

300

75 USD

American

4 Oct 2019

0.2800 USD

Call Option Purchasing

200

75 USD

American

11 Oct 2019

0.5100 USD

Call Option Purchasing

400

75 USD

American

18 Oct 2019

0.8300 USD

Call Option Purchasing

100

75 USD

American

15 Nov 2019

2.0200 USD

Call Option Purchasing

300

76 USD

American

11 Oct 2019

0.2633 USD

Call Option Purchasing

100

76 USD

American

18 Oct 2019

0.4300 USD

Call Option Purchasing

1,000

77 USD

American

11 Oct 2019

0.1900 USD

Call Option Purchasing

400

78 USD

American

18 Sep 2020

5.1500 USD

Call Option Purchasing

500

83 USD

American

18 Sep 2020

3.3500 USD

Call Option Selling

200

74 USD

American

4 Oct 2019

0.3700 USD

Call Option Selling

300

74 USD

American

18 Oct 2019

1.7133 USD

Call Option Selling

200

75 USD

American

18 Oct 2019

0.8300 USD

Call Option Selling

200

80 USD

American

18 Oct 2019

0.0600 USD

Call Option Selling

100

80 USD

American

25 Oct 2019

0.1400 USD

Put Option Purchasing

100

70 USD

American

15 Nov 2019

1.3800 USD

Put Option Purchasing

500

75 USD

American

4 Oct 2019

0.0900 USD

Put Option Purchasing

100

85 USD

American

21 Feb 2020

13.1000 USD

Put Option Selling

500

58 USD

American

19 Jun 2020

1.9400 USD

Put Option Selling

100

73 USD

American

4 Oct 2019

0.0200 USD

Put Option Selling

500

75 USD

American

4 Oct 2019

0.3200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 Oct 2019
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

350,000

65.0000

American

Jan 17, 2020

Call Options Purchased

700

50.0000

American

Jan 15, 2021

Call Options Purchased

400

67.5000

American

Oct 4, 2019

Call Options Purchased

16,200

70.0000

American

Nov 15, 2019

Put Options Written

3,000

50.0000

American

Nov 15, 2019

Call Options Purchased

1,400

74.0000

American

Oct 4, 2019

Call Options Purchased

1,000

66.5000

American

Oct 11, 2019

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

99,500

60.0000

American

Jun 19, 2020

Call Options Purchased

13,300

72.5000

American

Nov 15, 2019

Call Options Purchased

800

74.0000

American

Oct 11, 2019

Call Options Purchased

6,000

82.5000

American

Nov 15, 2019

Put Options Written

5,200

77.5000

American

Jan 17, 2020

Call Options Purchased

3,700

72.5000

American

Feb 21, 2020

Put Options Written

100

72.5000

American

Oct 11, 2019

Put Options Written

1,000

82.5000

American

Jan 15, 2021

Call Options Purchased

400

70.0000

American

Oct 25, 2019

Put Options Written

200

75.0000

American

Jun 19, 2020

Put Options Written

18,200

62.5000

American

Oct 18, 2019

Put Options Written

1,100

85.0000

American

Jun 19, 2020

Call Options Purchased

8,000

68.0000

American

Oct 25, 2019

Put Options Written

800

82.5000

American

Jan 17, 2020

Call Options Purchased

200

55.0000

American

Sep 18, 2020

Call Options Purchased

200

75.0000

American

May 15, 2020

Put Options Purchased

-100

95.0000

American

May 15, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-700

65.0000

American

Jan 15, 2021

Call Options Written

-300

92.5000

American

Sep 18, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

70.0000

American

Oct 25, 2019

Call Options Written

-1,500

130.0000

American

Jan 15, 2021

Put Options Purchased

-3,700

65.0000

American

Jan 17, 2020

Call Options Written

-8,500

70.0000

American

Feb 21, 2020

Call Options Written

-300

78.0000

American

Oct 18, 2019

Put Options Purchased

-1,100

37.5000

American

Jan 21, 2022

Call Options Written

-19,500

90.0000

American

Jun 19, 2020

Call Options Written

-100

69.5000

American

Oct 4, 2019

Call Options Written

-1,100

68.0000

American

Oct 4, 2019

Put Options Purchased

-5,100

47.5000

American

Jun 19, 2020

Put Options Purchased

-1,700

57.5000

American

Nov 15, 2019

Put Options Purchased

-300

66.5000

American

Oct 4, 2019

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options Purchased

-3,400

75.0000

American

Nov 15, 2019

Put Options Purchased

-4,500

57.5000

American

Jan 17, 2020

Call Options Written

-7,300

97.5000

American

Jan 17, 2020

Put Options Purchased

-500

70.0000

American

Oct 11, 2019

Call Options Written

-1,000

77.5000

American

Oct 4, 2019

Put Options Purchased

-1,300

75.0000

American

Feb 21, 2020

Put Options Purchased

-100

72.0000

American

Oct 18, 2019

Call Options Written

-300

120.0000

American

Jan 15, 2021

Put Options Purchased

-600

82.5000

American

Feb 21, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,600

50.0000

American

Jan 15, 2021

Put Options Written

73,000

70.0000

American

Jan 17, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

900

72.5000

American

Oct 25, 2019

Call Options Purchased

700

73.0000

American

Oct 4, 2019

Call Options Purchased

36,900

80.0000

American

Jan 17, 2020

Put Options Written

50,000

57.5000

American

Jan 17, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

100

65.0000

American

Nov 1, 2019

Put Options Written

302,400

60.0000

American

Jan 15, 2021

Put Options Written

2,000

57.5000

American

Jan 15, 2021

Put Options Written

3,300

47.5000

American

Jan 17, 2020

Call Options Purchased

1,300

55.0000

American

Jun 19, 2020

Put Options Written

1,000

72.5000

American

Feb 21, 2020

Call Options Purchased

900

72.5000

American

Oct 4, 2019

Call Options Purchased

500

67.5000

American

Feb 21, 2020

Call Options Purchased

5,400

77.5000

American

Oct 18, 2019

Call Options Purchased

2,400

50.0000

American

Jun 19, 2020

Put Options Written

200

68.5000

American

Oct 4, 2019

Put Options Written

100

65.0000

American

Oct 4, 2019

Call Options Purchased

7,700

73.5000

American

Oct 4, 2019

Call Options Purchased

200

85.0000

American

Feb 21, 2020

Put Options Written

49,600

95.0000

American

Jan 17, 2020

Put Options Written

2,600

50.0000

American

Jan 17, 2020

Put Options Written

300

62.5000

American

Sep 18, 2020

Call Options Purchased

4,000

55.0000

American

Jan 17, 2020

Call Options Purchased

2,100

72.0000

American

Oct 4, 2019

Put Options Written

100

67.5000

American

Oct 4, 2019

Put Options Written

4,200

45.0000

American

Jan 17, 2020

Call Options Purchased

100

80.0000

American

Oct 11, 2019

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Put Options Purchased

-700

72.5000

American

Nov 15, 2019

Put Options Purchased

-1,100

68.0000

American

Oct 18, 2019

Put Options Purchased

-100

73.5000

American

Oct 4, 2019

Put Options Purchased

-4,500

67.0000

American

Oct 25, 2019

Put Options Purchased

-100

120.0000

American

Jan 17, 2020

Put Options Purchased

-2,600

55.0000

American

Jan 15, 2021

Put Options Purchased

-14,100

55.0000

American

Jan 17, 2020

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-900

77.5000

American

Nov 15, 2019

Call Options Written

-10,000

110.0000

American

Jan 17, 2020

Call Options Written

-11,400

130.0000

American

Jan 17, 2020

Put Options Purchased

-10,900

82.5000

American

Nov 15, 2019

Call Options Written

-18,200

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-7,000

76.0000

American

Oct 4, 2019

Call Options Purchased

9,800

75.0000

American

Oct 4, 2019

Call Options Purchased

400

62.5000

American

May 15, 2020

Call Options Purchased

200

75.0000

American

Nov 1, 2019

Call Options Purchased

18,600

72.5000

American

Jan 17, 2020

Call Options Purchased

1,000

60.0000

American

Sep 18, 2020

Call Options Purchased

2,500

60.0000

American

Feb 21, 2020

Call Options Purchased

100

80.0000

American

Oct 25, 2019

Put Options Written

7,200

76.0000

American

Oct 4, 2019

Put Options Written

1,800

74.0000

American

Oct 4, 2019

Put Options Written

6,600

62.5000

American

Jan 17, 2020

Call Options Purchased

100

105.0000

American

Jun 19, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

3,200

70.0000

American

Oct 4, 2019

Call Options Purchased

2,300

60.0000

American

Jun 19, 2020

Put Options Written

200

87.5000

American

Nov 15, 2019

Put Options Purchased

-700

66.0000

American

Nov 1, 2019

Call Options Written

-1,200

85.0000

American

Sep 18, 2020

Put Options Purchased

-3,300

74.5000

American

Oct 4, 2019

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Put Options Purchased

-500

75.0000

American

May 15, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Call Options Written

-1,500

92.5000

American

Nov 15, 2019

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-2,600

105.0000

American

Nov 15, 2019

Put Options Purchased

-28,900

60.0000

American

Jan 17, 2020

Call Options Written

-800

125.0000

American

Jan 17, 2020

Call Options Written

-14,700

87.5000

American

Nov 15, 2019

Call Options Written

-500

95.0000

American

Sep 18, 2020

Call Options Written

-1,600

75.0000

American

Jan 15, 2021

Call Options Written

-100

67.5000

American

Sep 18, 2020

Put Options Purchased

-100

85.0000

American

Feb 21, 2020

Put Options Purchased

-600

55.0000

American

Jun 19, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-4,300

50.0000

American

Jun 19, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-400

110.0000

American

Jun 19, 2020

Call Options Written

-12,100

95.0000

American

Jan 17, 2020

Put Options Purchased

-5,200

40.0000

American

Jan 21, 2022

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Purchased

4,500

69.0000

American

Oct 25, 2019

Call Options Purchased

1,600

70.0000

American

Jan 15, 2021

Call Options Purchased

1,000

82.5000

American

Feb 21, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

300

80.0000

American

Jun 19, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options Purchased

600

87.5000

American

Feb 21, 2020

Call Options Purchased

200

67.5000

American

Jan 15, 2021

Put Options Written

151,000

65.0000

American

Jun 19, 2020

Put Options Written

800

42.5000

American

Jan 21, 2022

Call Options Purchased

103,800

77.5000

American

Nov 15, 2019

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

25,600

67.5000

American

Nov 15, 2019

Put Options Written

3,000

62.5000

American

Feb 21, 2020

Call Options Purchased

600

65.0000

American

Jan 17, 2020

Put Options Written

125,000

80.0000

American

Jan 15, 2021

Call Options Purchased

800

155.0000

American

Jan 17, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

100

77.5000

American

Jan 15, 2021

Put Options Written

100

37.5000

American

Jan 15, 2021

Call Options Written

-2,200

100.0000

American

Feb 21, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-1,300

72.5000

American

Oct 18, 2019

Put Options Purchased

-500

68.5000

American

Oct 25, 2019

Call Options Written

-5,100

85.0000

American

Jan 15, 2021

Call Options Written

-800

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

70.0000

American

Jan 15, 2021

Call Options Written

-75,000

70.0000

American

Jan 15, 2021

Call Options Written

-13,400

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

67.5000

American

Sep 18, 2020

Call Options Written

-6,900

105.0000

American

Jan 17, 2020

Put Options Purchased

-2,800

42.5000

American

Jan 17, 2020

Put Options Purchased

-100

75.0000

American

Oct 11, 2019

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-400

67.5000

American

Jun 19, 2020

Call Options Written

-4,100

115.0000

American

Jan 17, 2020

Call Options Written

-300

110.0000

American

Sep 18, 2020

Call Options Written

-400

82.5000

American

Jun 19, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-300

73.5000

American

Oct 18, 2019

Call Options Written

-100

75.0000

American

Jun 19, 2020

Call Options Written

-100

80.0000

American

Oct 18, 2019

Put Options Purchased

-1,000

105.0000

American

Jun 19, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-18,400

85.0000

American

Nov 15, 2019

Call Options Purchased

30,400

80.0000

American

Nov 15, 2019

Call Options Purchased

6,500

65.0000

American

Nov 15, 2019

Put Options Written

1,100

71.0000

American

Oct 4, 2019

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

1,400

65.0000

American

Feb 21, 2020

Call Options Purchased

100

76.0000

American

Oct 18, 2019

Call Options Purchased

18,600

70.0000

American

Jan 17, 2020

Call Options Purchased

400

77.5000

American

Sep 18, 2020

Call Options Purchased

18,700

60.0000

American

Jan 17, 2020

Call Options Purchased

1,400

76.0000

American

Oct 11, 2019

Call Options Purchased

200

73.0000

American

Oct 11, 2019

Call Options Purchased

400

60.0000

American

Jan 15, 2021

Call Options Purchased

11,000

75.0000

American

Sep 18, 2020

Call Options Purchased

3,200

55.0000

American

Feb 21, 2020

Put Options Written

9,900

74.0000

American

Oct 18, 2019

Call Options Purchased

200

70.0000

American

Oct 11, 2019

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

800

55.0000

American

Feb 21, 2020

Put Options Written

500

67.5000

American

Jan 17, 2020

Put Options Written

300

77.5000

American

Sep 18, 2020

Put Options Written

100

59.5000

American

Oct 25, 2019

Call Options Purchased

5,000

90.0000

American

Feb 21, 2020

Call Options Purchased

1,000

64.0000

American

Oct 11, 2019

Call Options Purchased

900

76.5000

American

Oct 4, 2019

Call Options Purchased

100

62.5000

American

Sep 18, 2020

Put Options Written

200

77.0000

American

Oct 4, 2019

Call Options Purchased

200

110.0000

American

Jan 21, 2022

Call Options Purchased

1,600

68.5000

American

Oct 4, 2019

Call Options Purchased

400

47.5000

American

Jun 19, 2020

Put Options Written

3,200

85.0000

American

Jan 17, 2020

Put Options Written

400

70.0000

American

Feb 21, 2020

Put Options Purchased

-1,100

80.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

35.0000

American

Jan 15, 2021

Put Options Purchased

-2,800

72.5000

American

Jun 19, 2020

Put Options Purchased

-13,100

69.0000

American

Oct 25, 2019

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-100,100

120.0000

American

Jan 17, 2020

Call Options Written

-3,100

145.0000

American

Jan 17, 2020

Put Options Purchased

-73,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-400

72.0000

American

Oct 4, 2019

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-2,000

78.0000

American

Oct 4, 2019

Put Options Purchased

-8,200

75.0000

American

Jan 17, 2020

Call Options Written

-300

130.0000

American

Jun 19, 2020

Call Options Written

-600

72.5000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Put Options Purchased

-3,100

57.5000

American

Oct 18, 2019

Call Options Written

-900

90.0000

American

Sep 18, 2020

Call Options Written

-400

73.5000

American

Nov 1, 2019

Put Options Purchased

-600

60.0000

American

Feb 21, 2020

Call Options Written

-300

75.0000

American

Oct 11, 2019

Put Options Purchased

-800

50.0000

American

Feb 21, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,500

185.0000

American

Jan 17, 2020

Put Options Purchased

-22,300

65.0000

American

Nov 15, 2019

Put Options Purchased

-1,400

45.0000

American

Jan 15, 2021

Call Options Purchased

4,300

75.0000

American

Feb 21, 2020

Call Options Purchased

9,500

80.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

500

71.5000

American

Oct 4, 2019

Call Options Purchased

10,200

75.0000

American

Oct 18, 2019

Call Options Purchased

1,000

77.0000

American

Oct 11, 2019

Call Options Purchased

300

75.5000

American

Nov 1, 2019

Call Options Purchased

25,600

75.0000

American

Nov 15, 2019

Put Options Written

6,100

80.0000

American

Jan 17, 2020

Put Options Written

1,500

45.0000

American

Nov 15, 2019

Put Options Written

400

60.0000

American

Oct 18, 2019

Call Options Purchased

6,600

72.5000

American

Oct 18, 2019

Put Options Written

200

55.0000

American

Nov 15, 2019

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Put Options Written

100

80.0000

American

Nov 15, 2019

Put Options Written

26,200

70.0000

American

Jun 19, 2020

Call Options Purchased

200

71.0000

American

Nov 1, 2019

Call Options Purchased

24,700

67.5000

American

Jan 17, 2020

Put Options Written

200

75.0000

American

Oct 4, 2019

Call Options Purchased

4,100

74.0000

American

Oct 25, 2019

Put Options Written

100

62.5000

American

Oct 4, 2019

Put Options Purchased

-200

70.5000

American

Oct 4, 2019

Put Options Purchased

-1,600

68.0000

American

Oct 25, 2019

Put Options Purchased

-9,000

69.5000

American

Oct 25, 2019

Put Options Purchased

-2,100

40.0000

American

Jan 15, 2021

Call Options Written

-200

62.5000

American

Jun 19, 2020

Put Options Purchased

-9,500

72.5000

American

Jan 15, 2021

Put Options Purchased

-100

80.0000

American

Feb 21, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-300

42.5000

American

Nov 15, 2019

Call Options Written

-500

87.5000

American

Jun 19, 2020

Call Options Written

-18,100

95.0000

American

Jun 19, 2020

Call Options Written

-2,300

76.5000

American

Oct 18, 2019

Call Options Written

-52,900

82.5000

American

Jan 17, 2020

Call Options Written

-2,200

62.5000

American

Feb 21, 2020

Put Options Purchased

-1,600

69.5000

American

Oct 11, 2019

Call Options Written

-100

90.0000

American

Jan 15, 2021

Call Options Written

-100

180.0000

American

Jan 17, 2020

Put Options Purchased

-800

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,700

87.5000

American

Jan 17, 2020

Call Options Written

-2,000

150.0000

American

Jan 17, 2020

Put Options Purchased

-6,700

70.0000

American

Jan 17, 2020

Call Options Purchased

1,200

57.5000

American

Jun 19, 2020

Call Options Purchased

100

71.0000

American

Oct 25, 2019

Call Options Purchased

9,000

68.5000

American

Oct 25, 2019

Put Options Written

2,800

67.5000

American

Jun 19, 2020

Put Options Written

500

72.5000

American

Oct 4, 2019

Call Options Purchased

16,800

70.0000

American

Oct 18, 2019

Call Options Purchased

500

85.0000

American

May 15, 2020

Put Options Written

100

65.0000

American

Sep 18, 2020

Put Options Written

100

72.5000

American

Sep 18, 2020

Call Options Purchased

3,200

80.0000

American

Jun 19, 2020

Call Options Purchased

400

57.5000

American

Sep 18, 2020

Call Options Purchased

6,800

85.0000

American

Jun 19, 2020

Call Options Purchased

2,300

47.5000

American

Sep 18, 2020

Put Options Written

200

45.0000

American

Jan 21, 2022

Put Options Written

6,000

105.0000

American

Jan 17, 2020

Call Options Purchased

2,000

50.0000

American

Jan 17, 2020

Call Options Purchased

400

74.5000

American

Oct 4, 2019

Put Options Written

300

67.0000

American

Oct 11, 2019

Put Options Written

75,000

70.0000

American

Jan 15, 2021

Call Options Purchased

100

78.0000

American

Oct 11, 2019

Put Options Purchased

-11,300

70.0000

American

Oct 18, 2019

Put Options Purchased

-39,800

67.5000

American

Nov 15, 2019

Put Options Purchased

-200

55.0000

American

Oct 18, 2019

Call Options Written

-10,400

100.0000

American

Jun 19, 2020

Call Options Written

-13,800

90.0000

American

Nov 15, 2019

Put Options Purchased

-300

68.0000

American

Oct 11, 2019

Call Options Written

-15,500

87.5000

American

Jan 17, 2020

Call Options Written

-200

105.0000

American

Sep 18, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Purchased

-27,500

62.5000

American

Nov 15, 2019

Put Options Purchased

-100

67.5000

American

Feb 21, 2020

Call Options Written

-11,400

85.0000

American

Jan 17, 2020

Call Options Written

-69,400

100.0000

American

Jan 17, 2020

Call Options Written

-3,100

62.5000

American

Jan 17, 2020

Put Options Purchased

-300

71.0000

American

Oct 11, 2019

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-1,000

100.0000

American

Nov 15, 2019

Put Options Purchased

-2,600

73.0000

American

Oct 4, 2019

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options Written

15,800

65.0000

American

Oct 18, 2019

Put Options Written

400

72.5000

American

May 15, 2020

Put Options Written

100

62.5000

American

Oct 25, 2019

Call Options Purchased

4,400

67.5000

American

Oct 18, 2019

Put Options Written

2,300

47.5000

American

Nov 15, 2019

Put Options Written

400

85.0000

American

Jan 15, 2021

Call Options Purchased

1,300

80.0000

American

Sep 18, 2020

Put Options Written

8,500

65.0000

American

Feb 21, 2020

Put Options Written

100

63.0000

American

Oct 11, 2019

Call Options Purchased

200

74.0000

American

Oct 18, 2019

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

4,600

75.0000

American

Jan 17, 2020

Put Options Written

200

73.0000

American

Nov 22, 2019

Call Options Purchased

14,300

77.5000

American

Jan 17, 2020

Put Options Written

5,100

69.0000

American

Oct 4, 2019

Call Options Purchased

4,300

77.5000

American

Jan 15, 2021

Call Options Purchased

1,500

77.5000

American

Feb 21, 2020

Call Options Purchased

1,300

65.0000

American

Jun 19, 2020

Call Options Purchased

1,000

77.0000

American

Oct 4, 2019

Put Options Written

100

69.0000

American

Oct 18, 2019

Put Options Written

300

70.0000

American

Oct 4, 2019

Put Options Written

4,000

59.5000

American

Oct 11, 2019

Call Options Purchased

800

77.5000

American

Oct 11, 2019

Call Options Written

-100

72.5000

American

Oct 11, 2019

Put Options Purchased

-300

77.5000

American

Feb 21, 2020

Call Options Written

-400

80.0000

American

Jan 15, 2021

Call Options Written

-1,000

87.5000

American

Jan 15, 2021

Call Options Written

-100

62.5000

American

Nov 15, 2019

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-2,200

82.5000

American

Jan 15, 2021

Put Options Purchased

-12,700

60.0000

American

Nov 15, 2019

Call Options Written

-500

62.5000

American

Oct 18, 2019

Call Options Written

-6,500

95.0000

American

Nov 15, 2019

Put Options Purchased

-14,600

70.0000

American

Nov 15, 2019

Call Options Written

-5,000

100.0000

American

Sep 18, 2020

Call Options Written

-3,100

135.0000

American

Jan 17, 2020

Call Options Written

-6,900

92.5000

American

Jan 17, 2020

Put Options Purchased

-1,000

62.0000

American

Oct 11, 2019

Call Options Written

-3,100

95.0000

American

Jan 15, 2021

Call Options Written

-13,300

90.0000

American

Jan 17, 2020

Put Options Purchased

-6,800

100.0000

American

Jan 17, 2020

Call Options Written

-200

69.0000

American

Oct 4, 2019

Put Options Purchased

-2,200

72.5000

American

Jan 17, 2020

Put Options Purchased

-9,400

90.0000

American

Jan 17, 2020

Put Options Purchased

-15,700

67.5000

American

Oct 18, 2019

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 677770
Time of Receipt (offset from UTC): 20191008T143225+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC